Managing Director

0001398344-17-006421.txt : 20170515 0001398344-17-006421.hdr.sgml : 20170515 20170515142645 ACCESSION NUMBER: 0001398344-17-006421 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170331 FILED AS OF DATE: 20170515 DATE AS OF CHANGE: 20170515 EFFECTIVENESS DATE: 20170515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: EP Wealth Advisors, Inc. CENTRAL INDEX KEY: 0001540569 IRS NUMBER: 330152539 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14754 FILM NUMBER: 17843309 BUSINESS ADDRESS: STREET 1: 21515 HAWTHORNE BLVD., SUITE 1200 CITY: TORRANCE STATE: CA ZIP: 90503 BUSINESS PHONE: 310-543-4559 MAIL ADDRESS: STREET 1: 21515 HAWTHORNE BLVD., SUITE 1200 CITY: TORRANCE STATE: CA ZIP: 90503 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001540569 XXXXXXXX 03-31-2017 03-31-2017 false EP Wealth Advisors, Inc.

21515 Hawthorne Blvd., Suite 1200 Torrance CA 90503

13F HOLDINGS REPORT 028-14754 N Derek Holman Managing Director 310-543-4559 /s/ Derek Holman Torrance CA 05-15-2017 0 160 724988 INFORMATION TABLE 2 fp0025830_13fhr-table.xml 13F INFORMATION TABLE APPLE INC COM 037833100 24971 173821 SH SOLE 150086 0 23735 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 8971 74837 SH SOLE 67309 0 7528 ADOBE SYS INC COM 00724F101 250 1925 SH SOLE 1925 0 0 ALLIANCE DATA SYSTEMS CORP COM 018581108 349 1403 SH SOLE 1403 0 0 ISHARES TR CORE US AGGBD ET 464287226 7319 67460 SH SOLE 59885 0 7575 ALLSTATE CORP COM 020002101 12077 148204 SH SOLE 132991 0 15213 AMGEN INC COM 031162100 9317 56788 SH SOLE 51312 0 5476 AMERICAN TOWER CORP NEW COM 03027X100 12065 99265 SH SOLE 90688 0 8577 AMAZON COM INC COM 023135106 7151 8066 SH SOLE 7270 0 796 ARES CAP CORP COM 04010L103 869 50000 SH SOLE 50000 0 0 BROADCOM LTD SHS Y09827109 12934 59071 SH SOLE 53552 0 5519 BOEING CO COM 097023105 850 4804 SH SOLE 4455 0 349 BAXTER INTL INC COM 071813109 268 5174 SH SOLE 5174 0 0 BB&T CORP COM 054937107 9214 206137 SH SOLE 186659 0 19478 POWERSHARES ETF TRUST II SENIOR LN PORT 73936Q769 240 10300 SH SOLE 0 0 10300 BLACKROCK INC COM 09247X101 10879 28367 SH SOLE 25533 0 2834 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 6444 79473 SH SOLE 79473 0 0 BP PLC SPONSORED ADR 055622104 211 6126 SH SOLE 6126 0 0 BERKSHIRE HATHAWAY INC DEL CL A 084670108 250 1 SH SOLE 1 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1676 10056 SH SOLE 9626 0 430 CATHAY GEN BANCORP COM 149150104 262 6963 SH SOLE 5375 0 1588 CHARTER COMMUNICATIONS INC N CL A 16119P108 1378 4211 SH SOLE 4211 0 0 ISHARES TR CALIF MUN BD ETF 464288356 610 5246 SH SOLE 5246 0 0 COSTCO WHSL CORP NEW COM 22160K105 11226 66945 SH SOLE 59760 0 7184 CISCO SYS INC COM 17275R102 368 10902 SH SOLE 10902 0 0 CU BANCORP CALIF COM 126534106 393 9906 SH SOLE 5000 0 4906 CHEVRON CORP NEW COM 166764100 3504 32636 SH SOLE 32082 0 554 DBX ETF TR XTRAK MSCI EAFE 233051200 479 16178 SH SOLE 16178 0 0 DU PONT E I DE NEMOURS & CO COM 263534109 214 2663 SH SOLE 2663 0 0 DISCOVER FINL SVCS COM 254709108 226 3302 SH SOLE 3302 0 0 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 424 2055 SH SOLE 2055 0 0 DISNEY WALT CO COM DISNEY 254687106 12874 113542 SH SOLE 100550 0 12991 WISDOMTREE TR LARGECAP DIVID 97717W307 284 3430 SH SOLE 3430 0 0 DEVON ENERGY CORP NEW COM 25179M103 6986 167458 SH SOLE 150162 0 17296 ISHARES TR SELECT DIVID ETF 464287168 307 3368 SH SOLE 3368 0 0 ELECTRONIC ARTS INC COM 285512109 317 3545 SH SOLE 3545 0 0 ISHARES TR MSCI EAFE ETF 464287465 1735 27861 SH SOLE 23816 0 4045 EDISON INTL COM 281020107 8208 103102 SH SOLE 89687 0 13415 ISHARES TR JP MOR EM MK ETF 464288281 275 2421 SH SOLE 1101 0 1320 ENTERPRISE PRODS PARTNERS L COM 293792107 978 35423 SH SOLE 34979 0 444 EXPRESS SCRIPTS HLDG CO COM 30219G108 321 4872 SH SOLE 4872 0 0 EAST WEST BANCORP INC COM 27579R104 399 7727 SH SOLE 6540 0 1187 FACEBOOK INC CL A 30303M102 22368 157467 SH SOLE 148167 0 9300 FEDEX CORP COM 31428X106 217 1110 SH SOLE 1110 0 0 F M C CORP COM NEW 302491303 8284 119033 SH SOLE 106468 0 12565 SCHWAB STRATEGIC TR SCHWAB FDT US LG 808524771 286 8458 SH SOLE 8458 0 0 GENERAL DYNAMICS CORP COM 369550108 7553 40345 SH SOLE 36443 0 3902 GENERAL ELECTRIC CO COM 369604103 1214 40722 SH SOLE 39372 0 1350 GRAN TIERRA ENERGY INC COM 38500T101 52 19700 SH SOLE 19700 0 0 GLOBAL X FDS GLBX MSCI COLUM 37950E200 106 11200 SH SOLE 11200 0 0 HOME DEPOT INC COM 437076102 496 3381 SH SOLE 3369 0 12 HOLOGIC INC COM 436440101 7831 184033 SH SOLE 164683 0 19350 HONEYWELL INTL INC COM 438516106 11143 89234 SH SOLE 80152 0 9082 HARRIS CORP DEL COM 413875105 207 1856 SH SOLE 1856 0 0 SCHEIN HENRY INC COM 806407102 285 1677 SH SOLE 1677 0 0 ISHARES GOLD TRUST ISHARES 464285105 300 24988 SH SOLE 24988 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 1703 9779 SH SOLE 9629 0 150 ISHARES TR CORE S&P MCP ETF 464287507 1130 6598 SH SOLE 6598 0 0 INTEL CORP COM 458140100 478 13262 SH SOLE 13262 0 0 SPDR SERIES TRUST BLOMBRG BRC INTR 78464A375 307 8999 SH SOLE 8999 0 0 ISHARES TR S&P 500 VAL ETF 464287408 547 5261 SH SOLE 5261 0 0 ISHARES TR CORE S&P500 ETF 464287200 1647 6942 SH SOLE 6942 0 0 ISHARES TR RUS 1000 GRW ETF 464287614 1110 9754 SH SOLE 9054 0 700 ISHARES TR RUSSELL 2000 ETF 464287655 313 2277 SH SOLE 2277 0 0 ISHARES TR RUS 2000 VAL ETF 464287630 343 2907 SH SOLE 2907 0 0 ISHARES TR RUS 2000 GRW ETF 464287648 217 1340 SH SOLE 1185 0 155 ISHARES TR RUS MD CP GR ETF 464287481 571 5501 SH SOLE 4556 0 945 ISHARES TR RUS MID CAP ETF 464287499 265 1414 SH SOLE 1414 0 0 ISHARES TR RUS MDCP VAL ETF 464287473 454 5471 SH SOLE 4166 0 1305 ISHARES TR RUSSELL 3000 ETF 464287689 1192 8522 SH SOLE 8500 0 22 JOHNSON & JOHNSON COM 478160104 14419 115771 SH SOLE 103610 0 12161 SPDR SERIES TRUST BLOOMBERG BRCLYS 78464A417 228 6177 SH SOLE 2377 0 3800 JPMORGAN CHASE & CO COM 46625H100 16230 184765 SH SOLE 165958 0 18807 KINDER MORGAN INC DEL COM 49456B101 254 11662 SH SOLE 11662 0 0 COCA COLA CO COM 191216100 945 22256 SH SOLE 14474 0 7783 LOCKHEED MARTIN CORP COM 539830109 419 1565 SH SOLE 1565 0 0 LOWES COS INC COM 548661107 211 2564 SH SOLE 2564 0 0 ISHARES TR IBOXX INV CP ETF 464287242 436 3697 SH SOLE 1657 0 2040 MASTERCARD INCORPORATED CL A 57636Q104 554 4926 SH SOLE 4926 0 0 MAIN STREET CAPITAL CORP COM 56035L104 765 20000 SH SOLE 20000 0 0 ISHARES TR MBS ETF 464288588 454 4260 SH SOLE 1630 0 2630 MONDELEZ INTL INC CL A 609207105 351 8144 SH SOLE 8144 0 0 3M CO COM 88579Y101 14815 77433 SH SOLE 68060 0 9373 ALTRIA GROUP INC COM 02209S103 920 12881 SH SOLE 12080 0 801 MONSANTO CO NEW COM 61166W101 293 2592 SH SOLE 2592 0 0 MERCK & CO INC COM 58933Y105 311 4898 SH SOLE 4898 0 0 MICROSOFT CORP COM 594918104 1215 18451 SH SOLE 17550 0 901 M & T BK CORP COM 55261F104 446 2884 SH SOLE 2884 0 0 MYLAN N V SHS EURO N59465109 5945 152486 SH SOLE 137782 0 14704 NUVEEN CA QUALTY MUN INCOME COM 67066Y105 649 45022 SH SOLE 45022 0 0 NUVEEN AMT FREE QLTY MUN INC COM 670657105 527 39410 SH SOLE 39410 0 0 ISHARES U S ETF TR SHT MAT BD ETF 46431W507 871 17339 SH SOLE 15059 0 2280 NGL ENERGY PARTNERS LP COM UNIT REPST 62913M107 678 30000 SH SOLE 30000 0 0 NUVEEN INTER DURATION MN TMF COM 670671106 688 53076 SH SOLE 53076 0 0 NORTHROP GRUMMAN CORP COM 666807102 589 2477 SH SOLE 2361 0 116 NEOVASC INC COM 64065J106 31 20000 SH SOLE 20000 0 0 NEW YORK MTG TR INC COM PAR $.02 649604501 123 20000 SH SOLE 20000 0 0 OPGEN INC COM 68373L109 81 70000 SH SOLE 70000 0 0 ORACLE CORP COM 68389X105 14417 323168 SH SOLE 290476 0 32692 PG&E CORP COM 69331C108 652 9826 SH SOLE 9826 0 0 PEPSICO INC COM 713448108 16348 146148 SH SOLE 131911 0 14237 PFIZER INC COM 717081103 547 15984 SH SOLE 15984 0 0 PROCTER AND GAMBLE CO COM 742718109 926 10306 SH SOLE 8996 0 1311 SPROTT PHYSICAL GOLD TRUST UNIT 85207H104 576 56332 SH SOLE 56332 0 0 PHILIP MORRIS INTL INC COM 718172109 991 8779 SH SOLE 8779 0 0 PINNACLE WEST CAP CORP COM 723484101 210 2514 SH SOLE 2514 0 0 PRIMERICA INC COM 74164M108 267 3250 SH SOLE 0 0 3250 PHILLIPS 66 COM 718546104 296 3736 SH SOLE 3611 0 125 INDEXIQ ETF TR HEDGE MLTI ETF 45409B107 366 12570 SH SOLE 6385 0 6185 QUALCOMM INC COM 747525103 484 8438 SH SOLE 8401 0 37 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 1144 8644 SH SOLE 8644 0 0 COHEN & STEERS QUALITY RLTY COM 19247L106 255 20750 SH SOLE 20750 0 0 RYDEX ETF TRUST GUG S&P500 EQ WT 78355W106 715 7878 SH SOLE 7878 0 0 RAYTHEON CO COM NEW 755111507 517 3390 SH SOLE 3390 0 0 STARBUCKS CORP COM 855244109 2364 40488 SH SOLE 40358 0 130 SCHWAB STRATEGIC TR US LCAP VA ETF 808524409 247 4965 SH SOLE 4965 0 0 SCHWAB CHARLES CORP NEW COM 808513105 7999 196010 SH SOLE 176268 0 19742 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 1109 19711 SH SOLE 19221 0 490 SCHWAB STRATEGIC TR US AGGREGATE B 808524839 306 5902 SH SOLE 5902 0 0 SPDR SERIES TRUST BLOMBERG BRC SRT 78464A474 370 12090 SH SOLE 12090 0 0 SIRIUS XM HLDGS INC COM 82968B103 95 18478 SH SOLE 18478 0 0 SVB FINL GROUP COM 78486Q101 351 1887 SH SOLE 1887 0 0 SCHLUMBERGER LTD COM 806857108 203 2598 SH SOLE 279 0 2319 S&P GLOBAL INC COM 78409V104 6979 53381 SH SOLE 48060 0 5320 SPDR S&P 500 ETF TR TR UNIT 78462F103 4866 20640 SH SOLE 19173 0 1467 SEMPRA ENERGY COM 816851109 261 2358 SH SOLE 2358 0 0 SIMPSON MANUFACTURING CO INC COM 829073105 14587 338514 SH SOLE 338514 0 0 STRYKER CORP COM 863667101 12060 91607 SH SOLE 81489 0 10118 AT&T INC COM 00206R102 2590 62329 SH SOLE 62078 0 251 TJX COS INC NEW COM 872540109 10353 130912 SH SOLE 117783 0 13129 TRIMBLE INC COM 896239100 286 8944 SH SOLE 4744 0 4200 TESLA INC COM 88160R101 289 1039 SH SOLE 986 0 53 TESORO CORP COM 881609101 6526 80509 SH SOLE 72645 0 7864 TIME WARNER INC COM NEW 887317303 275 2816 SH SOLE 2666 0 150 UNION PAC CORP COM 907818108 7776 73416 SH SOLE 66993 0 6423 UNITED PARCEL SERVICE INC CL B 911312106 6230 58065 SH SOLE 57365 0 700 US BANCORP DEL COM NEW 902973304 723 14042 SH SOLE 14042 0 0 ISHARES TR MIN VOL USA ETF 46429B697 336 7039 SH SOLE 7039 0 0 VISA INC COM CL A 92826C839 12124 136428 SH SOLE 121713 0 14715 VANGUARD INDEX FDS SMALL CP ETF 922908751 44673 335185 SH SOLE 294517 0 40669 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 295 3700 SH SOLE 3700 0 0 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 770 19594 SH SOLE 19594 0 0 VIRNETX HLDG CORP COM 92823T108 110 47834 SH SOLE 47834 0 0 VANGUARD SPECIALIZED PORTFOL DIV APP ETF 921908844 241 2680 SH SOLE 2680 0 0 VALERO ENERGY PARTNERS LP COM UNT REP LP 91914J102 252 5260 SH SOLE 5260 0 0 VANGUARD INDEX FDS MID CAP ETF 922908629 264 1894 SH SOLE 1894 0 0 VISHAY INTERTECHNOLOGY INC COM 928298108 197 12000 SH SOLE 12000 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 439 3620 SH SOLE 3620 0 0 VANGUARD INDEX FDS VALUE ETF 922908744 138307 1450214 SH SOLE 1251198 0 199016 VANGUARD INDEX FDS GROWTH ETF 922908736 58660 482161 SH SOLE 412404 0 69757 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 798 20101 SH SOLE 17636 0 2465 VERIZON COMMUNICATIONS INC COM 92343V104 7097 145574 SH SOLE 131512 0 14061 WELLS FARGO & CO NEW COM 949746101 1338 24031 SH SOLE 23801 0 230 WYNDHAM WORLDWIDE CORP COM 98310W108 7725 91643 SH SOLE 82290 0 9353 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 219 3136 SH SOLE 2756 0 380 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 498 20999 SH SOLE 20999 0 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 221 4153 SH SOLE 4153 0 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 305 4105 SH SOLE 3680 0 425 EXXON MOBIL CORP COM 30231G102 12136 147988 SH SOLE 131679 0 16308 YUM BRANDS INC COM 988498101 284 4445 SH SOLE 4365 0 80