Managing Director

0001398344-16-016738.txt : 20160815 0001398344-16-016738.hdr.sgml : 20160815 20160815134126 ACCESSION NUMBER: 0001398344-16-016738 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160630 FILED AS OF DATE: 20160815 DATE AS OF CHANGE: 20160815 EFFECTIVENESS DATE: 20160815 FILER: COMPANY DATA: COMPANY CONFORMED NAME: EP Wealth Advisors, Inc. CENTRAL INDEX KEY: 0001540569 IRS NUMBER: 330152539 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14754 FILM NUMBER: 161831606 BUSINESS ADDRESS: STREET 1: 21515 HAWTHORNE BLVD., SUITE 1200 CITY: TORRANCE STATE: CA ZIP: 90503 BUSINESS PHONE: 310-543-4559 MAIL ADDRESS: STREET 1: 21515 HAWTHORNE BLVD., SUITE 1200 CITY: TORRANCE STATE: CA ZIP: 90503 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001540569 XXXXXXXX 06-30-2016 06-30-2016 false EP Wealth Advisors, Inc.

21515 Hawthorne Blvd., Suite 1200 Torrance CA 90503

13F HOLDINGS REPORT 028-14754 N Derek Holman Managing Director 310-543-4559 /s/ Derek Holman Torrance CA 08-15-2016 0 129 627540 INFORMATION TABLE 2 fp0020952_13fhr-table.xml 13F INFORMATION TABLE APPLE INC COM 037833100 17027 178108 SH SOLE 152649 0 25459 ADOBE SYS INC COM 00724F101 486 5074 SH SOLE 5074 0 0 ISHARES TR CORE US AGGBD ET 464287226 2416 21455 SH SOLE 15475 0 5980 GALLAGHER ARTHUR J & CO COM 363576109 527 11081 SH SOLE 11081 0 0 ALLSTATE CORP COM 020002101 9884 141296 SH SOLE 125495 0 15801 AMGEN INC COM 031162100 8977 59003 SH SOLE 53448 0 5555 AMERICAN TOWER CORP NEW COM 03027X100 10059 88544 SH SOLE 79273 0 9271 AMAZON COM INC COM 023135106 771 1077 SH SOLE 977 0 100 BROADCOM LTD SHS Y09827109 8633 55553 SH SOLE 49617 0 5935 BOEING CO COM 097023105 533 4103 SH SOLE 3754 0 349 BANK AMER CORP COM 060505104 155 11684 SH SOLE 11684 0 0 BAXTER INTL INC COM 071813109 266 5890 SH SOLE 5890 0 0 POWERSHARES ETF TRUST II SENIOR LN PORT 73936Q769 292 12700 SH SOLE 2400 0 10300 BLACKROCK INC COM 09247X101 9028 26357 SH SOLE 23274 0 3083 BRISTOL MYERS SQUIBB CO COM 110122108 241 3272 SH SOLE 3272 0 0 BP PLC SPONSORED ADR 055622104 211 5953 SH SOLE 5953 0 0 BERKSHIRE HATHAWAY INC DEL CL A 084670108 434 02 SH SOLE 2 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1264 8730 SH SOLE 8330 0 400 CATHAY GEN BANCORP COM 149150104 283 10040 SH SOLE 8478 0 1562 COSTCO WHSL CORP NEW COM 22160K105 9460 60241 SH SOLE 52920 0 7321 CISCO SYS INC COM 17275R102 347 12104 SH SOLE 12104 0 0 CU BANCORP CALIF COM 126534106 221 9706 SH SOLE 5000 0 4706 CHEVRON CORP NEW COM 166764100 3161 30153 SH SOLE 29599 0 554 DISCOVER FINL SVCS COM 254709108 248 4636 SH SOLE 4636 0 0 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 500 2796 SH SOLE 2796 0 0 DISNEY WALT CO COM DISNEY 254687106 10256 104849 SH SOLE 91229 0 13620 DEVON ENERGY CORP NEW COM 25179M103 5665 156281 SH SOLE 138395 0 17886 ISHARES TR SELECT DIVID ETF 464287168 244 2863 SH SOLE 2863 0 0 ISHARES TR MSCI EAFE ETF 464287465 1389 24889 SH SOLE 20844 0 4045 EDISON INTL COM 281020107 7685 98949 SH SOLE 85240 0 13709 ISHARES TR JP MOR EM MK ETF 464288281 222 1927 SH SOLE 607 0 1320 E M C CORP MASS COM 268648102 6783 249643 SH SOLE 220473 0 29171 EXPRESS SCRIPTS HLDG CO COM 30219G108 215 2832 SH SOLE 2832 0 0 FACEBOOK INC CL A 30303M102 9302 81397 SH SOLE 79347 0 2050 GENERAL ELECTRIC CO COM 369604103 1481 47055 SH SOLE 44955 0 2100 GRAN TIERRA ENERGY INC COM 38500T101 67 19700 SH SOLE 19700 0 0 HOME DEPOT INC COM 437076102 404 3167 SH SOLE 3155 0 12 HOLOGIC INC COM 436440101 6326 182838 SH SOLE 160748 0 22090 HONEYWELL INTL INC COM 438516106 9305 79998 SH SOLE 70812 0 9186 SCHEIN HENRY INC COM 806407102 709 4013 SH SOLE 4013 0 0 ISHARES GOLD TRUST ISHARES 464285105 192 15050 SH SOLE 15050 0 0 ISHARES TR NASDQ BIOTEC ETF 464287556 277 1075 SH SOLE 1075 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 1410 9293 SH SOLE 9143 0 150 ISHARES TR CORE S&P MCP ETF 464287507 665 4450 SH SOLE 4450 0 0 INTEL CORP COM 458140100 456 13911 SH SOLE 13911 0 0 ISHARES TR CORE ST USDB ETF 46432F859 256 2518 SH SOLE 2518 0 0 ISHARES TR S&P 500 VAL ETF 464287408 375 4039 SH SOLE 4039 0 0 ISHARES TR CORE S&P500 ETF 464287200 1487 7062 SH SOLE 7062 0 0 ISHARES TR RUS 1000 GRW ETF 464287614 861 8576 SH SOLE 7576 0 1000 ISHARES TR RUS 2000 GRW ETF 464287648 256 1864 SH SOLE 1709 0 155 ISHARES TR RUS MID-CAP ETF 464287499 356 2116 SH SOLE 2116 0 0 ISHARES TR RUS MDCP VAL ETF 464287473 224 3015 SH SOLE 1710 0 1305 ISHARES TR RUSSELL 3000 ETF 464287689 1054 8502 SH SOLE 8480 0 22 JOHNSON & JOHNSON COM 478160104 12900 106346 SH SOLE 93573 0 12773 SPDR SERIES TRUST BRC HGH YLD BD 78464A417 568 15927 SH SOLE 11512 0 4415 JPMORGAN CHASE & CO COM 46625H100 12556 202053 SH SOLE 178914 0 23138 CARMAX INC COM 143130102 5087 103747 SH SOLE 92427 0 11320 COCA COLA CO COM 191216100 782 17252 SH SOLE 9479 0 7774 LOCKHEED MARTIN CORP COM 539830109 386 1556 SH SOLE 1556 0 0 ISHARES TR IBOXX INV CP ETF 464287242 778 6336 SH SOLE 4336 0 2000 ISHARES TR MBS ETF 464288588 774 7041 SH SOLE 4311 0 2730 MONDELEZ INTL INC CL A 609207105 422 9276 SH SOLE 9276 0 0 3M CO COM 88579Y101 12786 73015 SH SOLE 63115 0 9900 MANNKIND CORP COM 56400P201 13 11335 SH SOLE 8585 0 2750 ALTRIA GROUP INC COM 02209S103 1047 15186 SH SOLE 14876 0 310 MERCK & CO INC COM 58933Y105 280 4864 SH SOLE 4864 0 0 MICROSOFT CORP COM 594918104 851 16635 SH SOLE 16635 0 0 M & T BK CORP COM 55261F104 341 2884 SH SOLE 2884 0 0 MYLAN N V SHS EURO N59465109 5631 130233 SH SOLE 115274 0 14959 ISHARES U S ETF TR SHT MAT BD ETF 46431W507 76134 1517518 SH SOLE 1307462 0 210056 NUVEEN INTER DURATION MN TMF COM 670671106 670 47282 SH SOLE 47282 0 0 NORTHROP GRUMMAN CORP COM 666807102 598 2691 SH SOLE 2575 0 116 NUVEEN PREM INCOME MUN FD 2 COM 67063W102 542 34996 SH SOLE 34996 0 0 NUVEEN CA DIV ADV MUNI FD 3 COM SH BEN INT 67070Y109 722 45502 SH SOLE 45502 0 0 ORACLE CORP COM 68389X105 11045 269847 SH SOLE 238390 0 31458 PG&E CORP COM 69331C108 670 10483 SH SOLE 10483 0 0 PEPSICO INC COM 713448108 13897 131182 SH SOLE 116592 0 14590 PFIZER INC COM 717081103 564 16024 SH SOLE 16024 0 0 PROCTER & GAMBLE CO COM 742718109 840 9920 SH SOLE 8585 0 1336 SPROTT PHYSICAL GOLD TRUST UNIT 85207H104 593 54032 SH SOLE 54032 0 0 PHILIP MORRIS INTL INC COM 718172109 1237 12164 SH SOLE 12079 0 85 PHILLIPS 66 COM 718546104 390 4914 SH SOLE 4789 0 125 PRAXAIR INC COM 74005P104 215 1909 SH SOLE 1894 0 15 INDEXIQ ETF TR HEDGE MLTI ETF 45409B107 354 12125 SH SOLE 5940 0 6185 QUALCOMM INC COM 747525103 7939 148202 SH SOLE 133581 0 14621 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 615 5718 SH SOLE 5718 0 0 RYDEX ETF TRUST GUG S&P500 EQ WT 78355W106 664 8263 SH SOLE 8263 0 0 RAYTHEON CO COM NEW 755111507 454 3336 SH SOLE 3336 0 0 STARBUCKS CORP COM 855244109 2282 39943 SH SOLE 39813 0 130 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 273 10067 SH SOLE 7517 0 2550 SCHWAB STRATEGIC TR SHT TM US TRES 808524862 224 4393 SH SOLE 4094 0 299 SCHWAB STRATEGIC TR US LCAP VA ETF 808524409 222 4965 SH SOLE 4965 0 0 SCHWAB CHARLES CORP NEW COM 808513105 5309 209740 SH SOLE 185479 0 24261 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 475 9546 SH SOLE 8996 0 550 SCHWAB STRATEGIC TR US AGGREGATE B 808524839 678 12615 SH SOLE 12615 0 0 SPECTRA ENERGY CORP COM 847560109 5914 161440 SH SOLE 143760 0 17680 SCHLUMBERGER LTD COM 806857108 243 3067 SH SOLE 748 0 2319 SPDR S&P 500 ETF TR TR UNIT 78462F103 3886 18553 SH SOLE 16636 0 1917 SEMPRA ENERGY COM 816851109 358 3138 SH SOLE 3138 0 0 SIMPSON MANUFACTURING CO INC COM 829073105 14890 372520 SH SOLE 372520 0 0 STRYKER CORP COM 863667101 10312 86053 SH SOLE 75206 0 10848 AT&T INC COM 00206R102 2710 62716 SH SOLE 62474 0 242 TESLA MTRS INC COM 88160R101 239 1126 SH SOLE 1073 0 53 TYSON FOODS INC CL A 902494103 6863 102754 SH SOLE 90711 0 12043 TWITTER INC COM 90184L102 213 12619 SH SOLE 12619 0 0 UNION PAC CORP COM 907818108 11858 135913 SH SOLE 122340 0 13573 UNITED PARCEL SERVICE INC CL B 911312106 6664 61866 SH SOLE 61166 0 700 US BANCORP DEL COM NEW 902973304 573 14197 SH SOLE 14197 0 0 ISHARES TR MIN VOL USA ETF 46429B697 324 7017 SH SOLE 7017 0 0 VISA INC COM CL A 92826C839 9550 128761 SH SOLE 112704 0 16057 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 706 19957 SH SOLE 19957 0 0 V F CORP COM 918204108 9001 146387 SH SOLE 128131 0 18256 VIRNETX HLDG CORP COM 92823T108 191 47834 SH SOLE 47834 0 0 VANGUARD SPECIALIZED PORTFOL DIV APP ETF 921908844 245 2941 SH SOLE 2941 0 0 VANGUARD INDEX FDS MID CAP ETF 922908629 234 1894 SH SOLE 1894 0 0 VISHAY INTERTECHNOLOGY INC COM 928298108 149 12000 SH SOLE 12000 0 0 VANGUARD INDEX FDS VALUE ETF 922908744 111042 1306530 SH SOLE 1093986 0 212544 VANGUARD INDEX FDS GROWTH ETF 922908736 42104 392760 SH SOLE 328533 0 64227 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 510 14483 SH SOLE 12018 0 2465 VERIZON COMMUNICATIONS INC COM 92343V104 7268 130166 SH SOLE 116159 0 14007 WALGREENS BOOTS ALLIANCE INC COM 931427108 8840 106162 SH SOLE 94281 0 11881 WELLS FARGO & CO NEW COM 949746101 2293 48457 SH SOLE 48457 0 0 WHIRLPOOL CORP COM 963320106 8387 50332 SH SOLE 44864 0 5468 WYNDHAM WORLDWIDE CORP COM 98310W108 6172 86644 SH SOLE 76748 0 9896 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 6132 132336 SH SOLE 116971 0 15365 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 421 18428 SH SOLE 18428 0 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 243 5614 SH SOLE 5614 0 0 EXXON MOBIL CORP COM 30231G102 12478 133110 SH SOLE 116426 0 16685 YUM BRANDS INC COM 988498101 368 4436 SH SOLE 4356 0 80