0001493152-22-017133.txt : 20220617
0001493152-22-017133.hdr.sgml : 20220617
20220617160049
ACCESSION NUMBER: 0001493152-22-017133
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170630
FILED AS OF DATE: 20220617
DATE AS OF CHANGE: 20220617
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Noriega Roger
CENTRAL INDEX KEY: 0001608103
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-55191
FILM NUMBER: 221023646
MAIL ADDRESS:
STREET 1: 1150 K STREET, N.W.
CITY: WASHINGTON
STATE: DC
ZIP: 20005
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Brazil Minerals, Inc.
CENTRAL INDEX KEY: 0001540684
STANDARD INDUSTRIAL CLASSIFICATION: MINING, QUARRYING OF NONMETALLIC MINERALS (NO FUELS) [1400]
IRS NUMBER: 392078861
STATE OF INCORPORATION: NV
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: RUA VEREADOR JOAO ALVES PRAES
STREET 2: N 95-A
CITY: OLHOS D'AGUA
STATE: D5
ZIP: 39398-000
BUSINESS PHONE: 2133216065
MAIL ADDRESS:
STREET 1: RUA BAHIA, 2463
STREET 2: SUITE 205
CITY: BELO HORIZONTE, MINAS GERAIS
STATE: D5
ZIP: 30-160-012
FORMER COMPANY:
FORMER CONFORMED NAME: Flux Technologies, Corp.
DATE OF NAME CHANGE: 20120127
4
1
ownership.xml
X0306
4
2017-06-30
0
0001540684
Brazil Minerals, Inc.
BMIX
0001608103
Noriega Roger
433 NORTH CAMDEN DRIVE,
SUITE 810
BEVERLY HILLS,
CA
90210
1
0
0
0
Common Stock, par value $.001 per share
2021-02-12
4
M
0
1245836
0.0358
A
1248194
D
Common Stock, par value $.001 per share
2021-02-12
4
M
0
2818918
0.0358
A
4067112
D
Common Stock, par value $.001 per share
2021-02-12
4
M
0
4387298
0.0358
A
8454410
D
Common Stock, par value $.001 per share
2021-02-12
4
M
0
6240575
0.0358
A
14694985
D
Common Stock, par value $.001 per share
2021-02-12
4
M
0
6405860
0.0358
A
21100845
D
Common Stock, par value $.001 per share
2021-02-12
4
M
0
12304245
0.0358
A
33405090
D
Common Stock, par value $.001 per share
2021-03-02
4
M
0
11147142
0.0266
A
44552232
D
Common Stock, par value $.001 per share
2021-03-02
4
M
0
13717172
0.0266
A
58269404
D
Common Stock, par value $.001 per share
2021-03-02
4
M
0
2909479
0.0266
A
61178883
D
Common Stock, par value $.001 per share
2021-03-02
4
M
0
7188323
0.0266
A
68367206
D
Common Stock, par value $.001 per share
2021-03-02
4
M
0
7940966
0.0266
A
76308172
D
Common Stock, par value $.001 per share
2021-03-02
4
M
0
10930116
0.0266
A
87238288
D
Common Stock, par value $.001 per share
2021-03-02
4
M
0
13546635
0.0266
A
100784923
D
Common Stock, par value $.001 per share
2021-03-02
4
M
0
9613473
0.0266
A
110398396
D
Common Stock Options
0.0224
2017-06-30
4
A
0
1055000
A
2017-06-30
2022-06-30
Common Stock
1055000
1055000
D
Common Stock Options
0.0079
2017-09-30
4
A
0
1598600
A
2017-09-30
2022-09-30
Common Stock
1598600
2653600
D
Common Stock Options
0.0040
2017-12-31
4
A
0
3173500
A
2017-12-31
2022-12-31
Common Stock
3173500
5827100
D
Common Stock Options
0.0037
2018-03-31
4
A
0
4893000
A
2018-03-31
2023-03-31
Common Stock
4893000
10720100
D
Common Stock Options
0.0024
2018-06-30
4
A
0
6689000
A
2018-06-30
2023-06-30
Common Stock
6689000
17409100
D
Common Stock Options
0.0015
2018-09-30
4
A
0
6686000
A
2018-09-30
2023-09-30
Common Stock
6686000
24095100
D
Common Stock Options
0.0014
2018-12-31
4
A
0
12805000
A
2018-12-31
2023-12-31
Common Stock
12805000
36900100
D
Common Stock Options
0.0011
2019-03-31
4
A
0
11628000
A
2019-03-31
2024-03-31
Common Stock
11628000
48528100
D
Common Stock Options
0.0010
2019-06-30
4
A
0
14253000
A
2019-06-30
2024-06-30
Common Stock
14253000
62781100
D
Common Stock Options
0.0043
2019-09-30
4
A
0
3470500
A
2019-09-30
2024-09-30
Common Stock
3470500
66251600
D
Common Stock Options
0.0025
2019-12-31
4
A
0
7934000
A
2019-12-31
2024-12-31
Common Stock
7934000
74185600
D
Common Stock Options
0.0013
2020-03-31
4
A
0
8349000
A
2020-03-31
2025-03-31
Common Stock
8349000
82534600
D
Common Stock Options
0.0012
2020-06-30
4
A
0
11446500
A
2020-06-30
2025-06-30
Common Stock
11446500
93981100
D
Common Stock Options
0.0011
2020-09-30
4
A
0
14131000
A
2020-09-30
2025-09-30
Common Stock
14131000
108112100
D
Common Stock Options
0.0010
2020-12-31
4
A
0
9989000
A
2020-12-31
2025-12-31
Common Stock
9989000
118101100
D
Common Stock Options
2021-02-12
4
M
0
1598600
0.0358
D
2022-09-30
Common Stock
1598600
116502500
D
Common Stock Options
2021-02-12
4
M
0
3173500
0.0358
D
2022-12-31
Common Stock
3173500
113329000
D
Common Stock Options
2021-02-12
4
M
0
4893000
0.0358
D
2023-03-31
Common Stock
4893000
108436000
D
Common Stock Options
2021-02-12
4
M
0
6689000
0.0358
D
2023-06-30
Common Stock
6689000
101747000
D
Common Stock Options
2021-02-12
4
M
0
6686000
0.0358
D
2023-09-30
Common Stock
6686000
95061000
D
Common Stock Options
2021-02-12
4
M
0
12805000
0.0358
D
2023-12-31
Common Stock
12805000
82256000
D
Common Stock Options
2021-03-02
4
M
0
11628000
0.0266
D
2024-03-31
Common Stock
11628000
70628000
D
Common Stock Options
2021-03-02
4
M
0
14253000
0.0266
D
2024-06-30
Common Stock
14253000
56375000
D
Common Stock Options
2021-03-02
4
M
0
3470500
0.0266
D
2024-09-30
Common Stock
3470500
52904500
D
Common Stock Options
2021-03-02
4
M
0
7934000
0.0266
D
2024-12-31
Common Stock
7934000
44970500
D
Common Stock Options
2021-03-02
4
M
0
8349000
0.0266
D
2025-03-31
Common Stock
8349000
36621500
D
Common Stock Options
2021-03-02
4
M
0
11446500
0.0266
D
2025-06-30
Common Stock
11446500
25175000
D
Common Stock Options
2021-03-02
4
M
0
14131000
0.0266
D
2025-09-30
Common Stock
14131000
11044000
D
Common Stock Options
2021-03-02
4
M
0
9989000
0.0266
D
2025-12-31
Common Stock
9989000
1055000
D
This Report on Form 4 discloses previously unreported non-derivative security transactions effected by or on behalf of the reporting person since February 12, 2021.
Stock received in connection with reporting person's cashless exercise of stock options granted on 9/30/2017. Reflects 352,764 shares withheld at the cashless exercise price of $0.0358 per share to fund the cashless exercise of 1,598,600 options.
The amount of securities beneficially owned by the reporting person prior to this transaction was 2,358 as a result of a reverse stock split effected by the Issuer on January 27, 2017.
Stock received in connection with reporting person's cashless exercise of stock options granted on 12/31/2017. Reflects 354,582 shares withheld at the cashless exercise price of $0.0358 per share to fund the cashless exercise of 3,173,500 options.
Stock received in connection with reporting person's cashless exercise of stock options granted on 3/31/2018. Reflects 505,702 shares withheld at the cashless exercise price of $0.0358 per share to fund the cashless exercise of 4,893,000 options.
Stock received in connection with reporting person's cashless exercise of stock options granted on 6/30/2018. Reflects 448,425 shares withheld at the cashless exercise price of $0.0358 per share to fund the cashless exercise of 6,689,000 options.
Stock received in connection with reporting person's cashless exercise of stock options granted on 9/30/2018. Reflects 280,140 shares withheld at the cashless exercise price of $0.0358 per share to fund the cashless exercise of 6,686,000 options.
Stock received in connection with reporting person's cashless exercise of stock options granted on 12/31/2018. Reflects 500,755 shares withheld at the cashless exercise price of $0.0358 per share to fund the cashless exercise of 12,805,000 options.
Stock received in connection with reporting person's cashless exercise of stock options granted on 3/31/2019. Reflects 480,858 shares withheld at the cashless exercise price of $0.0266 per share to fund the cashless exercise of 11,628,000 options.
Stock received in connection with reporting person's cashless exercise of stock options granted on 6/30/2019. Reflects 535,828 shares withheld at the cashless exercise price of $0.0266 per share to fund the cashless exercise of 14,253,000 options.
Stock received in connection with reporting person's cashless exercise of stock options granted on 9/30/2019. Reflects 561,021 shares withheld at the cashless exercise price of $0.0266 per share to fund the cashless exercise of 3,470,500 options.
Stock received in connection with reporting person's cashless exercise of stock options granted on 12/31/2019. Reflects 745,677 shares withheld at the cashless exercise price of $0.0266 per share to fund the cashless exercise of 7,934,000 options.
Stock received in connection with reporting person's cashless exercise of stock options granted on 3/31/2020. Reflects 408,034 shares withheld at the cashless exercise price of $0.0266 per share to fund the cashless exercise of 8,349,000 options.
Stock received in connection with reporting person's cashless exercise of stock options granted on 6/30/2020. Reflects 516,384 shares withheld at the cashless exercise price of $0.0266 per share to fund the cashless exercise of 11,446,500 options.
Stock received in connection with reporting person's cashless exercise of stock options granted on 9/30/2020. Reflects 584,365 shares withheld at the cashless exercise price of $0.0266 per share to fund the cashless exercise of 14,131,000 options.
Stock received in connection with reporting person's cashless exercise of stock options granted on 12/31/2020. Reflects 375,527 shares withheld at the cashless exercise price of $0.0266 per share to fund the cashless exercise of 9,989,000 options.
This Report on Form 4 discloses previously unreported derivative security transactions effected by or on behalf of the reporting person since June 30, 2017.
Quarterly award of Stock Options for services as a director.
Stock Options exercised at the exercise price disclosed on Table I to this Report on Form 4 on the corresponding transaction date.
The Stock Options had fully vested upon issuance and were fully exercised as shown on Table I above.
/s/ Roger Noriega
2022-06-17