0000950123-16-015761.txt : 20160412
0000950123-16-015761.hdr.sgml : 20160412
20160412172743
ACCESSION NUMBER: 0000950123-16-015761
CONFORMED SUBMISSION TYPE: 13F-HR/A
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20160331
FILED AS OF DATE: 20160412
DATE AS OF CHANGE: 20160412
EFFECTIVENESS DATE: 20160412
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Smith Affiliated Capital Corp.
CENTRAL INDEX KEY: 0001540138
IRS NUMBER: 131305799
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14634
FILM NUMBER: 161567972
BUSINESS ADDRESS:
STREET 1: 88 PINE STREET
CITY: NEW YORK
STATE: NY
ZIP: 10005
BUSINESS PHONE: (212) 644-9440
MAIL ADDRESS:
STREET 1: 88 PINE STREET
CITY: NEW YORK
STATE: NY
ZIP: 10005
13F-HR/A
1
primary_doc.xml
13F-HR/A
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0001540138
XXXXXXXX
03-31-2016
03-31-2016
true
1
RESTATEMENT
Smith Affiliated Capital Corp.
88 Pine Street
New York
NY
10005
13F HOLDINGS REPORT
028-14634
N
matthew smith
President
2126449440
matthew smith
new york
NY
04-12-2016
0
118
174732555
false
INFORMATION TABLE
2
form13fInfoTable.xml
INFORMATION TABLE FOR FORM 13F
3M CO
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800 COMM INC
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PRN
SOLE
0
0
3345
AEGON N.V.
A-Share
007924608
53980
2000
PRN
SOLE
0
0
2000
AETNA INC NEW
A-Share
00817Y108
110777
986
PRN
SOLE
0
0
986
AGNICO EAGLE MINES LTD
A-Share
008474108
18796
400
PRN
SOLE
0
0
400
AGRITEK HLDGS INC
A-Share
00856J103
155
50000
PRN
SOLE
0
0
50000
AIR PRODS & CHEMS INC
A-Share
009158106
57620
400
PRN
SOLE
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0
400
ALPHABET INC CLASS A
A-Share
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30516
40
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0
0
40
AMERICAN ELEC PWR INC
A-Share
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179280
2700
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0
2700
AMERICAN EXPRESS 5.200 5/29/49
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500000
AMERICAN EXPRESS CO
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575
AMGEN INC
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031162100
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705
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705
ANNALY CAP MGMT INC
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10000
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BOEING CO
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CHESAPEAKE LODGING
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CITIGROUP INC.
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CLOROX CO DEL
A-Share
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A-Share
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COLGATE PALMOLIVE CO
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DIAGEO P L C
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EATON CORP
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274
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A-Share
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FRANCO NEVADA CORP
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FREEPORT-MCMORAN, INC.
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6000
GENERAL ELEC CAP CORP
A-Share
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A-Share
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GILEAD SCIENCES INC
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GOOGLE INC CL C
A-Share
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INTERNATIONAL BUSINESS MACHS
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KIMBERLY CLARK CORP
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L BRANDS,
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LEXAM VG GOLD INC
A-Share
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LOCKHEED MARTIN CORP
A-Share
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110750
500
PRN
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MARKET VEC
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2647
MCEWEN MIN
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MEDTRONIC PLC
A-Share
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10725
143
PRN
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MFA MORTGAGE INVESTMENTS, INC.
A-Share
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PRN
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MICROSOFT CORP
A-Share
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PRN
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A-Share
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A-Share
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NEWMONT MINING CORP
A-Share
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NISOURCE INC
A-Share
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OASIS PETE INC NEW
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PAYCHEX INC
A-Share
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PNC FINANCIAL SERVICES GROUP INC
A-Share
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PPG INDS INC
A-Share
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PROCTER & GAMBLE CO
A-Share
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1000
PUBLIC STORAGE
A-Share
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24000
QWEST CORPORATION
A-Share
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RANDGOLD RES LTD
A-Share
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PRN
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REVLON INC
A-Share
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ROCKWELL AUTOMATION INC
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ROCKWELL COLLINS INC
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A-Share
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SIEBERT FINL CORP
A-Share
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A-Share
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SOUTHWEST AIRLS CO
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150
STATE STREET COR 5.250 12/29/49
A-Share
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TEXAS INSTRS INC
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THE CHARLES SCHWAB CORPORATION
A-Share
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THERMO FISHER SCIENTIFIC INC
A-Share
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TPG SPECIALTY LENDING INC
A-Share
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UNITED CONTINENTAL HLDGS
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VIRNETX HLDG CORP
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VISA INC
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WASTE MGMT INC DEL
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WINTRUST FINL CORP
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