0000950123-15-010913.txt : 20151110 0000950123-15-010913.hdr.sgml : 20151110 20151106114846 ACCESSION NUMBER: 0000950123-15-010913 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20131231 FILED AS OF DATE: 20151106 DATE AS OF CHANGE: 20151106 EFFECTIVENESS DATE: 20151106 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Smith Affiliated Capital Corp. CENTRAL INDEX KEY: 0001540138 IRS NUMBER: 131305799 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14634 FILM NUMBER: 151203262 BUSINESS ADDRESS: STREET 1: 88 PINE STREET CITY: NEW YORK STATE: NY ZIP: 10005 BUSINESS PHONE: (212) 644-9440 MAIL ADDRESS: STREET 1: 88 PINE STREET CITY: NEW YORK STATE: NY ZIP: 10005 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001540138 XXXXXXXX 12-31-2013 12-31-2013 Smith Affiliated Capital Corp.

88 Pine Street New York NY 10005

13F HOLDINGS REPORT 028-14634 N Matthew Smith 2126449440 Matthew Smith New York NY 09-18-2015 0 98 163437997 false INFORMATION TABLE 2 form13fInfoTable.xml INFORMATION TABLE FOR FORM 13F CENTRAL FD CDA LTD A-Shares 153501101 81838665 6176503 PRN SOLE 0 0 6176503 CENTRAL GOLDTRUST A-Shares 153546106 73929185 1780997 PRN SOLE 0 0 1780997 MCEWEN MIN A-Shares 58039P107 727005 370921 PRN SOLE 0 0 370921 LEXAM VG GOLD INC A-Shares 52886U103 5073 57000 PRN SOLE 0 0 57000 MEDISWIPE, A-Shares 58500H204 5550 50000 PRN SOLE 0 0 50000 ISHARES TR MRTG PLS CAP IDX A-Shares 464288539 183802 15955 PRN SOLE 0 0 15955 ISHARES TR RUSSELL 1000 A-Shares 464287622 974131 9442 PRN SOLE 0 0 9442 PENN WEST PETE LTD NEW A-Shares 707887105 70960 8000 PRN SOLE 0 0 8000 SPROTT PHYSICAL SILVER TR A-Shares 85207K107 40095 5300 PRN SOLE 0 0 5300 PBF ENERGY INC A-Shares 69318G106 163089 5184 PRN SOLE 0 0 5184 GENERAL ELEC CAP CORP A-Shares 369622428 102100 5000 PRN SOLE 0 0 5000 VALERO ENERGY CORP NEW A-Shares 91913Y100 233251 4628 PRN SOLE 0 0 4628 OASIS PETE INC NEW A-Shares 674215108 204320 4350 PRN SOLE 0 0 4350 HIGHMARK GROUP A-Shares 431114644 42826 4211 PRN SOLE 0 0 4211 GENERAL ELECTRIC CO A-Shares 369604103 107775 3845 PRN SOLE 0 0 3845 ALASKA AIR GROUP INC A-Shares 011659109 261197 3560 PRN SOLE 0 0 3560 TRUST PROFESSIONAL MANAGERS A-Shares 89834E849 34800 3480 PRN SOLE 0 0 3480 MEDICINES CO A-Shares 584688105 112732 2919 PRN SOLE 0 0 2919 HOLLYFRONTIER CORP A-Shares 436106108 138188 2781 PRN SOLE 0 0 2781 TUPPERWARE BRANDS CORP A-Shares 899896104 217703 2303 PRN SOLE 0 0 2303 SOUTHWEST AIRLS CO A-Shares 844741108 38792 2059 PRN SOLE 0 0 2059 ALLIANCEBERNSTEIN HIGH INCM FD A-Shares 01859M101 19276 2055 PRN SOLE 0 0 2055 MARATHON PETE CORP A-Shares 56585A102 184561 2012 PRN SOLE 0 0 2012 CVR ENERGY INC A-Shares 12662P108 87294 2010 PRN SOLE 0 0 2010 ANNALY CAP MGMT INC A-Shares 035710805 44000 2000 PRN SOLE 0 0 2000 BRISTOL MYERS SQUIBB CO A-Shares 110122108 96148 1809 PRN SOLE 0 0 1809 SPDR GOLD TRUST A-Shares 78463V107 209016 1800 PRN SOLE 0 0 1800 MARKET VEC A-Shares 57061R544 54710 1762 PRN SOLE 0 0 1762 JETBLUE AIRWAYS CORP A-Shares 477143101 14518 1700 PRN SOLE 0 0 1700 DELTA AIR LINES INC DEL A-Shares 247361702 46699 1700 PRN SOLE 0 0 1700 AMERICAN ELEC PWR INC A-Shares 025537101 77869 1666 PRN SOLE 0 0 1666 PFIZER INC A-Shares 717081103 45945 1500 PRN SOLE 0 0 1500 TEXAS INSTRS INC A-Shares 882508104 63143 1438 PRN SOLE 0 0 1438 HANCOCK JOHN INCOME SECS TR A-Shares 410123103 19848 1388 PRN SOLE 0 0 1388 COCA COLA CO A-Shares 191216100 50522 1223 PRN SOLE 0 0 1223 FORD MTR CO DEL A-Shares 345370860 18516 1200 PRN SOLE 0 0 1200 WGL HLDGS INC A-Shares 92924F106 45749 1142 PRN SOLE 0 0 1142 ISHARES BC 3-7 TREASURY BOND A-Shares 464288661 135034 1125 PRN SOLE 0 0 1125 HYDROGEN FUTURE CORP A-Shares 44887W303 0 1000 PRN SOLE 0 0 1000 PROCTER & GAMBLE CO A-Shares 742718109 81410 1000 PRN SOLE 0 0 1000 ALLSCRIPTS HEALTHCARE SOLUTNS A-Shares 01988P108 15460 1000 PRN SOLE 0 0 1000 AETNA INC NEW A-Shares 00817Y108 67630 986 PRN SOLE 0 0 986 QUESTCOR PHARMACEUTICALS INC A-Shares 74835Y101 53361 980 PRN SOLE 0 0 980 HANCOCK JOHN INVS TR A-Shares 410142103 17131 921 PRN SOLE 0 0 921 FIDELITY MORTGAGE SECURITIES A-Shares 31617K204 9811 896 PRN SOLE 0 0 896 DUKE ENERGY CORP NEW A-Shares 26441C204 60039 870 PRN SOLE 0 0 870 UNION PAC CORP A-Shares 907818108 136920 815 PRN SOLE 0 0 815 WELLS FARGO & CO NEW A-Shares 949746101 36320 800 PRN SOLE 0 0 800 HALLIBURTON CO A-Shares 406216101 40600 800 PRN SOLE 0 0 800 ISHARES TR A-Shares 464287226 79167 750 PRN SOLE 0 0 750 UNITED CONTINENTAL HLDGS A-Shares 910047109 28373 750 PRN SOLE 0 0 750 PPG INDS INC A-Shares 693506107 136555 720 PRN SOLE 0 0 720 UNITED TECHNOLOGIES CORP A-Shares 913017109 78294 688 PRN SOLE 0 0 688 GENERAL MTRS CORP A-Shares 37045V100 27587 675 PRN SOLE 0 0 675 KRAFT FOODS GROUP INC A-Shares 50076Q106 33694 625 PRN SOLE 0 0 625 KIMBERLY CLARK CORP A-Shares 494368103 65183 624 PRN SOLE 0 0 624 COLGATE PALMOLIVE CO A-Shares 194162103 39126 600 PRN SOLE 0 0 600 CLOROX CO DEL A-Shares 189054109 55656 600 PRN SOLE 0 0 600 AMERICAN EXPRESS CO A-Shares 025816109 52170 575 PRN SOLE 0 0 575 WASTE MGMT INC DEL A-Shares 94106L109 24679 550 PRN SOLE 0 0 550 ROCKWELL AUTOMATION INC A-Shares 773903109 62861 532 PRN SOLE 0 0 532 COMCAST CORP NEW A-Shares 20030N200 24940 500 PRN SOLE 0 0 500 MICROSOFT CORP A-Shares 594918104 18705 500 PRN SOLE 0 0 500 MERCK & CO INC A-Shares 58933Y105 25025 500 PRN SOLE 0 0 500 EXXON MOBIL CORP A-Shares 30231G102 50600 500 PRN SOLE 0 0 500 DTE ENERGY CO A-Shares 233331107 33195 500 PRN SOLE 0 0 500 SIEBERT FINL CORP A-Shares 826176109 805 500 PRN SOLE 0 0 500 PAYCHEX INC A-Shares 704326107 22765 500 PRN SOLE 0 0 500 GENERAL GROWTH PPTYS INC A-Shares 370023103 9982 495 PRN SOLE 0 0 495 ILLINOIS TOOL WKS INC A-Shares 452308109 39097 465 PRN SOLE 0 0 465 JAZZ PHARMACEUTICALS PLC A-Shares 073667534 52902 418 PRN SOLE 0 0 418 HERTZ GLOBAL HOLDINGS INC A-Shares 42805T105 11448 400 PRN SOLE 0 0 400 BOEING CO A-Shares 097023105 54596 400 PRN SOLE 0 0 400 BORGWARNER INC A-Shares 099724106 22364 400 PRN SOLE 0 0 400 AIR PRODS & CHEMS INC A-Shares 009158106 44712 400 PRN SOLE 0 0 400 VERIZON COMMUNICATIONS INC A-Shares 92343V104 19656 400 PRN SOLE 0 0 400 ISHARES AGENCY BD FD A-Shares 464288166 42009 380 PRN SOLE 0 0 380 HONEYWELL INTL INC A-Shares 438516106 34721 380 PRN SOLE 0 0 380 ROCKWELL COLLINS INC A-Shares 774341101 23654 320 PRN SOLE 0 0 320 INTERNATIONAL BUSINESS MACHS A-Shares 459200101 56271 300 PRN SOLE 0 0 300 EATON CORP A-Shares 086353296 20857 274 PRN SOLE 0 0 274 AMGEN INC A-Shares 031162100 28520 250 PRN SOLE 0 0 250 ECOLAB INC A-Shares 278865100 26068 250 PRN SOLE 0 0 250 THERMO FISHER SCIENTIFIC INC A-Shares 883556102 27838 250 PRN SOLE 0 0 250 L BRANDS, A-Shares 501797104 13607 220 PRN SOLE 0 0 220 COVIDIEN PLC A-Shares 060935297 10215 150 PRN SOLE 0 0 150 VISA INC A-Shares 92826C839 33402 150 PRN SOLE 0 0 150 VENTAS INC A-Shares 92276F100 8592 150 PRN SOLE 0 0 150 PHILIP MORRIS INTL INC A-Shares 718172109 13070 150 PRN SOLE 0 0 150 AVALONBAY CMNTYS INC A-Shares 053484101 16552 140 PRN SOLE 0 0 140 3M CO A-Shares 88579Y101 17531 125 PRN SOLE 0 0 125 MERCK & CO INC NEW A-Shares 58933Y105 6256 125 PRN SOLE 0 0 125 REVLON INC A-Shares 761525609 2496 100 PRN SOLE 0 0 100 UNITED PARCEL SERVICE INC A-Shares 911312106 10508 100 PRN SOLE 0 0 100 STARBUCKS CORP A-Shares 855244109 5879 75 PRN SOLE 0 0 75 DIAGEO P L C A-Shares 25243Q205 6621 50 PRN SOLE 0 0 50 GOOGLE INC A-Shares 02079K107 44828 40 PRN SOLE 0 0 40 BERKSHIRE HATHAWAY INC DEL A-Shares 084670108 711600 4 PRN SOLE 0 0 4