FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year) 10/09/2014 |
3. Issuer Name and Ticker or Trading Symbol
E2open Inc [ EOPN ] |
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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5. If Amendment, Date of Original Filed
(Month/Day/Year) |
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6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Beneficially Owned | |||
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1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock | 1,277 | D |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Restricted Stock Unit | (1) | 09/27/2022 | Common Stock | 1,250 | $0.00 | D | |
Restricted Stock Unit | (2) | 10/04/2022 | Common Stock | 2,500 | $0.00 | D | |
Restricted Stock Unit | (3) | 04/25/2023 | Common Stock | 1,875 | $0.00 | D | |
Restricted Stock Unit | (4) | 07/08/2023 | Common Stock | 1,875 | $0.00 | D | |
Restricted Stock Unit | (5) | 05/02/2024 | Common Stock | 36,100 | $0.00 | D | |
Stock Option (right to buy) | (6) | 03/28/2021 | Common Stock | 14,997 | $3.15 | D | |
Stock Option (right to buy) | (7) | 04/25/2023 | Common Stock | 5,000 | $13.72 | D | |
Stock Option (right to buy) | (8) | 07/08/2023 | Common Stock | 5,000 | $17.95 | D | |
Stock Option (right to buy) | (9) | 10/09/2024 | Common Stock | 40,000 | $6.17 | D | |
Stock Option (right to buy) | (10) | 09/27/2022 | Common Stock | 5,000 | $13.83 | D |
Explanation of Responses: |
1. The RSU's are scheduled to vest annually on September 27th of each year over 4 years beginning September 27, 2013 subject to Mr. Hantman remaining a service provider (as defined in the Plan) through each applicable vesting date. |
2. The RSU's are scheduled to vest annually on October 4th of each year over 4 years beginning October 4, 2013 subject to Mr. Hantman remaining a service provider (as defined in the Plan) through each applicable vesting date. |
3. The RSU's are scheduled to vest annually on April 25th of each year over 4 years beginning April 25, 2014 subject to Mr. Hantman remaining a service provider (as defined in the Plan) through each applicable vesting date. |
4. The RSU's are scheduled to vest annually on July 8th of each year over 4 years beginning July 8, 2014 subject to Mr. Hantman remaining a service provider (as defined in the Plan) through each applicable vesting date. |
5. The RSU's are scheduled to vest annually on May 2nd of each year over 4 years beginning May 2, 2015 subject to Mr. Hantman remaining a service provider (as defined in the Plan) through each applicable vesting date. |
6. Shares subject to the option vesting over four years: 25% of the option vests after 12 months of service and 1/48th vests monthly thereafter subject to Mr. Hantman remaining a Service Provider (as defined in the Plan) through each applicable vesting date. |
7. Shares subject to the option vest monthly over four years beginning April 25, 2103 subject to Mr. Hantman remaining a Service Provider (as defined in the Plan) through each applicable vesting date. |
8. Shares subject to the option vest monthly over four years beginning July 8, 2103 subject to Mr. Hantman remaining a Service Provider (as defined in the Plan) through each applicable vesting date. |
9. Shares subject to the option vest monthly over four years beginning October 9, 2014 subject to Mr. Hantman remaining a Service Provider (as defined in the Plan) through each applicable vesting date. |
10. Shares subject to the option vest monthly over four years beginning September 27, 2012 subject to Mr. Hantman remaining a Service Provider (as defined in the Plan) through each applicable vesting date. |
Remarks: |
/s/ Karen Piry, by power of attorney | 10/20/2014 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |