Managing Director

0001398344-16-020774.txt : 20161115 0001398344-16-020774.hdr.sgml : 20161115 20161114181752 ACCESSION NUMBER: 0001398344-16-020774 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160930 FILED AS OF DATE: 20161115 DATE AS OF CHANGE: 20161114 EFFECTIVENESS DATE: 20161115 FILER: COMPANY DATA: COMPANY CONFORMED NAME: EP Wealth Advisors, Inc. CENTRAL INDEX KEY: 0001540569 IRS NUMBER: 330152539 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14754 FILM NUMBER: 161997060 BUSINESS ADDRESS: STREET 1: 21515 HAWTHORNE BLVD., SUITE 1200 CITY: TORRANCE STATE: CA ZIP: 90503 BUSINESS PHONE: 310-543-4559 MAIL ADDRESS: STREET 1: 21515 HAWTHORNE BLVD., SUITE 1200 CITY: TORRANCE STATE: CA ZIP: 90503 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001540569 XXXXXXXX 09-30-2016 09-30-2016 false EP Wealth Advisors, Inc.

21515 Hawthorne Blvd., Suite 1200 Torrance CA 90503

13F HOLDINGS REPORT 028-14754 N Derek Holman Managing Director 310-543-4559 /s/ Derek Holman Torrance CA 11-14-2016 0 137 639945 INFORMATION TABLE 2 fp0022480_13fhr-table.xml 13F INFORMATION TABLE APPLE INC COM 037833100 19883 175882 SH SOLE 150102 0 25780 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 5956 48753 SH SOLE 42703 0 6050 ADOBE SYS INC COM 00724F101 562 5178 SH SOLE 5178 0 0 ALLIANCE DATA SYSTEMS CORP COM 018581108 243 1132 SH SOLE 1132 0 0 AUTODESK INC COM 052769106 255 3520 SH SOLE 3520 0 0 ISHARES TR CORE US AGGBD ET 464287226 2700 24020 SH SOLE 17200 0 6820 GALLAGHER ARTHUR J & CO COM 363576109 570 11201 SH SOLE 11201 0 0 ALLSTATE CORP COM 020002101 9710 140362 SH SOLE 124369 0 15994 AMGEN INC COM 031162100 9790 58688 SH SOLE 52998 0 5690 AMERICAN TOWER CORP NEW COM 03027X100 10132 89399 SH SOLE 80357 0 9042 AMAZON COM INC COM 023135106 1185 1415 SH SOLE 1265 0 150 BROADCOM LTD SHS Y09827109 9958 57719 SH SOLE 51561 0 6158 BOEING CO COM 097023105 578 4387 SH SOLE 4038 0 349 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 344 3255 SH SOLE 3255 0 0 BANK AMER CORP COM 060505104 160 10251 SH SOLE 10251 0 0 BAXTER INTL INC COM 071813109 280 5890 SH SOLE 5890 0 0 POWERSHARES ETF TRUST II SENIOR LN PORT 73936Q769 281 12100 SH SOLE 1800 0 10300 BLACKROCK INC COM 09247X101 9363 25833 SH SOLE 22852 0 2981 BP PLC SPONSORED ADR 055622104 213 6055 SH SOLE 5970 0 86 BERKSHIRE HATHAWAY INC DEL CL A 084670108 432 2 SH SOLE 2 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1173 8120 SH SOLE 7690 0 430 CATHAY GEN BANCORP COM 149150104 309 10049 SH SOLE 8478 0 1571 CELGENE CORP COM 151020104 275 2631 SH SOLE 2631 0 0 COSTCO WHSL CORP NEW COM 22160K105 9311 61049 SH SOLE 53698 0 7352 CISCO SYS INC COM 17275R102 399 12591 SH SOLE 11581 0 1011 CU BANCORP CALIF COM 126534106 221 9706 SH SOLE 5000 0 4706 CHEVRON CORP NEW COM 166764100 3316 32218 SH SOLE 31242 0 976 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 512 2800 SH SOLE 2800 0 0 DISNEY WALT CO COM DISNEY 254687106 9839 105960 SH SOLE 92165 0 13794 DEVON ENERGY CORP NEW COM 25179M103 6866 155668 SH SOLE 137437 0 18231 ISHARES TR SELECT DIVID ETF 464287168 245 2863 SH SOLE 2863 0 0 ELECTRONIC ARTS INC COM 285512109 303 3545 SH SOLE 3545 0 0 ISHARES TR MSCI EAFE ETF 464287465 1245 21049 SH SOLE 17004 0 4045 EDISON INTL COM 281020107 7025 97231 SH SOLE 83645 0 13586 ISHARES TR JP MOR EM MK ETF 464288281 281 2400 SH SOLE 1080 0 1320 EXPRESS SCRIPTS HLDG CO COM 30219G108 450 6381 SH SOLE 6381 0 0 EAST WEST BANCORP INC COM 27579R104 283 7718 SH SOLE 6540 0 1178 FACEBOOK INC CL A 30303M102 19021 148292 SH SOLE 138922 0 9370 GENERAL DYNAMICS CORP COM 369550108 5835 37607 SH SOLE 33526 0 4081 GENERAL ELECTRIC CO COM 369604103 1388 46851 SH SOLE 44751 0 2100 SPDR GOLD TRUST GOLD SHS 78463V107 519 4128 SH SOLE 3843 0 285 GRAN TIERRA ENERGY INC COM 38500T101 59 19700 SH SOLE 19700 0 0 HOME DEPOT INC COM 437076102 453 3523 SH SOLE 3511 0 12 HOLOGIC INC COM 436440101 6861 176689 SH SOLE 154994 0 21695 HONEYWELL INTL INC COM 438516106 9479 81300 SH SOLE 72113 0 9187 SCHEIN HENRY INC COM 806407102 688 4221 SH SOLE 4221 0 0 ISHARES GOLD TRUST ISHARES 464285105 221 17415 SH SOLE 17415 0 0 ISHARES TR NASDQ BIOTEC ETF 464287556 327 1128 SH SOLE 1128 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 1563 9839 SH SOLE 9689 0 150 ISHARES TR CORE S&P MCP ETF 464287507 655 4234 SH SOLE 4234 0 0 INTEL CORP COM 458140100 579 15328 SH SOLE 13722 0 1606 ISHARES TR CORE ST USDB ETF 46432F859 255 5036 SH SOLE 5036 0 0 ISHARES TR S&P 500 VAL ETF 464287408 384 4039 SH SOLE 4039 0 0 ISHARES TR CORE S&P500 ETF 464287200 1483 6815 SH SOLE 6815 0 0 ISHARES TR RUS 1000 GRW ETF 464287614 891 8552 SH SOLE 7852 0 700 ISHARES TR RUS MD CP GR ETF 464287481 377 3868 SH SOLE 2823 0 1045 ISHARES TR RUS MID-CAP ETF 464287499 278 1595 SH SOLE 1595 0 0 ISHARES TR RUS MDCP VAL ETF 464287473 380 4955 SH SOLE 3650 0 1305 ISHARES TR RUSSELL 3000 ETF 464287689 1089 8492 SH SOLE 8470 0 22 JOHNSON & JOHNSON COM 478160104 12473 105585 SH SOLE 92865 0 12719 SPDR SERIES TRUST BRC HGH YLD BD 78464A417 396 10787 SH SOLE 5647 0 5140 JPMORGAN CHASE & CO COM 46625H100 13338 200301 SH SOLE 177369 0 22932 LOCKHEED MARTIN CORP COM 539830109 555 2313 SH SOLE 2313 0 0 ISHARES TR IBOXX INV CP ETF 464287242 804 6526 SH SOLE 4486 0 2040 MASTERCARD INCORPORATED CL A 57636Q104 430 4230 SH SOLE 4230 0 0 ISHARES TR MBS ETF 464288588 775 7041 SH SOLE 4311 0 2730 MONDELEZ INTL INC CL A 609207105 442 10067 SH SOLE 10067 0 0 3M CO COM 88579Y101 12812 72698 SH SOLE 63086 0 9612 MANNKIND CORP COM 56400P201 7 11335 SH SOLE 8585 0 2750 ALTRIA GROUP INC COM 02209S103 1034 16355 SH SOLE 15054 0 1301 MONSANTO CO NEW COM 61166W101 296 2897 SH SOLE 2897 0 0 MERCK & CO INC COM 58933Y105 295 4734 SH SOLE 4734 0 0 MICROSOFT CORP COM 594918104 1085 18840 SH SOLE 17040 0 1801 M & T BK CORP COM 55261F104 340 2930 SH SOLE 2930 0 0 MYLAN N V SHS EURO N59465109 5022 131739 SH SOLE 116695 0 15044 NUVEEN AMT FREE QLTY MUN INC COM 670657105 575 39410 SH SOLE 39410 0 0 ISHARES U S ETF TR SHT MAT BD ETF 46431W507 78605 1566154 SH SOLE 1354266 0 211889 NUVEEN INTER DURATION MN TMF COM 670671106 736 53076 SH SOLE 53076 0 0 NORTHROP GRUMMAN CORP COM 666807102 698 3262 SH SOLE 3146 0 116 NUVEEN CA DIV ADV MUNI FD 3 COM SH BEN INT 67070Y109 680 44269 SH SOLE 44269 0 0 ORACLE CORP COM 68389X105 11083 282151 SH SOLE 247374 0 34777 PG&E CORP COM 69331C108 546 8932 SH SOLE 8932 0 0 PEPSICO INC COM 713448108 14381 132218 SH SOLE 117661 0 14557 PFIZER INC COM 717081103 702 20720 SH SOLE 18429 0 2291 PROCTER AND GAMBLE CO COM 742718109 880 9800 SH SOLE 8465 0 1336 SPROTT PHYSICAL GOLD TRUST UNIT 85207H104 592 54032 SH SOLE 54032 0 0 PHILIP MORRIS INTL INC COM 718172109 1250 12854 SH SOLE 11877 0 977 PARKERVISION INC COM NEW 701354300 105 25000 SH SOLE 25000 0 0 PHILLIPS 66 COM 718546104 354 4396 SH SOLE 4271 0 125 QUALCOMM INC COM 747525103 675 9857 SH SOLE 9820 0 37 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 713 6008 SH SOLE 6008 0 0 ROYAL BK SCOTLAND GROUP PLC SP ADR PREF S 780097739 316 12500 SH SOLE 12500 0 0 REGENERON PHARMACEUTICALS COM 75886F107 243 605 SH SOLE 605 0 0 REX ENERGY CORPORATION COM 761565100 23 40000 SH SOLE 40000 0 0 ROSS STORES INC COM 778296103 201 3119 SH SOLE 3119 0 0 RYDEX ETF TRUST GUG S&P500 EQ WT 78355W106 695 8319 SH SOLE 8319 0 0 RAYTHEON CO COM NEW 755111507 571 4195 SH SOLE 4195 0 0 STARBUCKS CORP COM 855244109 2205 40735 SH SOLE 40605 0 130 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 279 9691 SH SOLE 7941 0 1750 SCHWAB STRATEGIC TR SHT TM US TRES 808524862 334 6579 SH SOLE 6155 0 424 SCHWAB STRATEGIC TR US LCAP VA ETF 808524409 226 4965 SH SOLE 4965 0 0 SCHWAB CHARLES CORP NEW COM 808513105 6574 208249 SH SOLE 184512 0 23737 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 497 9634 SH SOLE 9084 0 550 SCHWAB STRATEGIC TR US AGGREGATE B 808524839 328 6113 SH SOLE 6113 0 0 SPECTRA ENERGY CORP COM 847560109 6846 160146 SH SOLE 142125 0 18020 SPDR S&P 500 ETF TR TR UNIT 78462F103 4686 21666 SH SOLE 19764 0 1902 SEMPRA ENERGY COM 816851109 336 3138 SH SOLE 3138 0 0 SIMPSON MANUFACTURING CO INC COM 829073105 15264 347309 SH SOLE 347309 0 0 STRYKER CORP COM 863667101 10135 87065 SH SOLE 76317 0 10748 AT&T INC COM 00206R102 2439 60059 SH SOLE 59345 0 714 TRIMBLE NAVIGATION LTD COM 896239100 254 8900 SH SOLE 4700 0 4200 TESLA MTRS INC COM 88160R101 226 1106 SH SOLE 1053 0 53 TYSON FOODS INC CL A 902494103 7323 98070 SH SOLE 86251 0 11819 UNITED PARCEL SERVICE INC CL B 911312106 6390 58428 SH SOLE 57728 0 700 US BANCORP DEL COM NEW 902973304 530 12364 SH SOLE 12364 0 0 ISHARES TR MIN VOL USA ETF 46429B697 346 7609 SH SOLE 7609 0 0 VISA INC COM CL A 92826C839 10749 129977 SH SOLE 114181 0 15796 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 746 19935 SH SOLE 19935 0 0 V F CORP COM 918204108 8332 148652 SH SOLE 130488 0 18164 VANGUARD SCOTTSDALE FDS SHTRM GVT BD ETF 92206C102 217 3553 SH SOLE 3091 0 462 VIRNETX HLDG CORP COM 92823T108 146 47834 SH SOLE 47834 0 0 VANGUARD SPECIALIZED PORTFOL DIV APP ETF 921908844 229 2730 SH SOLE 2730 0 0 VALERO ENERGY PARTNERS LP COM UNT REP LP 91914J102 230 5260 SH SOLE 5260 0 0 VANGUARD INDEX FDS MID CAP ETF 922908629 245 1894 SH SOLE 1894 0 0 VISHAY INTERTECHNOLOGY INC COM 928298108 169 12000 SH SOLE 12000 0 0 VANGUARD INDEX FDS VALUE ETF 922908744 116299 1336767 SH SOLE 1128214 0 208554 VANGUARD INDEX FDS GROWTH ETF 922908736 44961 400396 SH SOLE 335419 0 64977 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 573 15222 SH SOLE 12757 0 2465 VERIZON COMMUNICATIONS INC COM 92343V104 6672 128348 SH SOLE 114480 0 13868 WALGREENS BOOTS ALLIANCE INC COM 931427108 8660 107421 SH SOLE 95444 0 11977 WELLS FARGO & CO NEW COM 949746101 1569 35436 SH SOLE 35206 0 230 WHIRLPOOL CORP COM 963320106 8358 51539 SH SOLE 45810 0 5729 WYNDHAM WORLDWIDE CORP COM 98310W108 5832 86613 SH SOLE 76735 0 9878 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 6299 131919 SH SOLE 117138 0 14782 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 378 19611 SH SOLE 19611 0 0 EXXON MOBIL CORP COM 30231G102 11488 131627 SH SOLE 115117 0 16510 YUM BRANDS INC COM 988498101 409 4506 SH SOLE 4426 0 80