0001144204-18-014750.txt : 20180314 0001144204-18-014750.hdr.sgml : 20180314 20180314202018 ACCESSION NUMBER: 0001144204-18-014750 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180312 FILED AS OF DATE: 20180314 DATE AS OF CHANGE: 20180314 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NIFFENEGGER KATHI CENTRAL INDEX KEY: 0001620146 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37619 FILM NUMBER: 18690785 MAIL ADDRESS: STREET 1: C/O STELLAR BIOTECHNOLOGIES, INC. STREET 2: 332 EAST SCOTT STREET CITY: PORT HUENEME STATE: CA ZIP: 93041 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Stellar Biotechnologies, Inc. CENTRAL INDEX KEY: 0001540159 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 000000000 STATE OF INCORPORATION: A1 FISCAL YEAR END: 1029 BUSINESS ADDRESS: STREET 1: 332 EAST SCOTT STREET CITY: PORT HUENEME STATE: CA ZIP: 93041 BUSINESS PHONE: (805) 488-2800 MAIL ADDRESS: STREET 1: 332 EAST SCOTT STREET CITY: PORT HUENEME STATE: CA ZIP: 93041 4 1 tv488519_4.xml OWNERSHIP DOCUMENT X0306 4 2018-03-12 0 0001540159 Stellar Biotechnologies, Inc. SBOT 0001620146 NIFFENEGGER KATHI C/O STELLAR BIOTECHNOLOGIES, INC. 332 EAST SCOTT STREET PORT HUENEME CA 93041 0 1 0 0 Chief Financial Officer Share Option (Right to Buy) 0.84 2018-03-12 4 A 0 35000 0 A 2025-03-12 Common Shares 35000 35000 D Option grant under the 2017 Incentive Compensation Plan, which shall vest as to one-third immediately, as to one-third on March 12, 2019 and as to the remaining one-third on September 12, 2019. /s/ Kathi Niffenegger 2018-03-14