0000950123-13-008736.txt : 20131108 0000950123-13-008736.hdr.sgml : 20131108 20131108123033 ACCESSION NUMBER: 0000950123-13-008736 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20130930 FILED AS OF DATE: 20131108 DATE AS OF CHANGE: 20131108 EFFECTIVENESS DATE: 20131108 FILER: COMPANY DATA: COMPANY CONFORMED NAME: United Asset Strategies, Inc. CENTRAL INDEX KEY: 0001539948 IRS NUMBER: 113104524 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15136 FILM NUMBER: 131203503 BUSINESS ADDRESS: STREET 1: 666 OLD COUNTRY RD/STE 104 CITY: GARDEN CITY STATE: NY ZIP: 11530 BUSINESS PHONE: 516-222-0021 MAIL ADDRESS: STREET 1: 666 OLD COUNTRY RD/STE 104 CITY: GARDEN CITY STATE: NY ZIP: 11530 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001539948 XXXXXXXX 09-30-2013 09-30-2013 United Asset Strategies, Inc.

666 Old Country RD/STE 104 Garden City NY 11530

13F HOLDINGS REPORT 028-15136 N Lee DeLorenzo 516-222-0021 /s/ Lee DeLorenzo Garden City NY 11-08-2013 0 87 157745 false INFORMATION TABLE 2 form13fInfoTable.xml INFORMATION TABLE FOR FORM 13F ALPS ETF TR ALERIAN MLP 00162Q866 909 51665 SH SOLE 51665 0 0 ALTRIA GROUP INC COM 02209S103 897 26118 SH SOLE 26118 0 0 AMAZON COM INC COM 023135106 368 1178 SH SOLE 1178 0 0 AMERICAN TOWER CORP NEW COM 03027X100 1342 18098 SH SOLE 18098 0 0 ANNALY CAP MGMT COM 035710409 362 31223 SH SOLE 31223 0 0 APPLE INC COM 037833100 305 639 SH SOLE 639 0 0 AQUA AMERICA INC COM 03836W103 1203 48650 SH SOLE 48650 0 0 ASTORIA FINL CORP COM 046265104 146 11733 SH SOLE 11733 0 0 AT&T INC COM 00206R102 1263 37343 SH SOLE 37343 0 0 AUTOMATIC DATA PROCESSING IN COM 053015103 473 6530 SH SOLE 6530 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 343 3026 SH SOLE 3026 0 0 CBL & ASSOC PPTYS INC COM 124830100 1946 101909 SH SOLE 101909 0 0 CATERPILLAR INC DEL COM 149123101 1687 20224 SH SOLE 20224 0 0 CHICAGO BRIDGE & IRON CO N V COM 167250109 383 5650 SH SOLE 5650 0 0 CISCO SYS INC COM 17275R102 2972 126829 SH SOLE 126829 0 0 COCA COLA CO COM 191216100 4136 109191 SH SOLE 109191 0 0 COHEN & STEERS QUALITY RLTY COM 19247L106 939 96159 SH SOLE 96159 0 0 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 3325 83538 SH SOLE 83538 0 0 COVIDIEN PLC SHS G2554F113 1540 25267 SH SOLE 25267 0 0 CVS CAREMARK CORPORATION COM 126650100 1178 20757 SH SOLE 20757 0 0 URANERZ ENERGY CORP COM 91688T104 15 14000 SH SOLE 14000 0 0 DISNEY WALT CO COM DISNEY 254687106 373 5785 SH SOLE 5785 0 0 DUKE ENERGY CORP NEW COM NEW 26441C204 284 4256 SH SOLE 4256 0 0 DU PONT E I DE NEMOURS & CO COM 263534109 351 6000 SH SOLE 6000 0 0 EATON VANCE TX MNG BY WRT OP COM 27828Y108 945 72275 SH SOLE 72275 0 0 EBAY INC COM 278642103 2131 38194 SH SOLE 38194 0 0 ETFS PLATINUM TR SH BEN INT 26922V101 1257 9155 SH SOLE 9155 0 0 F5 NETWORKS INC COM 315616102 1432 16685 SH SOLE 16685 0 0 FIRST LONG IS CORP COM 320734106 1698 43695 SH SOLE 43695 0 0 FORD MTR CO DEL COM PAR $0.01 345370860 2194 130040 SH SOLE 130040 0 0 GENERAC HLDGS INC COM 368736104 2474 58025 SH SOLE 58025 0 0 GENERAL DYNAMICS CORP COM 369550108 911 10412 SH SOLE 10412 0 0 GENERAL ELECTRIC CO COM 369604103 2328 97464 SH SOLE 97464 0 0 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 486 9685 SH SOLE 9685 0 0 GOOGLE INC CL A 38259P508 1265 1444 SH SOLE 1444 0 0 H&Q HEALTHCARE INVESTORS SH BEN INT 404052102 1768 73763 SH SOLE 73763 0 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 3787 74849 SH SOLE 74849 0 0 HOME DEPOT INC COM 437076102 472 6229 SH SOLE 6229 0 0 HOST HOTELS & RESORTS INC COM 44107P104 1469 83155 SH SOLE 83155 0 0 INTEL CORP COM 458140100 2614 114022 SH SOLE 114022 0 0 ISHARES MSCI EMG MKT ETF 464287234 1072 26315 SH SOLE 26315 0 0 ISHARES U.S. TELECOM ETF 464287713 2650 96086 SH SOLE 96086 0 0 ISHARES CHINA LG-CAP ETF 464287184 485 13073 SH SOLE 13073 0 0 ISHARES RUSSELL 2000 ETF 464287655 532 4986 SH SOLE 4986 0 0 ISHARES U.S. BAS MTL ETF 464287838 1768 23901 SH SOLE 23901 0 0 JPMORGAN CHASE & CO COM 46625H100 230 4448 SH SOLE 4448 0 0 KINDER MORGAN ENERGY PARTNER UT LTD PARTNER 494550106 1408 17635 SH SOLE 17635 0 0 KINGSTONE CO INC COM 496719105 502 95170 SH SOLE 95170 0 0 LAZARD LTD SHS A G54050102 1297 36008 SH SOLE 36008 0 0 LOCKHEED MARTIN CORP COM 539830109 395 3100 SH SOLE 3100 0 0 NUVEEN NY AMT-FREE MUN INCOM COM 670656107 363 29654 SH SOLE 29654 0 0 NUVEEN DIVER CURRENCY OPPOR COM 67090N109 911 86933 SH SOLE 86933 0 0 NUVEEN QUALITY PFD INCOME COM 67072C105 840 102988 SH SOLE 102988 0 0 OCCIDENTAL PETE CORP DEL COM 674599105 1478 15805 SH SOLE 15805 0 0 MARKET VECTORS ETF TR OIL SVCS ETF 57060U191 1436 30491 SH SOLE 30491 0 0 PAYCHEX INC COM 704326107 404 9934 SH SOLE 9934 0 0 PEREGRINE PHARMACEUTICALS IN COM NEW 713661304 15 11000 SH SOLE 11000 0 0 PFIZER INC COM 717081103 2442 85002 SH SOLE 85002 0 0 PHILIP MORRIS INTL INC COM 718172109 1467 16942 SH SOLE 16942 0 0 PPL CORP COM 69351T106 2787 91735 SH SOLE 91735 0 0 PRIMUS TELECOMMUNICATIONS GR COM 741929301 34 10000 SH SOLE 10000 0 0 PROSHARES TR PSHS ULTSH 20YRS 74347B201 6106 81120 SH SOLE 81120 0 0 POWERSHARES ETF TRUST AERSPC DEF PTF 73935X690 1456 52935 SH SOLE 52935 0 0 QUALCOMM INC COM 747525103 1377 20448 SH SOLE 20448 0 0 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 6040 99616 SH SOLE 99616 0 0 SPDR SERIES TRUST BRC HGH YLD BD 78464A417 14428 362092 SH SOLE 362092 0 0 SPDR INDEX SHS FDS S&P BRIC 40ETF 78463X798 542 23231 SH SOLE 23231 0 0 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 3241 69836 SH SOLE 69836 0 0 SPDR SERIES TRUST S&P INS ETF 78464A789 958 16878 SH SOLE 16878 0 0 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 2410 57364 SH SOLE 57364 0 0 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 4296 51816 SH SOLE 51816 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 6016 302223 SH SOLE 302223 0 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 6387 199336 SH SOLE 199336 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 2749 21445 SH SOLE 21445 0 0 TETRA TECHNOLOGIES INC DEL COM 88162F105 1145 91360 SH SOLE 91360 0 0 TUTOR PERINI CORP COM 901109108 6396 300000 SH SOLE 300000 0 0 UNITEDHEALTH GROUP INC COM 91324P102 2919 40763 SH SOLE 40763 0 0 UNITED PARCEL SERVICE INC CL B 911312106 1166 12756 SH SOLE 12756 0 0 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 3982 106561 SH SOLE 106561 0 0 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 1032 26064 SH SOLE 26064 0 0 VANGUARD INDEX FDS REIT ETF 922908553 1894 28640 SH SOLE 28640 0 0 VANGUARD INDEX FDS SM CP VAL ETF 922908611 2860 31698 SH SOLE 31698 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 215 2455 SH SOLE 2455 0 0 VANGUARD INDEX FDS VALUE ETF 922908744 352 5048 SH SOLE 5048 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 1045 22399 SH SOLE 22399 0 0 WELLS FARGO & CO NEW COM 949746101 1412 34169 SH SOLE 34169 0 0 WEYERHAEUSER CO COM 962166104 836 29197 SH SOLE 29197 0 0