0001398344-22-003314.txt : 20220214
0001398344-22-003314.hdr.sgml : 20220214
20220214165831
ACCESSION NUMBER: 0001398344-22-003314
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20211231
FILED AS OF DATE: 20220214
DATE AS OF CHANGE: 20220214
EFFECTIVENESS DATE: 20220214
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Family Management Corp
CENTRAL INDEX KEY: 0001539947
IRS NUMBER: 133462173
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14892
FILM NUMBER: 22634099
BUSINESS ADDRESS:
STREET 1: 485 MADISON AVENUE
STREET 2: 19TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: (212) 872-9600
MAIL ADDRESS:
STREET 1: 485 MADISON AVENUE
STREET 2: 19TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
13F-HR
1
primary_doc.xml
13F-HR
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false
false
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0001539947
XXXXXXXX
12-31-2021
12-31-2021
false
Family Management Corp
485 MADISON AVENUE
19TH FLOOR
NEW YORK
NY
10022
13F HOLDINGS REPORT
028-14892
N
Philip Frank
Chief Compliance Officer
212-872-9637
/s/ Philip Frank
New York
NY
02-14-2022
0
183
384913
INFORMATION TABLE
2
fp0072153_13fhr-table.xml
13F INFORMATION TABLE
10X GENOMICS INC
CL A COM
88025U109
285
1912
SH
SOLE
1885
0
27
3M CO
COM
88579Y101
302
1701
SH
SOLE
1701
0
0
ABBOTT LABS
COM
002824100
234
1663
SH
SOLE
1663
0
0
ABERDEEN STD GLOBAL INFRASTR
COM SHS BEN INT
00326W106
602
29340
SH
SOLE
29340
0
0
ACCENTURE PLC IRELAND
SHS CLASS A
G1151C101
216
522
SH
SOLE
522
0
0
ADAPTIVE BIOTECHNOLOGIES COR
COM
00650F109
493
17556
SH
SOLE
16604
0
952
AFLAC INC
COM
001055102
612
10481
SH
SOLE
10481
0
0
AGNC INVT CORP
COM
00123Q104
1205
80130
SH
SOLE
80130
0
0
ALPHABET INC
CAP STK CL C
02079K107
839
290
SH
SOLE
290
0
0
ALPHABET INC
CAP STK CL A
02079K305
16638
5743
SH
SOLE
5467
0
276
ALTRIA GROUP INC
COM
02209S103
402
8481
SH
SOLE
8481
0
0
AMAZON COM INC
COM
023135106
15431
4628
SH
SOLE
4513
0
115
AMERICAN ELEC PWR CO INC
COM
025537101
256
2880
SH
SOLE
2880
0
0
AMERICAN EXPRESS CO
COM
025816109
3696
22589
SH
SOLE
22589
0
0
AMERICAN HOMES 4 RENT
CL A
02665T306
2375
54452
SH
SOLE
54452
0
0
AMERICAN TOWER CORP NEW
COM
03027X100
4990
17059
SH
SOLE
16558
0
501
AMERIPRISE FINL INC
COM
03076C106
1863
6176
SH
SOLE
6176
0
0
AMGEN INC
COM
031162100
448
1992
SH
SOLE
1992
0
0
APARTMENT INCOME REIT CORP
COM
03750L109
538
9835
SH
SOLE
9835
0
0
APPLE INC
COM
037833100
19881
111961
SH
SOLE
97508
0
14453
ARK ETF TR
INNOVATION ETF
00214Q104
1215
12843
SH
SOLE
12753
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90
ARK ETF TR
GENOMIC REV ETF
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2351
SH
SOLE
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0
0
ARK ETF TR
3D PRINTING ETF
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343
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SOLE
343
0
0
ARK ETF TR
FINTECH INNOVA
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SOLE
9
0
0
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N Y REGISTRY SHS
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6066
SH
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5917
0
149
ASML HOLDING N V
N Y REGISTRY SHS
N07059210
159
200
SH
SOLE
200
0
0
BEAM THERAPEUTICS INC
COM
07373V105
727
9120
SH
SOLE
8667
0
453
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
10222
34187
SH
SOLE
33397
0
790
BIOCARDIA INC
COM
09060U507
276
142186
SH
SOLE
142186
0
0
BK OF AMERICA CORP
COM
060505104
399
8963
SH
SOLE
8963
0
0
BK OF AMERICA CORP
7.25%CNV PFD L
060505682
9
6
SH
SOLE
6
0
0
BLACK STONE MINERALS L P
COM UNIT
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969
93831
SH
SOLE
39767
0
54064
BLACKROCK DEBT STRATEGIES FD
COM NEW
09255R202
227
19368
SH
SOLE
19368
0
0
BLACKROCK MUNICIPAL INCOME
COM
09253X102
628
41424
SH
SOLE
41424
0
0
BLACKROCK MUNIHLDGS NY QLTY
COM
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497
34751
SH
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BLACKROCK MUNIYIELD CALIF QU
COM
09254N103
238
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14961
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BLACKROCK MUNIYIELD QUALITY
COM
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426
28771
SH
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28771
0
0
BLACKSTONE INC
COM
09260D107
5090
39341
SH
SOLE
38275
0
1066
BLACKSTONE STRATEGIC CREDIT
COM SHS BEN IN
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1636
121300
SH
SOLE
121300
0
0
BLOCK INC
CL A
852234103
4470
27675
SH
SOLE
26903
0
772
BLUE OWL CAPITAL INC
COM CL A
09581B103
2580
173052
SH
SOLE
173052
0
0
BRISTOL-MYERS SQUIBB CO
COM
110122108
3458
55454
SH
SOLE
54160
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1294
CHEVRON CORP NEW
COM
166764100
393
3353
SH
SOLE
3353
0
0
CHUBB LIMITED
COM
H1467J104
310
1606
SH
SOLE
1606
0
0
CITIGROUP INC
COM NEW
172967424
104
1720
SH
SOLE
1720
0
0
CITIGROUP INC
COM NEW
172967424
302
5000
SH
SOLE
5000
0
0
COCA COLA CO
COM
191216100
928
15681
SH
SOLE
15681
0
0
COINBASE GLOBAL INC
COM CL A
19260Q107
2002
7931
SH
SOLE
7755
0
176
COMCAST CORP NEW
CL A
20030N101
455
9035
SH
SOLE
8474
0
561
COUPANG INC
CL A
22266T109
261
8874
SH
SOLE
8874
0
0
DIGITALBRIDGE GROUP INC
CL A COM
25401T108
1495
179420
SH
SOLE
179420
0
0
DISH NETWORK CORPORATION
CL A
25470M109
217
6700
SH
SOLE
6700
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0
DISNEY WALT CO
COM
254687106
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36284
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1372
DOUBLELINE INCOME SOLUTIONS
COM
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63675
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DOUBLELINE OPPORTUNISTIC CR
COM
258623107
4263
222378
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222378
0
0
DOUBLELINE YIELD OPPORTUNITI
COM
25862D105
2595
138744
SH
SOLE
133744
0
5000
DOW INC
COM
260557103
236
4152
SH
SOLE
4005
0
147
DUKE ENERGY CORP NEW
COM NEW
26441C204
683
6508
SH
SOLE
6500
0
8
DYNEX CAP INC
COM
26817Q886
1247
74616
SH
SOLE
74616
0
0
ELLINGTON FINANCIAL INC
COM
28852N109
788
46133
SH
SOLE
46133
0
0
ENERGY RECOVERY INC
COM
29270J100
1319
61400
SH
SOLE
61400
0
0
EQRX INC
COM
26886C107
102
15000
SH
SOLE
15000
0
0
EQUINIX INC
COM
29444U700
826
977
SH
SOLE
977
0
0
EQUITY LIFESTYLE PPTYS INC
COM
29472R108
827
9431
SH
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0
ETF MANAGERS TR
ETFMG ALTR HRVST
26924G508
8
733
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733
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ETF MANAGERS TR
BLUESTAR ISRAEL
26924G870
266
4204
SH
SOLE
4204
0
0
EXXON MOBIL CORP
COM
30231G102
214
3505
SH
SOLE
1370
0
2135
FIRST AMERN FINL CORP
COM
31847R102
1882
24063
SH
SOLE
24063
0
0
FIRST CTZNS BANCSHARES INC N
CL A
31946M103
5347
6444
SH
SOLE
6229
0
215
FIRST TR EXCHNG TRADED FD VI
TCW OPPORTUNIS
33740F805
242
4556
SH
SOLE
4556
0
0
GAMING & LEISURE PPTYS INC
COM
36467J108
1288
26477
SH
SOLE
26477
0
0
GENERAC HLDGS INC
COM
368736104
2435
6920
SH
SOLE
6696
0
224
GENERAL MLS INC
COM
370334104
270
4000
SH
SOLE
0
0
4000
GITLAB INC
CLASS A COM
37637K108
269
3087
SH
SOLE
3087
0
0
GOLDMAN SACHS ETF TR
ACTIVEBETA US LG
381430503
2657
27927
SH
SOLE
22576
0
5351
GOLUB CAP BDC INC
COM
38173M102
793
51334
SH
SOLE
51334
0
0
GREAT AJAX CORP
COM
38983D300
3973
301887
SH
SOLE
301887
0
0
HOME DEPOT INC
COM
437076102
10721
25833
SH
SOLE
25216
0
617
INSEEGO CORP
COM
45782B104
424
72802
SH
SOLE
72802
0
0
INTEL CORP
COM
458140100
278
5395
SH
SOLE
5395
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INTERCONTINENTAL EXCHANGE IN
COM
45866F104
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31270
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SOLE
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900
INTERNATIONAL BUSINESS MACHS
COM
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1905
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INVESCO QQQ TR
UNIT SER 1
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317
798
SH
SOLE
798
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0
INVESCO QUALITY MUN INCOME T
COM
46133G107
264
19455
SH
SOLE
19455
0
0
INVESCO VALUE MUN INCOME TR
COM
46132P108
773
45336
SH
SOLE
45336
0
0
INVITATION HOMES INC
COM
46187W107
2358
52003
SH
SOLE
52003
0
0
ISHARES GOLD TR
ISHARES NEW
464285204
685
19691
SH
SOLE
19691
0
0
ISHARES TR
CORE S&P TTL STK
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13903
129957
SH
SOLE
129267
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690
ISHARES TR
SELECT DIVID ETF
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16
131
SH
SOLE
131
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0
ISHARES TR
CORE S&P500 ETF
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2647
5550
SH
SOLE
5550
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0
ISHARES TR
CORE US AGGBD ET
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488
4279
SH
SOLE
4279
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0
ISHARES TR
CORE S&P MCP ETF
464287507
145
512
SH
SOLE
512
0
0
ISHARES TR
ISHARES BIOTECH
464287556
45
297
SH
SOLE
297
0
0
ISHARES TR
RUS 2000 GRW ETF
464287648
138
471
SH
SOLE
471
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0
ISHARES TR
CORE S&P US VLU
464287663
5861
76774
SH
SOLE
76774
0
0
ISHARES TR
U.S. TECH ETF
464287721
292
2540
SH
SOLE
2540
0
0
ISHARES TR
US HLTHCARE ETF
464287762
45
150
SH
SOLE
150
0
0
ISHARES TR
CORE S&P SCP ETF
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1818
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SH
SOLE
15878
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0
ISHARES TR
GL CLEAN ENE ETF
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414
SH
SOLE
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ISHARES TR
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406
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SH
SOLE
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ISHARES TR
ISHS 1-5YR INVS
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432
8017
SH
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0
ISHARES TR
MSCI USA ESG SLC
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463
4358
SH
SOLE
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ISHARES TR
MSCI USA MIN VOL
46429B697
15720
194315
SH
SOLE
187933
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6382
J P MORGAN EXCHANGE-TRADED F
ULTRA SHRT INC
46641Q837
7770
153931
SH
SOLE
111543
0
42388
JOHNSON & JOHNSON
COM
478160104
6438
37632
SH
SOLE
34118
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3514
JPMORGAN CHASE & CO
COM
46625H100
5969
37698
SH
SOLE
36733
0
965
KKR & CO INC
COM
48251W104
447
6003
SH
SOLE
6003
0
0
LOCKHEED MARTIN CORP
COM
539830109
212
596
SH
SOLE
596
0
0
LULULEMON ATHLETICA INC
COM
550021109
200
510
SH
SOLE
510
0
0
LXP INDUSTRIAL TRUST
COM
529043101
172
11021
SH
SOLE
11021
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0
MAIDEN HOLDINGS LTD
SHS
G5753U112
171
55831
SH
SOLE
55831
0
0
MARTIN MARIETTA MATLS INC
COM
573284106
2899
6581
SH
SOLE
6405
0
176
MCDONALDS CORP
COM
580135101
294
1098
SH
SOLE
1098
0
0
MEDTRONIC PLC
SHS
G5960L103
554
5354
SH
SOLE
5297
0
57
MERCK & CO INC
COM
58933Y105
304
3971
SH
SOLE
3971
0
0
META PLATFORMS INC
CL A
30303M102
5736
17055
SH
SOLE
16498
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557
MFA FINL INC
COM
55272X102
1513
331737
SH
SOLE
331737
0
0
MGM RESORTS INTERNATIONAL
COM
552953101
466
10393
SH
SOLE
10393
0
0
MICROSOFT CORP
COM
594918104
17103
50854
SH
SOLE
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1221
NELNET INC
CL A
64031N108
1059
10839
SH
SOLE
10839
0
0
NEXTERA ENERGY INC
COM
65339F101
761
8156
SH
SOLE
8156
0
0
NIKE INC
CL B
654106103
618
3710
SH
SOLE
3710
0
0
NUVEEN AMT FREE QLTY MUN INC
COM
670657105
891
57113
SH
SOLE
50613
0
6500
NUVEEN ARIZONA QLTY MUN INC
COM
67061W104
441
27541
SH
SOLE
19728
0
7813
NUVEEN FLOATING RATE INCOME
COM SHS
6706EN100
127
12513
SH
SOLE
12513
0
0
NUVEEN MORTGAGE AND INCOME F
COM
670735109
1272
60713
SH
SOLE
60713
0
0
NUVEEN MUN HIGH INCOME OPPOR
COM
670682103
390
25812
SH
SOLE
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0
11062
NUVEEN NEW JERSEY QULT MUN F
COM
67069Y102
487
31688
SH
SOLE
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0
0
NUVEEN NEW YORK AMT QLT MUNI
COM
670656107
850
61634
SH
SOLE
42100
0
19534
NUVEEN PFD & INCM SECURTIES
COM
67072C105
274
28239
SH
SOLE
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0
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NUVEEN QUALITY MUNCP INCOME
COM
67066V101
872
54125
SH
SOLE
43079
0
11046
NVIDIA CORPORATION
COM
67066G104
982
3339
SH
SOLE
3339
0
0
PAYPAL HLDGS INC
COM
70450Y103
350
1858
SH
SOLE
1858
0
0
PAYSAFE LIMITED
ORD
G6964L107
315
80600
SH
SOLE
80600
0
0
PENNYMAC MTG INVT TR
COM
70931T103
426
24585
SH
SOLE
24585
0
0
PEPSICO INC
COM
713448108
3762
21659
SH
SOLE
20891
0
768
PFIZER INC
COM
717081103
1835
31070
SH
SOLE
21900
0
9170
PIMCO DYNAMIC INCOME FD
SHS
72201Y101
500
19279
SH
SOLE
19279
0
0
PIMCO DYNAMIC INCOME OPRNTS
COM BEN SHS
69355M107
3489
178372
SH
SOLE
170126
0
8246
PIMCO ETF TR
ENHAN SHRT MA AC
72201R833
8126
80009
SH
SOLE
80009
0
0
PROCTER AND GAMBLE CO
COM
742718109
734
4487
SH
SOLE
4487
0
0
QUALCOMM INC
COM
747525103
369
2017
SH
SOLE
2017
0
0
RAYTHEON TECHNOLOGIES CORP
COM
75513E101
4658
54121
SH
SOLE
52649
0
1472
REGENERON PHARMACEUTICALS
COM
75886F107
4032
6384
SH
SOLE
6161
0
223
RETAIL VALUE INC
COM
76133Q102
441
68644
SH
SOLE
68644
0
0
RIVERNORTH OPPORTUNISTIC MUN
COM
76883F108
953
42742
SH
SOLE
19693
0
23049
SABA CAPITAL INCOME & OPRNT
SHARES
78518H103
167
36986
SH
SOLE
36986
0
0
SARCOS TECHN AND ROBOTICS CO
*W EXP 06/15/202
80359A114
10
5000
SH
SOLE
5000
0
0
SARCOS TECHN AND ROBOTICS CO
COM
80359A106
244
24450
SH
SOLE
24450
0
0
SCHWAB STRATEGIC TR
US LRG CAP ETF
808524201
1934
16995
SH
SOLE
16995
0
0
SCHWAB STRATEGIC TR
US MID-CAP ETF
808524508
212
2632
SH
SOLE
2632
0
0
SCHWAB STRATEGIC TR
US SML CAP ETF
808524607
389
3800
SH
SOLE
3800
0
0
SEA LTD
SPONSORD ADS
81141R100
310
1387
SH
SOLE
1258
0
129
SEAGEN INC
COM
81181C104
3028
19588
SH
SOLE
19092
0
496
SELECT SECTOR SPDR TR
SBI HEALTHCARE
81369Y209
282
2002
SH
SOLE
2002
0
0
SERVICENOW INC
COM
81762P102
4073
6274
SH
SOLE
6014
0
260
SHERWIN WILLIAMS CO
COM
824348106
6125
17393
SH
SOLE
16847
0
546
SHOPIFY INC
CL A
82509L107
4255
3089
SH
SOLE
3003
0
86
SPDR GOLD TR
GOLD SHS
78463V107
1001
5855
SH
SOLE
5855
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
3921
8255
SH
SOLE
8255
0
0
SPDR SER TR
PRTFLO S&P500 GW
78464A409
0
6
SH
SOLE
6
0
0
SPDR SER TR
S&P BIOTECH
78464A870
785
7009
SH
SOLE
7009
0
0
SSGA ACTIVE ETF TR
SPDR TR TACTIC
78467V848
767
16209
SH
SOLE
16209
0
0
SUN CMNTYS INC
COM
866674104
2274
10832
SH
SOLE
10832
0
0
TARGET CORP
COM
87612E106
627
2711
SH
SOLE
2711
0
0
TCW STRATEGIC INCOME FD INC
COM
872340104
130
22450
SH
SOLE
22450
0
0
TRANSDIGM GROUP INC
COM
893641100
3551
5581
SH
SOLE
5447
0
134
TRICON RESIDENTIAL INC
COM NPV
89612W102
645
42061
SH
SOLE
42061
0
0
TWILIO INC
CL A
90138F102
861
3268
SH
SOLE
3268
0
0
UMH PPTYS INC
COM
903002103
416
15217
SH
SOLE
15217
0
0
UNION PAC CORP
COM
907818108
568
2256
SH
SOLE
2256
0
0
UNITEDHEALTH GROUP INC
COM
91324P102
592
1178
SH
SOLE
1104
0
74
VANGUARD INDEX FDS
S&P 500 ETF SHS
922908363
28
63
SH
SOLE
63
0
0
VANGUARD INDEX FDS
MCAP GR IDXVIP
922908538
360
1415
SH
SOLE
1415
0
0
VANGUARD INDEX FDS
TOTAL STK MKT
922908769
564
2335
SH
SOLE
2335
0
0
VANGUARD SCOTTSDALE FDS
SHRT TRM CORP BD
92206C409
8971
110397
SH
SOLE
106763
0
3634
VANGUARD SPECIALIZED FUNDS
DIV APP ETF
921908844
14325
83407
SH
SOLE
77811
0
5596
VANGUARD WORLD FDS
HEALTH CAR ETF
92204A504
315
1184
SH
SOLE
1184
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
3410
65633
SH
SOLE
62860
0
2773
VISA INC
COM CL A
92826C839
5604
25860
SH
SOLE
25053
0
807
WALMART INC
COM
931142103
6015
41574
SH
SOLE
40260
0
1314
WESTERN ASSET MTG DEFINED OP
COM
95790B109
628
41311
SH
SOLE
41311
0
0
XYLEM INC
COM
98419M100
319
2660
SH
SOLE
2660
0
0