Managing Director

0001398344-17-014723.txt : 20171115 0001398344-17-014723.hdr.sgml : 20171115 20171114184636 ACCESSION NUMBER: 0001398344-17-014723 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170930 FILED AS OF DATE: 20171115 DATE AS OF CHANGE: 20171114 EFFECTIVENESS DATE: 20171115 FILER: COMPANY DATA: COMPANY CONFORMED NAME: EP Wealth Advisors, LLC CENTRAL INDEX KEY: 0001540569 IRS NUMBER: 330152539 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14754 FILM NUMBER: 171203422 BUSINESS ADDRESS: STREET 1: 21515 HAWTHORNE BLVD., SUITE 1200 CITY: TORRANCE STATE: CA ZIP: 90503 BUSINESS PHONE: 310-543-4559 MAIL ADDRESS: STREET 1: 21515 HAWTHORNE BLVD., SUITE 1200 CITY: TORRANCE STATE: CA ZIP: 90503 FORMER COMPANY: FORMER CONFORMED NAME: EP Wealth Advisors, Inc. DATE OF NAME CHANGE: 20120126 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001540569 XXXXXXXX 09-30-2017 09-30-2017 false EP Wealth Advisors, LLC

21515 Hawthorne Blvd., Suite 1200 Torrance CA 90503

13F HOLDINGS REPORT 028-14754 N Derek Holman Managing Director 310-543-4559 /s/ Derek Holman Torrance CA 11-14-2017 0 178 865851 INFORMATION TABLE 2 fp0029198_13fhr-table.xml 13F INFORMATION TABLE APPLE INC COM 037833100 25776 167249 SH SOLE 149742 0 17508 ABBVIE INC COM 00287Y109 299 3365 SH SOLE 2795 0 570 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 11453 84794 SH SOLE 76966 0 7829 ADOBE SYS INC COM 00724F101 347 2325 SH SOLE 2325 0 0 ISHARES TR CORE US AGGBD ET 464287226 2928 26716 SH SOLE 25521 0 1195 ALLERGAN PLC SHS G0177J108 6326 30868 SH SOLE 27999 0 2869 GALLAGHER ARTHUR J & CO COM 363576109 207 3371 SH SOLE 3371 0 0 ALLSTATE CORP COM 020002101 13969 151989 SH SOLE 137753 0 14236 AMGEN INC COM 031162100 11544 61916 SH SOLE 56074 0 5842 AMERICAN TOWER CORP NEW COM 03027X100 13895 101659 SH SOLE 92700 0 8959 AMAZON COM INC COM 023135106 8851 9206 SH SOLE 8231 0 975 ANDEAVOR COM 03349M105 9236 89538 SH SOLE 79582 0 9956 BROADCOM LTD SHS Y09827109 12958 53428 SH SOLE 48809 0 4619 AMERICAN EXPRESS CO COM 025816109 311 3440 SH SOLE 2679 0 761 BOEING CO COM 097023105 1370 5391 SH SOLE 5042 0 349 BANK AMER CORP COM 060505104 317 12505 SH SOLE 12505 0 0 BAXTER INTL INC COM 071813109 332 5287 SH SOLE 5287 0 0 BB&T CORP COM 054937107 11399 242850 SH SOLE 221913 0 20937 BROOKDALE SR LIVING INC COM 112463104 106 10040 SH SOLE 10040 0 0 POWERSHARES ETF TRUST II SENIOR LN PORT 73936Q769 249 10747 SH SOLE 10747 0 0 BLACKROCK INC COM 09247X101 13493 30181 SH SOLE 27296 0 2884 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 1223 14919 SH SOLE 14801 0 118 BERKSHIRE HATHAWAY INC DEL CL A 084670108 275 1 SH SOLE 1 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1781 9716 SH SOLE 9586 0 130 CATHAY GEN BANCORP COM 149150104 281 6981 SH SOLE 5375 0 1606 ISHARES INC JP MRG EM CRP BD 464286251 1179 22868 SH SOLE 589 0 22279 CENTERPOINT ENERGY INC COM 15189T107 234 7997 SH SOLE 0 0 7997 COSTCO WHSL CORP NEW COM 22160K105 12785 77821 SH SOLE 68592 0 9229 CISCO SYS INC COM 17275R102 389 11575 SH SOLE 11575 0 0 PROSHARES TR PSHS LC COR PLUS 74347R248 341 5461 SH SOLE 5461 0 0 CU BANCORP CALIF COM 126534106 229 5906 SH SOLE 1000 0 4906 CHEVRON CORP NEW COM 166764100 4381 37287 SH SOLE 32928 0 4359 DBX ETF TR XTRAK MSCI EAFE 233051200 250 8049 SH SOLE 8049 0 0 DISCOVER FINL SVCS COM 254709108 204 3160 SH SOLE 3160 0 0 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 476 2125 SH SOLE 2125 0 0 DISNEY WALT CO COM DISNEY 254687106 12485 126657 SH SOLE 112958 0 13699 WISDOMTREE TR US LARGECAP DIVD 97717W307 298 3430 SH SOLE 3430 0 0 DEVON ENERGY CORP NEW COM 25179M103 8129 221432 SH SOLE 195547 0 25885 ISHARES TR SELECT DIVID ETF 464287168 390 4168 SH SOLE 4168 0 0 DOWDUPONT INC COM 26078J100 287 4140 SH SOLE 4140 0 0 ISHARES TR MSCI EAFE ETF 464287465 2143 31291 SH SOLE 27531 0 3760 ISHARES TR MIN VOL EAFE ETF 46429B689 219 3087 SH SOLE 3087 0 0 EDISON INTL COM 281020107 8546 110739 SH SOLE 97250 0 13488 ISHARES TR JPMORGAN USD EMG 464288281 209 1795 SH SOLE 1675 0 120 ISHARES INC EM HGHYL BD ETF 464286285 1507 29670 SH SOLE 877 0 28793 EXPRESS SCRIPTS HLDG CO COM 30219G108 261 4125 SH SOLE 4125 0 0 EAST WEST BANCORP INC COM 27579R104 462 7736 SH SOLE 6540 0 1196 FACEBOOK INC CL A 30303M102 27231 159369 SH SOLE 150579 0 8790 FIRST TR EXCHANGE TRADED FD DJ INTERNT IDX 33733E302 3496 34152 SH SOLE 577 0 33575 F M C CORP COM NEW 302491303 10121 113324 SH SOLE 100662 0 12662 FIRST TR EXCHANGE TRADED FD NASDAQ BK ETF 33738R860 1524 55180 SH SOLE 180 0 55000 FIRST TR EXCHANGE TRADED FD INDLS PROD DUR 33734X150 2486 66965 SH SOLE 1208 0 65757 FIRST TR EXCHANGE TRADED FD UTILITIES ALPH 33734X184 2090 77344 SH SOLE 989 0 76355 GENERAL DYNAMICS CORP COM 369550108 8141 39601 SH SOLE 35963 0 3638 GENERAL ELECTRIC CO COM 369604103 864 35730 SH SOLE 34468 0 1262 ISHARES INC GLB HGH YLD ETF 464286178 1056 20536 SH SOLE 595 0 19941 SPDR GOLD TRUST GOLD SHS 78463V107 206 1691 SH SOLE 1556 0 135 GAMING & LEISURE PPTYS INC COM 36467J108 2711 73481 SH SOLE 73481 0 0 GLOBAL X FDS GLBX MSCI COLUM 37950E200 116 11200 SH SOLE 11200 0 0 HOME DEPOT INC COM 437076102 600 3669 SH SOLE 3656 0 12 HOLOGIC INC COM 436440101 7229 197035 SH SOLE 176390 0 20645 HONEYWELL INTL INC COM 438516106 13322 93992 SH SOLE 84772 0 9219 HARRIS CORP DEL COM 413875105 244 1856 SH SOLE 1856 0 0 SCHEIN HENRY INC COM 806407102 216 2638 SH SOLE 2638 0 0 ISHARES TR IBOXX HI YD ETF 464288513 1707 19236 SH SOLE 1817 0 17419 ISHARES TR U.S. INSRNCE ETF 464288786 1589 24931 SH SOLE 282 0 24649 ISHARES TR US REGNL BKS ETF 464288778 1379 29204 SH SOLE 323 0 28881 ISHARES GOLD TRUST ISHARES 464285105 176 14264 SH SOLE 14264 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 991 6834 SH SOLE 6684 0 150 ISHARES TR NA TEC SFTWR ETF 464287515 1666 11389 SH SOLE 156 0 11233 ISHARES TR U.S. MED DVC ETF 464288810 1958 11722 SH SOLE 108 0 11614 ISHARES TR CORE S&P MCP ETF 464287507 1052 5881 SH SOLE 5881 0 0 ISHARES TR CORE S&P SCP ETF 464287804 1597 21516 SH SOLE 1684 0 19832 INTEL CORP COM 458140100 699 18356 SH SOLE 18356 0 0 ISHARES TR US AER DEF ETF 464288760 1736 9750 SH SOLE 103 0 9647 ISHARES TR S&P 500 VAL ETF 464287408 585 5425 SH SOLE 5425 0 0 ISHARES TR CORE S&P500 ETF 464287200 1673 6616 SH SOLE 6616 0 0 ISHARES TR RUS 1000 ETF 464287622 201 1435 SH SOLE 1435 0 0 ISHARES TR RUS 1000 VAL ETF 464287598 220 1854 SH SOLE 1854 0 0 ISHARES TR RUS 1000 GRW ETF 464287614 1288 10299 SH SOLE 9599 0 700 ISHARES TR RUSSELL 2000 ETF 464287655 426 2878 SH SOLE 2878 0 0 ISHARES TR RUS 2000 VAL ETF 464287630 259 2083 SH SOLE 1458 0 625 ISHARES TR RUS 2000 GRW ETF 464287648 257 1434 SH SOLE 1144 0 290 ISHARES TR RUS MD CP GR ETF 464287481 571 5046 SH SOLE 3811 0 1235 ISHARES TR RUS MID CAP ETF 464287499 390 1976 SH SOLE 1976 0 0 ISHARES TR RUS MDCP VAL ETF 464287473 436 5129 SH SOLE 4904 0 225 ISHARES TR RUSSELL 3000 ETF 464287689 1294 8671 SH SOLE 8649 0 22 ISHARES TR U.S. CNSM SV ETF 464287580 1576 9607 SH SOLE 106 0 9501 JOHNSON & JOHNSON COM 478160104 16228 124824 SH SOLE 111916 0 12907 SPDR SERIES TRUST BLOOMBERG BRCLYS 78464A417 220 5886 SH SOLE 5886 0 0 JPMORGAN CHASE & CO COM 46625H100 18667 195445 SH SOLE 176019 0 19427 COCA COLA CO COM 191216100 914 20309 SH SOLE 12970 0 7339 LOCKHEED MARTIN CORP COM 539830109 564 1817 SH SOLE 1608 0 209 ISHARES TR IBOXX INV CP ETF 464287242 435 3585 SH SOLE 3545 0 40 MASTERCARD INCORPORATED CL A 57636Q104 682 4830 SH SOLE 4830 0 0 MCDONALDS CORP COM 580135101 345 2200 SH SOLE 1903 0 297 MONDELEZ INTL INC CL A 609207105 318 7812 SH SOLE 7812 0 0 3M CO COM 88579Y101 16617 79164 SH SOLE 70010 0 9154 ALTRIA GROUP INC COM 02209S103 776 12240 SH SOLE 11930 0 310 MONSANTO CO NEW COM 61166W101 305 2549 SH SOLE 2549 0 0 MERCK & CO INC COM 58933Y105 587 9163 SH SOLE 9163 0 0 MICROSOFT CORP COM 594918104 2081 27942 SH SOLE 26992 0 951 M & T BK CORP COM 55261F104 464 2884 SH SOLE 2884 0 0 NUVEEN CA QUALTY MUN INCOME COM 67066Y105 592 39693 SH SOLE 39693 0 0 NUVEEN AMT FREE QLTY MUN INC COM 670657105 513 37046 SH SOLE 37046 0 0 ISHARES U S ETF TR SHT MAT BD ETF 46431W507 452 8980 SH SOLE 7375 0 1605 NEXTERA ENERGY INC COM 65339F101 204 1390 SH SOLE 1390 0 0 NEXTERA ENERGY PARTNERS LP COM UNIT PART IN 65341B106 286 7110 SH SOLE 7110 0 0 NETFLIX INC COM 64110L106 314 1729 SH SOLE 1729 0 0 NUVEEN INTER DURATION MN TMF COM 670671106 689 51476 SH SOLE 51476 0 0 NORTHROP GRUMMAN CORP COM 666807102 712 2476 SH SOLE 2360 0 116 ORACLE CORP COM 68389X105 16588 343091 SH SOLE 310939 0 32152 PG&E CORP COM 69331C108 609 8942 SH SOLE 8942 0 0 POWERSHARES ETF TRUST DWA MOMENTUM PTF 73935X153 1470 30240 SH SOLE 1914 0 28326 PEPSICO INC COM 713448108 17735 159159 SH SOLE 140988 0 18171 PFIZER INC COM 717081103 547 15318 SH SOLE 15318 0 0 PROCTER AND GAMBLE CO COM 742718109 896 9849 SH SOLE 8538 0 1311 SPROTT PHYSICAL GOLD TRUST UNIT 85207H104 564 54032 SH SOLE 54032 0 0 POWERSHARES ETF TRUST II DWA EMKT MOM PTF 73936Q207 1919 101122 SH SOLE 10627 0 90495 POWERSHARES ETF TRUST II DWA DEVMKTMOM PT 73936Q108 2002 74002 SH SOLE 1171 0 72831 PHILIP MORRIS INTL INC COM 718172109 1093 9849 SH SOLE 8213 0 1636 PNC FINL SVCS GROUP INC COM 693475105 234 1736 SH SOLE 1611 0 125 PRIMERICA INC COM 74164M108 296 3634 SH SOLE 384 0 3250 PHILLIPS 66 COM 718546104 332 3626 SH SOLE 3501 0 125 PRAXAIR INC COM 74005P104 240 1721 SH SOLE 1721 0 0 INDEXIQ ETF TR HEDGE MLTI ETF 45409B107 358 11965 SH SOLE 11180 0 785 QUALCOMM INC COM 747525103 477 9202 SH SOLE 9165 0 37 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 957 6583 SH SOLE 6583 0 0 FIRST TR NASDAQ100 TECH INDE SHS 337345102 2982 43755 SH SOLE 766 0 42989 COHEN & STEERS QUALITY RLTY COM 19247L106 165 13100 SH SOLE 13100 0 0 RYDEX ETF TRUST GUG S&P500 EQ WT 78355W106 1847 19327 SH SOLE 8287 0 11040 RAYTHEON CO COM NEW 755111507 594 3186 SH SOLE 3186 0 0 STARBUCKS CORP COM 855244109 2260 42087 SH SOLE 42007 0 80 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 238 7101 SH SOLE 7101 0 0 SCHWAB STRATEGIC TR US LCAP VA ETF 808524409 257 4965 SH SOLE 4965 0 0 SCHWAB CHARLES CORP NEW COM 808513105 8986 205435 SH SOLE 185002 0 20433 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 879 14642 SH SOLE 14152 0 490 SVB FINL GROUP COM 78486Q101 352 1882 SH SOLE 1882 0 0 ISHARES TR PHLX SEMICND ETF 464287523 1651 10414 SH SOLE 114 0 10300 S&P GLOBAL INC COM 78409V104 9000 57575 SH SOLE 51973 0 5602 POWERSHARES ETF TR II S&P500 LOW VOL 73937B779 1460 31886 SH SOLE 3411 0 28475 SPDR S&P 500 ETF TR TR UNIT 78462F103 5048 20094 SH SOLE 19183 0 911 SEMPRA ENERGY COM 816851109 224 1964 SH SOLE 1964 0 0 SIMPSON MANUFACTURING CO INC COM 829073105 16498 336419 SH SOLE 336419 0 0 STRYKER CORP COM 863667101 13364 94097 SH SOLE 84188 0 9909 AT&T INC COM 00206R102 2611 66647 SH SOLE 66390 0 257 TJX COS INC NEW COM 872540109 11357 154034 SH SOLE 138788 0 15246 TRIMBLE INC COM 896239100 341 8687 SH SOLE 4744 0 3943 TESLA INC COM 88160R101 352 1032 SH SOLE 979 0 53 TIME WARNER INC COM NEW 887317303 247 2407 SH SOLE 2407 0 0 UNION PAC CORP COM 907818108 8869 76477 SH SOLE 69768 0 6709 UNITED PARCEL SERVICE INC CL B 911312106 5932 49396 SH SOLE 49396 0 0 US BANCORP DEL COM NEW 902973304 593 11063 SH SOLE 11063 0 0 VISA INC COM CL A 92826C839 15149 143946 SH SOLE 129974 0 13972 VANGUARD INDEX FDS SMALL CP ETF 922908751 58101 411133 SH SOLE 364368 0 46764 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 256 3200 SH SOLE 3200 0 0 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 1092 25161 SH SOLE 25161 0 0 VANGUARD WORLD FDS FINANCIALS ETF 92204A405 203 3113 SH SOLE 3113 0 0 VANGUARD WORLD FDS INF TECH ETF 92204A702 352 2316 SH SOLE 2316 0 0 VIRNETX HLDG CORP COM 92823T108 187 47834 SH SOLE 47834 0 0 VANGUARD SPECIALIZED PORTFOL DIV APP ETF 921908844 266 2805 SH SOLE 2805 0 0 VALERO ENERGY PARTNERS LP COM UNT REP LP 91914J102 230 5260 SH SOLE 5260 0 0 VANGUARD INDEX FDS MID CAP ETF 922908629 365 2484 SH SOLE 2484 0 0 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 278 1204 SH SOLE 1204 0 0 VISHAY INTERTECHNOLOGY INC COM 928298108 226 12000 SH SOLE 12000 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 395 3053 SH SOLE 2985 0 68 VANGUARD INDEX FDS VALUE ETF 922908744 165431 1657296 SH SOLE 1456977 0 200320 VANGUARD INDEX FDS GROWTH ETF 922908736 71707 540166 SH SOLE 474760 0 65406 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 770 17668 SH SOLE 16668 0 1000 VERIZON COMMUNICATIONS INC COM 92343V104 9345 188830 SH SOLE 171733 0 17098 WELLS FARGO CO NEW COM 949746101 1292 23429 SH SOLE 23401 0 28 WYNDHAM WORLDWIDE CORP COM 98310W108 9500 90124 SH SOLE 80999 0 9125 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 515 19914 SH SOLE 19914 0 0 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 316 4446 SH SOLE 3921 0 525 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 242 4095 SH SOLE 3460 0 635 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 393 4813 SH SOLE 4388 0 425 EXXON MOBIL CORP COM 30231G102 13880 169306 SH SOLE 149883 0 19424 YUM BRANDS INC COM 988498101 260 3535 SH SOLE 3455 0 80