0000950123-22-010416.txt : 20221024 0000950123-22-010416.hdr.sgml : 20221024 20221024165911 ACCESSION NUMBER: 0000950123-22-010416 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220930 FILED AS OF DATE: 20221024 DATE AS OF CHANGE: 20221024 EFFECTIVENESS DATE: 20221024 FILER: COMPANY DATA: COMPANY CONFORMED NAME: United Asset Strategies, Inc. CENTRAL INDEX KEY: 0001539948 IRS NUMBER: 113104524 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15136 FILM NUMBER: 221326475 BUSINESS ADDRESS: STREET 1: 377 OAK STREET/STE 403 CITY: GARDEN CITY STATE: NY ZIP: 11530 BUSINESS PHONE: 516-222-0021 MAIL ADDRESS: STREET 1: 377 OAK STREET/STE 403 CITY: GARDEN CITY STATE: NY ZIP: 11530 13F-HR 1 primary_doc.xml 13F-HR LIVE 0001539948 XXXXXXXX 09-30-2022 09-30-2022 false United Asset Strategies, Inc.
377 Oak Street/STE 403 Garden City NY 11530
13F HOLDINGS REPORT 028-15136 N
Robert Murphy Chief Operations Officer 516-222-0021 /s/ Robert Murphy Garden City NY 10-24-2022 0 210 650909 false
INFORMATION TABLE 2 17958.xml INFORMATION TABLE FOR FORM 13F 3M CO COM 88579Y101 523 4729 SH SOLE 4729 0 0 ABBVIE INC COM 00287Y109 2043 15225 SH SOLE 15225 0 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 1584 6156 SH SOLE 6156 0 0 ACORDA THERAPEUTICS INC COM NEW 00484M601 8 27100 SH SOLE 27100 0 0 ADOBE SYSTEMS INCORPORATED COM 00724F101 4605 16734 SH SOLE 16734 0 0 AIR PRODS & CHEMS INC COM 009158106 1178 5062 SH SOLE 5062 0 0 ALKALINE WTR CO INC COM NEW 01643A207 10 30000 SH SOLE 30000 0 0 ALPHABET INC CAP STK CL C 02079K107 1924 20010 SH SOLE 20010 0 0 ALPHABET INC CAP STK CL A 02079K305 14086 147271 SH SOLE 147271 0 0 AMAZON COM INC COM 023135106 21614 191271 SH SOLE 191271 0 0 AMERICAN ELEC PWR CO INC COM 025537101 312 3611 SH SOLE 3611 0 0 AMERICAN EXPRESS CO COM 025816109 1053 7806 SH SOLE 7806 0 0 AMERICAN INTL GROUP INC COM NEW 026874784 10717 225721 SH SOLE 225721 0 0 AMERICAN TOWER CORP NEW COM 03027X100 8334 38815 SH SOLE 38815 0 0 AMERISOURCEBERGEN CORP COM 03073E105 1256 9279 SH SOLE 9279 0 0 AMGEN INC COM 031162100 12649 56118 SH SOLE 56118 0 0 APPLE INC COM 037833100 19777 143102 SH SOLE 143102 0 0 APPLIED MATLS INC COM 038222105 9863 120380 SH SOLE 120380 0 0 APTARGROUP INC COM 038336103 333 3500 SH SOLE 3500 0 0 AT&T INC COM 00206R102 572 37269 SH SOLE 37269 0 0 AUTOMATIC DATA PROCESSING IN COM 053015103 1194 5280 SH SOLE 5280 0 0 BELPOINTE PREP LLC UNIT RP LTD LB A 080694102 8385 99294 SH SOLE 99294 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1346 5042 SH SOLE 5042 0 0 BK OF AMERICA CORP COM 060505104 234 7762 SH SOLE 7762 0 0 BLACKROCK ETF TRUST FUTURE INVTR ETF 09290C202 423 18012 SH SOLE 18012 0 0 BOEING CO COM 097023105 371 3061 SH SOLE 3061 0 0 BOOKING HOLDINGS INC COM 09857L108 994 605 SH SOLE 605 0 0 BORGWARNER INC COM 099724106 1016 32369 SH SOLE 32369 0 0 BP PLC SPONSORED ADR 055622104 204 7150 SH SOLE 7150 0 0 BROWN FORMAN CORP CL B 115637209 454 6813 SH SOLE 6813 0 0 C H ROBINSON WORLDWIDE INC COM NEW 12541W209 726 7541 SH SOLE 7541 0 0 CADENCE DESIGN SYSTEM INC COM 127387108 1394 8527 SH SOLE 8527 0 0 CATERPILLAR INC COM 149123101 1463 8917 SH SOLE 8917 0 0 CHEVRON CORP NEW COM 166764100 13744 95662 SH SOLE 95662 0 0 CHUBB LIMITED COM H1467J104 467 2566 SH SOLE 2566 0 0 CIGNA CORP NEW COM 125523100 12192 43941 SH SOLE 43941 0 0 CINTAS CORP COM 172908105 1088 2803 SH SOLE 2803 0 0 CISCO SYS INC COM 17275R102 1472 36801 SH SOLE 36801 0 0 CLOROX CO DEL COM 189054109 408 3179 SH SOLE 3179 0 0 COCA COLA CO COM 191216100 9934 177323 SH SOLE 177323 0 0 COLGATE PALMOLIVE CO COM 194162103 499 7101 SH SOLE 7101 0 0 CONSOLIDATED EDISON INC COM 209115104 428 4985 SH SOLE 4985 0 0 COSTCO WHSL CORP NEW COM 22160K105 273 578 SH SOLE 578 0 0 CROWN CASTLE INC COM 22822V101 1121 7752 SH SOLE 7752 0 0 CVS HEALTH CORP COM 126650100 604 6329 SH SOLE 6329 0 0 DERMTECH INC COM 24984K105 52 13221 SH SOLE 13221 0 0 DISNEY WALT CO COM 254687106 3891 41253 SH SOLE 41253 0 0 DOLLAR GEN CORP NEW COM 256677105 7835 32664 SH SOLE 32664 0 0 DOMINION ENERGY INC COM 25746U109 8846 128001 SH SOLE 128001 0 0 DUKE ENERGY CORP NEW COM NEW 26441C204 376 4044 SH SOLE 4044 0 0 ECOLAB INC COM 278865100 8193 56731 SH SOLE 56731 0 0 EDISON INTL COM 281020107 3222 56953 SH SOLE 56953 0 0 EMERSON ELEC CO COM 291011104 431 5880 SH SOLE 5880 0 0 ENSERVCO CORP COM NEW 29358Y201 61 47455 SH SOLE 47455 0 0 ENTERPRISE PRODS PARTNERS L COM 293792107 447 18803 SH SOLE 18803 0 0 EXPEDITORS INTL WASH INC COM 302130109 6301 71346 SH SOLE 71346 0 0 EXXON MOBIL CORP COM 30231G102 1887 21613 SH SOLE 21613 0 0 FIRSTENERGY CORP COM 337932107 1069 28880 SH SOLE 28880 0 0 FORTINET INC COM 34959E109 1179 23999 SH SOLE 23999 0 0 FRANKLIN TEMPLETON ETF TR INTELLIGENT MACH 35473P512 408 12092 SH SOLE 12092 0 0 FREEPORT-MCMORAN INC CL B 35671D857 339 12400 SH SOLE 12400 0 0 GENERAL DYNAMICS CORP COM 369550108 613 2889 SH SOLE 2889 0 0 GENUINE PARTS CO COM 372460105 560 3748 SH SOLE 3748 0 0 GILEAD SCIENCES INC COM 375558103 1766 28635 SH SOLE 28635 0 0 GLOBAL X FDS LITHIUM BTRY ETF 37954Y855 284 4304 SH SOLE 4304 0 0 HOME DEPOT INC COM 437076102 8261 29939 SH SOLE 29939 0 0 HONEYWELL INTL INC COM 438516106 2441 14621 SH SOLE 14621 0 0 HUMACYTE INC COM 44486Q103 49 14960 SH SOLE 14960 0 0 HUMANA INC COM 444859102 1177 2426 SH SOLE 2426 0 0 IDEXX LABS INC COM 45168D104 7753 23797 SH SOLE 23797 0 0 ILLINOIS TOOL WKS INC COM 452308109 1073 5937 SH SOLE 5937 0 0 IN8BIO INC COM 45674E109 28 14000 SH SOLE 14000 0 0 INTEL CORP COM 458140100 506 19644 SH SOLE 19644 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 1331 11200 SH SOLE 11200 0 0 INVESCO EXCH TRADED FD TR II SR LN ETF 46138G508 855 42371 SH SOLE 42371 0 0 INVESCO EXCH TRADED FD TR II TAXABLE MUN BD 46138G805 1488 58016 SH SOLE 58016 0 0 INVESCO EXCH TRADED FD TR II SOLAR ETF 46138G706 207 2816 SH SOLE 2816 0 0 INVESCO EXCHANGE TRADED FD T S&P500 PUR VAL 46137V258 4187 59951 SH SOLE 59951 0 0 INVESCO EXCHANGE TRADED FD T AEROSPACE DEFN 46137V100 287 4454 SH SOLE 4454 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 1210 4528 SH SOLE 4528 0 0 IQVIA HLDGS INC COM 46266C105 960 5301 SH SOLE 5301 0 0 ISHARES GOLD TR ISHARES NEW 464285204 562 17812 SH SOLE 17812 0 0 ISHARES INC CORE MSCI EMKT 46434G103 985 22919 SH SOLE 22919 0 0 ISHARES TR 0-5 YR TIPS ETF 46429B747 911 9481 SH SOLE 9481 0 0 ISHARES TR ESG MSCI LEADR 46435U218 222 3593 SH SOLE 3593 0 0 ISHARES TR ESG AW MSCI EAFE 46435G516 203 3618 SH SOLE 3618 0 0 ISHARES TR EAFE VALUE ETF 464288877 2227 57806 SH SOLE 57806 0 0 ISHARES TR EAFE GRWTH ETF 464288885 953 13132 SH SOLE 13132 0 0 ISHARES TR JPMORGAN USD EMG 464288281 7143 89967 SH SOLE 89967 0 0 ISHARES TR AGENCY BOND ETF 464288166 382 3584 SH SOLE 3584 0 0 ISHARES TR CORE US AGGBD ET 464287226 1718 17831 SH SOLE 17831 0 0 ISHARES TR EXPANDED TECH 464287515 13677 54680 SH SOLE 54680 0 0 ISHARES TR S&P 100 ETF 464287101 267 1643 SH SOLE 1643 0 0 ISHARES TR 1 3 YR TREAS BD 464287457 1181 14545 SH SOLE 14545 0 0 ISHARES TR 7-10 YR TRSY BD 464287440 1965 20471 SH SOLE 20471 0 0 ISHARES TR 20 YR TR BD ETF 464287432 337 3285 SH SOLE 3285 0 0 ISHARES TR S&P 500 VAL ETF 464287408 5813 45227 SH SOLE 45227 0 0 ISHARES TR RUS 1000 ETF 464287622 554 2806 SH SOLE 2806 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 230 1392 SH SOLE 1392 0 0 ISHARES TR RUS 2000 VAL ETF 464287630 4009 31095 SH SOLE 31095 0 0 ISHARES TR U.S. REAL ES ETF 464287739 329 4040 SH SOLE 4040 0 0 JACOBS SOLUTIONS INC COM 46982L108 2246 20699 SH SOLE 20699 0 0 JOHNSON & JOHNSON COM 478160104 1231 7537 SH SOLE 7537 0 0 JPMORGAN CHASE & CO COM 46625H100 11715 112106 SH SOLE 112106 0 0 KELLOGG CO COM 487836108 1801 25860 SH SOLE 25860 0 0 KIMBERLY-CLARK CORP COM 494368103 437 3885 SH SOLE 3885 0 0 KINDER MORGAN INC DEL COM 49456B101 4185 251512 SH SOLE 251512 0 0 KLA CORP COM NEW 482480100 1209 3997 SH SOLE 3997 0 0 LAUDER ESTEE COS INC CL A 518439104 5156 23883 SH SOLE 23883 0 0 LIGHTNING EMOTORS INC COM 53228T101 20 13000 SH SOLE 13000 0 0 LILLY ELI & CO COM 532457108 220 679 SH SOLE 679 0 0 LINDE PLC SHS G5494J103 1647 6110 SH SOLE 6110 0 0 LOCKHEED MARTIN CORP COM 539830109 2276 5891 SH SOLE 5891 0 0 MANAGED PORTFOLIO SERIES TORTOISE NRAM PI 56167N720 556 24051 SH SOLE 24051 0 0 MARATHON OIL CORP COM 565849106 207 9180 SH SOLE 9180 0 0 MARIN SOFTWARE INC COM NEW 56804T205 13 10000 SH SOLE 10000 0 0 MARRIOTT INTL INC NEW CL A 571903202 1123 8013 SH SOLE 8013 0 0 MASTERCARD INCORPORATED CL A 57636Q104 12348 43427 SH SOLE 43427 0 0 MCDONALDS CORP COM 580135101 2269 9834 SH SOLE 9834 0 0 MCKESSON CORP COM 58155Q103 7143 21017 SH SOLE 21017 0 0 MEDTRONIC PLC SHS G5960L103 8372 103681 SH SOLE 103681 0 0 MERCK & CO INC COM 58933Y105 2649 30759 SH SOLE 30759 0 0 META MATERIALS INC COM 59134N104 19 30000 SH SOLE 30000 0 0 META PLATFORMS INC CL A 30303M102 4721 34797 SH SOLE 34797 0 0 METLIFE INC COM 59156R108 1427 23486 SH SOLE 23486 0 0 MICROCHIP TECHNOLOGY INC. COM 595017104 1125 18439 SH SOLE 18439 0 0 MICROSOFT CORP COM 594918104 20380 87507 SH SOLE 87507 0 0 MONDELEZ INTL INC CL A 609207105 525 9570 SH SOLE 9570 0 0 MORGAN STANLEY COM NEW 617446448 1614 20428 SH SOLE 20428 0 0 MOSAIC CO NEW COM 61945C103 391 8091 SH SOLE 8091 0 0 NETFLIX INC COM 64110L106 208 883 SH SOLE 883 0 0 NIKE INC CL B 654106103 561 6752 SH SOLE 6752 0 0 NOVABAY PHARMACEUTICALS INC COM NEW 66987P201 1 10870 SH SOLE 10870 0 0 NRX PHARMACEUTICALS INC COM 629444100 14 18300 SH SOLE 18300 0 0 NU HLDGS LTD ORD SHS CL A G6683N103 86 19500 SH SOLE 19500 0 0 NUCOR CORP COM 670346105 959 8961 SH SOLE 8961 0 0 NVIDIA CORPORATION COM 67066G104 6858 56497 SH SOLE 56497 0 0 ORACLE CORP COM 68389X105 820 13423 SH SOLE 13423 0 0 PALO ALTO NETWORKS INC COM 697435105 15339 93653 SH SOLE 93653 0 0 PAYCHEX INC COM 704326107 1686 15027 SH SOLE 15027 0 0 PAYPAL HLDGS INC COM 70450Y103 1738 20196 SH SOLE 20196 0 0 PENTAIR PLC SHS G7S00T104 379 9321 SH SOLE 9321 0 0 PEPSICO INC COM 713448108 2719 16652 SH SOLE 16652 0 0 PFIZER INC COM 717081103 3737 85388 SH SOLE 85388 0 0 PHILIP MORRIS INTL INC COM 718172109 6077 73211 SH SOLE 73211 0 0 PRICE T ROWE GROUP INC COM 74144T108 1015 9664 SH SOLE 9664 0 0 PROCTER AND GAMBLE CO COM 742718109 2223 17607 SH SOLE 17607 0 0 PROGRESSIVE CORP COM 743315103 1095 9422 SH SOLE 9422 0 0 PROSHARES TR SHORT S&P 500 NE 74347B425 2432 140730 SH SOLE 140730 0 0 QUALCOMM INC COM 747525103 234 2073 SH SOLE 2073 0 0 RAYTHEON TECHNOLOGIES CORP COM 75513E101 3834 46835 SH SOLE 46835 0 0 REALTY INCOME CORP COM 756109104 541 9289 SH SOLE 9289 0 0 REE AUTOMOTIVE LTD CLASS A ORD SHS M8287R103 136 200000 SH SOLE 200000 0 0 REPUBLIC SVCS INC COM 760759100 1192 8763 SH SOLE 8763 0 0 ROPER TECHNOLOGIES INC COM 776696106 7331 20384 SH SOLE 20384 0 0 S&P GLOBAL INC COM 78409V104 457 1497 SH SOLE 1497 0 0 SCHWAB CHARLES CORP COM 808513105 6339 88197 SH SOLE 88197 0 0 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 252 6000 SH SOLE 6000 0 0 SELECT SECTOR SPDR TR COMMUNICATION 81369Y852 7090 148057 SH SOLE 148057 0 0 SELECT SECTOR SPDR TR RL EST SEL SEC 81369Y860 376 10434 SH SOLE 10434 0 0 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 4572 67228 SH SOLE 67228 0 0 SELECT SECTOR SPDR TR ENERGY 81369Y506 3157 43842 SH SOLE 43842 0 0 SELECT SECTOR SPDR TR FINANCIAL 81369Y605 8576 282470 SH SOLE 282470 0 0 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 3706 44740 SH SOLE 44740 0 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 23641 199029 SH SOLE 199029 0 0 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 2312 34646 SH SOLE 34646 0 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 4519 37311 SH SOLE 37311 0 0 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 7714 54153 SH SOLE 54153 0 0 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 1819 27768 SH SOLE 27768 0 0 SERVICENOW INC COM 81762P102 4516 11960 SH SOLE 11960 0 0 SPDR GOLD TR GOLD SHS 78463V107 10885 70374 SH SOLE 70374 0 0 SPDR INDEX SHS FDS PORTFOLIO DEVLPD 78463X889 329 12738 SH SOLE 12738 0 0 SPDR INDEX SHS FDS PORTFOLIO EMG MK 78463X509 351 11323 SH SOLE 11323 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 4266 11944 SH SOLE 11944 0 0 SPDR SER TR BLOOMBERG 1-3 MO 78468R663 1593 17389 SH SOLE 17389 0 0 SPDR SER TR PORTFOLIO S&P500 78464A854 7629 181691 SH SOLE 181691 0 0 SPDR SER TR ICE PFD SEC ETF 78464A292 1131 32447 SH SOLE 32447 0 0 SPDR SER TR PORTFOLIO S&P400 78464A847 1840 47708 SH SOLE 47708 0 0 SPDR SER TR S&P REGL BKG 78464A698 664 11280 SH SOLE 11280 0 0 SPDR SER TR S&P BK ETF 78464A797 7671 173189 SH SOLE 173189 0 0 SPDR SER TR PORTFOLIO S&P600 78468R853 632 18542 SH SOLE 18542 0 0 SPECTRUM PHARMACEUTICALS INC COM 84763A108 8 18000 SH SOLE 18000 0 0 STARBUCKS CORP COM 855244109 10919 129583 SH SOLE 129583 0 0 SYNCHRONY FINANCIAL COM 87165B103 3777 133990 SH SOLE 133990 0 0 SYNOPSYS INC COM 871607107 1341 4391 SH SOLE 4391 0 0 T-MOBILE US INC COM 872590104 8588 64009 SH SOLE 64009 0 0 TAPESTRY INC COM 876030107 413 14528 SH SOLE 14528 0 0 TARGET CORP COM 87612E106 981 6614 SH SOLE 6614 0 0 TENABLE HLDGS INC COM 88025T102 938 26940 SH SOLE 26940 0 0 TESLA INC COM 88160R101 2395 9031 SH SOLE 9031 0 0 TEXAS INSTRS INC COM 882508104 787 5082 SH SOLE 5082 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 10804 21303 SH SOLE 21303 0 0 TRUIST FINL CORP COM 89832Q109 1471 33785 SH SOLE 33785 0 0 ULTA BEAUTY INC COM 90384S303 1237 3084 SH SOLE 3084 0 0 UNION PAC CORP COM 907818108 340 1746 SH SOLE 1746 0 0 UNITED PARCEL SERVICE INC CL B 911312106 2350 14550 SH SOLE 14550 0 0 VANGUARD INDEX FDS LARGE CAP ETF 922908637 569 3481 SH SOLE 3481 0 0 VANGUARD SCOTTSDALE FDS MTG-BKD SECS ETF 92206C771 9019 200026 SH SOLE 200026 0 0 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 249 2625 SH SOLE 2625 0 0 VENTAS INC COM 92276F100 1397 34776 SH SOLE 34776 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 1913 50391 SH SOLE 50391 0 0 VISA INC COM CL A 92826C839 844 4750 SH SOLE 4750 0 0 VMWARE INC CL A COM 928563402 265 2492 SH SOLE 2492 0 0 WALMART INC COM 931142103 1035 7978 SH SOLE 7978 0 0 WASTE MGMT INC DEL COM 94106L109 9478 59160 SH SOLE 59160 0 0 WELLS FARGO CO NEW COM 949746101 1731 43027 SH SOLE 43027 0 0 WILLIAMS COS INC COM 969457100 4167 145549 SH SOLE 145549 0 0 WILLIS TOWERS WATSON PLC LTD SHS G96629103 232 1153 SH SOLE 1153 0 0 WISDOMTREE TR FLOATNG RAT TREA 97717Y527 1601 31840 SH SOLE 31840 0 0 ZIMMER BIOMET HOLDINGS INC COM 98956P102 1667 15947 SH SOLE 15947 0 0