0000899243-23-007061.txt : 20230303
0000899243-23-007061.hdr.sgml : 20230303
20230303190428
ACCESSION NUMBER: 0000899243-23-007061
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230301
FILED AS OF DATE: 20230303
DATE AS OF CHANGE: 20230303
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Garen Daniel
CENTRAL INDEX KEY: 0001540967
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38246
FILM NUMBER: 23706850
MAIL ADDRESS:
STREET 1: 5677 AIRLINE ROAD
CITY: ARLINGTON
STATE: TN
ZIP: 38002
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Vivint Smart Home, Inc.
CENTRAL INDEX KEY: 0001713952
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-DETECTIVE, GUARD & ARMORED CAR SERVICES [7381]
IRS NUMBER: 981380306
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4931 NORTH 300 WEST
CITY: PROVO
STATE: UT
ZIP: 84604
BUSINESS PHONE: (801) 705-8011
MAIL ADDRESS:
STREET 1: 4931 NORTH 300 WEST
CITY: PROVO
STATE: UT
ZIP: 84604
FORMER COMPANY:
FORMER CONFORMED NAME: Mosaic Acquisition Corp.
DATE OF NAME CHANGE: 20170804
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2023-03-01
0
0001713952
Vivint Smart Home, Inc.
VVNT
0001540967
Garen Daniel
C/O VIVINT SMART HOME, INC.
4931 NORTH 300 WEST
PROVO
UT
84604
0
1
0
0
See Remarks
Class A Common Stock
2023-03-01
4
A
0
8929
0.00
A
84209
D
Class A Common Stock
2023-03-01
4
F
0
2608
11.91
D
81601
D
Restricted Stock Units
2023-03-01
4
A
0
26785
0.00
A
Class A Common Stock
26785
26785
D
Reflects performance-based restricted stock units previously granted to the Reporting Person, which were certified at target-level performance on March 1, 2023. Of these units, 25% vested immediately and the remaining 75% vest in three equal annual installments beginning on March 1, 2024. Therefore, upon certification of the award, the Reporting Person received 8,929 shares of Class A Common Stock of the Issuer ("Class A Common Stock") and will receive 26,785 shares (or the cash-equivalent thereof) in three equal annual installments beginning on March 1, 2024.
Reflects shares of Class A Common Stock withheld to cover the Reporting Person's tax liability in connection with the vesting and settlement of the performance-based restricted stock units described herein.
Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock. The restricted stock units will be settled in either Class A Common Stock or cash.
Title: Chief Ethics and Compliance Officer
/s/ Garner B. Meads, III, as Attorney-in-Fact
2023-03-03