Managing Director

0001398344-15-007712.txt : 20151117 0001398344-15-007712.hdr.sgml : 20151117 20151117153607 ACCESSION NUMBER: 0001398344-15-007712 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150930 FILED AS OF DATE: 20151117 DATE AS OF CHANGE: 20151117 EFFECTIVENESS DATE: 20151117 FILER: COMPANY DATA: COMPANY CONFORMED NAME: EP Wealth Advisors, Inc. CENTRAL INDEX KEY: 0001540569 IRS NUMBER: 330152539 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14754 FILM NUMBER: 151238117 BUSINESS ADDRESS: STREET 1: 21515 HAWTHORNE BLVD., SUITE 1200 CITY: TORRANCE STATE: CA ZIP: 90503 BUSINESS PHONE: 310-543-4559 MAIL ADDRESS: STREET 1: 21515 HAWTHORNE BLVD., SUITE 1200 CITY: TORRANCE STATE: CA ZIP: 90503 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001540569 XXXXXXXX 09-30-2015 09-30-2015 false EP Wealth Advisors, Inc.

21515 Hawthorne Blvd., Suite 1200 Torrance CA 90503

13F HOLDINGS REPORT 028-14754 N Derek Holman Managing Director 310-543-4559 /s/ Derek Holman Torrance CA 11-17-2015 0 142 524606 INFORMATION TABLE 2 fp0016811_13fhr-table.xml 13F INFORMATION TABLE APPLE INC COM 037833100 28210 255756 SH SOLE 228685 0 27071 AMERICAN INTL GROUP INC *W EXP 01/19/202 026874156 0 80539 SH SOLE 80539 0 0 ADOBE SYS INC COM 00724F101 411 5000 SH SOLE 5000 0 0 ISHARES TR CORE US AGGBD ET 464287226 2896 26425 SH SOLE 16555 0 9870 ALLSTATE CORP COM 020002101 9411 161593 SH SOLE 142864 0 18728 AMGEN INC COM 031162100 1872 13537 SH SOLE 13437 0 100 AMARIN CORP PLC SPONS ADR NEW 023111206 25 13000 SH SOLE 13000 0 0 AMERICAN TOWER CORP NEW COM 03027X100 9361 106396 SH SOLE 95264 0 11133 AMAZON COM INC COM 023135106 768 1501 SH SOLE 1501 0 0 BOEING CO COM 097023105 229 1748 SH SOLE 1224 0 524 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 7626 129322 SH SOLE 114962 0 14360 BANK AMER CORP COM 060505104 162 10378 SH SOLE 10378 0 0 POWERSHARES ETF TRUST II SENIOR LN PORT 73936Q769 1294 56145 SH SOLE 56145 0 0 BLACKROCK INC COM 09247X101 9151 30764 SH SOLE 26953 0 3811 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 237 2890 SH SOLE 2890 0 0 BERKSHIRE HATHAWAY INC DEL CL A 084670108 390 2 SH SOLE 2 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 499 3830 SH SOLE 3430 0 400 CATERPILLAR INC DEL COM 149123101 246 3764 SH SOLE 3764 0 0 CATHAY GEN BANCORP COM 149150104 310 10343 SH SOLE 8810 0 1533 COLGATE PALMOLIVE CO COM 194162103 735 11580 SH SOLE 11580 0 0 ISHARES TR CALI AMT-FRE ETF 464288356 208 1775 SH SOLE 1775 0 0 CONOCOPHILLIPS COM 20825C104 398 8291 SH SOLE 8041 0 250 COSTCO WHSL CORP NEW COM 22160K105 12144 84003 SH SOLE 73223 0 10780 CISCO SYS INC COM 17275R102 256 9745 SH SOLE 9745 0 0 CHEVRON CORP NEW COM 166764100 1913 24256 SH SOLE 23702 0 554 DEERE & CO COM 244199105 420 5680 SH SOLE 5680 0 0 DISCOVER FINL SVCS COM 254709108 206 3970 SH SOLE 3970 0 0 DISNEY WALT CO COM DISNEY 254687106 12761 124859 SH SOLE 108613 0 16246 ISHARES TR SELECT DIVID ETF 464287168 281 3860 SH SOLE 3860 0 0 SPDR SERIES TRUST BRCLY EM LOCL 78464A391 218 8865 SH SOLE 6425 0 2440 ISHARES TR MSCI EAFE ETF 464287465 5173 90254 SH SOLE 83834 0 6420 ISHARES TR EAFE GRWTH ETF 464288885 233 3655 SH SOLE 2825 0 830 EDISON INTL COM 281020107 8311 131772 SH SOLE 112822 0 18949 ISHARES TR JP MOR EM MK ETF 464288281 864 8116 SH SOLE 6671 0 1445 E M C CORP MASS COM 268648102 6930 286821 SH SOLE 253253 0 33568 EXPRESS SCRIPTS HLDG CO COM 30219G108 260 3214 SH SOLE 3214 0 0 FACEBOOK INC CL A 30303M102 702 7805 SH SOLE 6755 0 1050 GENERAL ELECTRIC CO COM 369604103 735 29130 SH SOLE 27030 0 2100 SPDR GOLD TRUST GOLD SHS 78463V107 421 3937 SH SOLE 3802 0 135 GOOGLE INC CL A 38259P508 4819 7921 SH SOLE 6691 0 1230 GOOGLE INC CL A 38259P508 11708 18341 SH SOLE 16294 0 2047 HOME DEPOT INC COM 437076102 343 2969 SH SOLE 2957 0 12 HOLOGIC INC COM 436440101 8603 219856 SH SOLE 192671 0 27185 HONEYWELL INTL INC COM 438516106 10771 113746 SH SOLE 100009 0 13737 SCHEIN HENRY INC COM 806407102 533 4013 SH SOLE 4013 0 0 ISHARES TR IBOXX HI YD ETF 464288513 403 4834 SH SOLE 3065 0 1769 ISHARES GOLD TRUST ISHARES 464285105 140 13000 SH SOLE 13000 0 0 ISHARES TR NASDQ BIOTEC ETF 464287556 305 1005 SH SOLE 1005 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 1098 7572 SH SOLE 6922 0 650 ISHARES TR CORE S&P MCP ETF 464287507 512 3750 SH SOLE 3750 0 0 INTEL CORP COM 458140100 345 11448 SH SOLE 9448 0 2000 ISHARES TR S&P 500 VAL ETF 464287408 379 4514 SH SOLE 4514 0 0 ISHARES TR RUS 1000 VAL ETF 464287598 235 2519 SH SOLE 2519 0 0 ISHARES TR RUS 1000 GRW ETF 464287614 811 8722 SH SOLE 7722 0 1000 ISHARES TR RUS MD CP GR ETF 464287481 690 7782 SH SOLE 7167 0 615 ISHARES TR RUS MDCP VAL ETF 464287473 200 2985 SH SOLE 2760 0 225 ISHARES TR RUSSELL 3000 ETF 464287689 766 6722 SH SOLE 6700 0 22 ISHARES TR U.S. ENERGY ETF 464287796 1507 43910 SH SOLE 41335 0 2575 ISHARES TR TRANS AVG ETF 464287192 327 2335 SH SOLE 2335 0 0 ISHARES TR U.S. TECH ETF 464287721 334 3382 SH SOLE 3382 0 0 JOHNSON & JOHNSON COM 478160104 12214 130838 SH SOLE 113595 0 17244 SPDR SERIES TRUST BRC HGH YLD BD 78464A417 584 16375 SH SOLE 12500 0 3875 JPMORGAN CHASE & CO COM 46625H100 15134 248228 SH SOLE 217957 0 30271 KINDER MORGAN INC DEL COM 49456B101 6699 242025 SH SOLE 213446 0 28579 COCA COLA CO COM 191216100 674 16793 SH SOLE 9028 0 7765 LILLY ELI & CO COM 532457108 271 3233 SH SOLE 3233 0 0 LOCKHEED MARTIN CORP COM 539830109 276 1331 SH SOLE 1331 0 0 ISHARES TR IBOXX INV CP ETF 464287242 467 4025 SH SOLE 1520 0 2505 MACYS INC COM 55616P104 5279 102870 SH SOLE 90141 0 12729 ISHARES TR MBS ETF 464288588 436 3975 SH SOLE 1660 0 2315 MONDELEZ INTL INC CL A 609207105 413 9864 SH SOLE 9864 0 0 MEDTRONIC PLC SHS G5960L103 8683 129718 SH SOLE 114497 0 15220 3M CO COM 88579Y101 13600 95931 SH SOLE 82661 0 13270 MANNKIND CORP COM 56400P201 107 33250 SH SOLE 30500 0 2750 ALTRIA GROUP INC COM 02209S103 821 15096 SH SOLE 14986 0 110 MERCK & CO INC NEW COM 58933Y105 305 6183 SH SOLE 5905 0 278 MICROSOFT CORP COM 594918104 542 12249 SH SOLE 12249 0 0 NEXTERA ENERGY INC COM 65339F101 424 4343 SH SOLE 4343 0 0 NORTHROP GRUMMAN CORP COM 666807102 405 2439 SH SOLE 2323 0 116 NOVARTIS A G SPONSORED ADR 66987V109 12630 137402 SH SOLE 120926 0 16476 ORACLE CORP COM 68389X105 9859 272938 SH SOLE 239633 0 33305 PEPSICO INC COM 713448108 15354 162820 SH SOLE 142059 0 20761 PFIZER INC COM 717081103 598 19034 SH SOLE 18634 0 400 PROCTER & GAMBLE CO COM 742718109 602 8372 SH SOLE 7036 0 1336 POWERSHARES GLOBAL ETF TRUST FDM HG YLD RAFI 73936T557 528 29650 SH SOLE 29650 0 0 SPROTT PHYSICAL GOLD TRUST UNIT 85207H104 491 53500 SH SOLE 53500 0 0 PIER 1 IMPORTS INC COM 720279108 69 10000 SH SOLE 10000 0 0 PHILIP MORRIS INTL INC COM 718172109 1045 13169 SH SOLE 13084 0 85 PNC FINL SVCS GROUP INC COM 693475105 14732 165155 SH SOLE 145028 0 20128 POWERSHARES ETF TRUST FTSE RAFI 1000 73935X583 240 2895 SH SOLE 2895 0 0 PRUDENTIAL FINL INC COM 744320102 230 3020 SH SOLE 2255 0 765 PHILLIPS 66 COM 718546104 234 3048 SH SOLE 2923 0 125 PRAXAIR INC COM 74005P104 5164 50692 SH SOLE 44752 0 5940 INDEXIQ ETF TR HEDGE MLTI ETF 45409B107 3274 113670 SH SOLE 95635 0 18035 QUALCOMM INC COM 747525103 8058 149973 SH SOLE 133566 0 16407 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 410 4031 SH SOLE 1731 0 2300 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 329 3900 SH SOLE 3900 0 0 RYDEX ETF TRUST GUG S&P500 EQ WT 78355W833 381 4835 SH SOLE 4835 0 0 RYDEX ETF TRUST GUG S&P500 EQ WT 78355W106 1183 16082 SH SOLE 16082 0 0 RYDEX ETF TRUST GUG S&P500EQWTMA 78355W825 340 4755 SH SOLE 4255 0 500 RAYTHEON CO COM NEW 755111507 334 3059 SH SOLE 3059 0 0 RYDEX ETF TRUST GUG S&P500EQWTEN 78355W866 2308 46605 SH SOLE 45125 0 1480 RYDEX ETF TRUST GUG S&P500EQWTFI 78355W858 1480 35910 SH SOLE 35060 0 850 RYDEX ETF TRUST GUG S&P500EQWTHC 78355W841 692 4925 SH SOLE 4610 0 315 RYDEX ETF TRUST GUG S&P500EQWTHC 78355W841 438 5150 SH SOLE 5000 0 150 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 1236 61117 SH SOLE 56877 0 4240 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 1531 55921 SH SOLE 54421 0 1500 SCHWAB STRATEGIC TR US LCAP VA ETF 808524409 2899 72814 SH SOLE 58329 0 14485 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 971 21215 SH SOLE 18290 0 2925 SCHWAB STRATEGIC TR US AGGREGATE B 808524839 489 9380 SH SOLE 9380 0 0 SCHLUMBERGER LTD COM 806857108 7763 112558 SH SOLE 96685 0 15873 SPDR S&P 500 ETF TR TR UNIT 78462F103 2190 11427 SH SOLE 9480 0 1947 STERICYCLE INC COM 858912108 235 1690 SH SOLE 1690 0 0 SSGA ACTIVE ETF TR BLKSTN GSOSRLN 78467V608 401 8400 SH SOLE 3400 0 5000 STRYKER CORP COM 863667101 11754 124909 SH SOLE 108928 0 15981 AT&T INC COM 00206R102 1666 51146 SH SOLE 49130 0 2015 TRANSDIGM GROUP INC COM 893641100 431 2030 SH SOLE 2030 0 0 TESLA MTRS INC COM 88160R101 249 1003 SH SOLE 950 0 53 TYSON FOODS INC CL A 902494103 7519 174466 SH SOLE 153597 0 20869 UNION PAC CORP COM 907818108 11273 127505 SH SOLE 113412 0 14092 UNITED PARCEL SERVICE INC CL B 911312106 4898 49631 SH SOLE 48931 0 700 US BANCORP DEL COM NEW 902973304 328 7987 SH SOLE 7987 0 0 UNITED TECHNOLOGIES CORP COM 913017109 227 2552 SH SOLE 2552 0 0 VISA INC COM CL A 92826C839 12387 177825 SH SOLE 155622 0 22203 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 233 6543 SH SOLE 6543 0 0 V F CORP COM 918204108 11436 167661 SH SOLE 146276 0 21385 VIRNETX HLDG CORP COM 92823T108 144 40434 SH SOLE 40434 0 0 VANGUARD SPECIALIZED PORTFOL DIV APP ETF 921908844 972 13186 SH SOLE 13186 0 0 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 262 4731 SH SOLE 4731 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 356 3609 SH SOLE 3609 0 0 VANGUARD INDEX FDS VALUE ETF 922908744 52619 685594 SH SOLE 543569 0 142025 VANGUARD INDEX FDS GROWTH ETF 922908736 37128 370207 SH SOLE 304129 0 66078 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 1326 40085 SH SOLE 36570 0 3515 VERIZON COMMUNICATIONS INC COM 92343V104 7086 162868 SH SOLE 143874 0 18994 WELLS FARGO & CO NEW COM 949746101 1189 23160 SH SOLE 23160 0 0 WYNDHAM WORLDWIDE CORP COM 98310W108 6620 92073 SH SOLE 80892 0 11182 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 561 14045 SH SOLE 12490 0 1555 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 1353 22110 SH SOLE 18340 0 3770 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 395 17450 SH SOLE 13875 0 3575 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 1429 28650 SH SOLE 26015 0 2635 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 474 11995 SH SOLE 11855 0 140 EXXON MOBIL CORP COM 30231G102 13141 176749 SH SOLE 153034 0 23715