0001225208-17-001317.txt : 20170118 0001225208-17-001317.hdr.sgml : 20170118 20170118160400 ACCESSION NUMBER: 0001225208-17-001317 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170113 FILED AS OF DATE: 20170118 DATE AS OF CHANGE: 20170118 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: JPMORGAN CHASE & CO CENTRAL INDEX KEY: 0000019617 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 132624428 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 270 PARK AVE STREET 2: 38TH FL CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2122706000 MAIL ADDRESS: STREET 1: 270 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 FORMER COMPANY: FORMER CONFORMED NAME: J P MORGAN CHASE & CO DATE OF NAME CHANGE: 20010102 FORMER COMPANY: FORMER CONFORMED NAME: CHASE MANHATTAN CORP /DE/ DATE OF NAME CHANGE: 19960402 FORMER COMPANY: FORMER CONFORMED NAME: CHEMICAL BANKING CORP DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Petno Douglas B CENTRAL INDEX KEY: 0001539649 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05805 FILM NUMBER: 17533493 MAIL ADDRESS: STREET 1: JPMORGAN CHASE & CO. STREET 2: 270 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 4 1 doc4.xml X0306 4 2017-01-13 0000019617 JPMORGAN CHASE & CO JPM 0001539649 Petno Douglas B JPMORGAN CHASE & CO. 270 PARK AVENUE NEW YORK NY 10017-2070 1 CEO Commercial Banking Common Stock 2017-01-13 4 M 0 44270.0000 0 A 115938.0000 D Common Stock 2017-01-13 4 M 0 40173.0000 0 A 156111.0000 D Common Stock 2017-01-13 4 F 0 41513.0000 87.1350 D 114598.0000 D Common Stock 2017-01-17 4 S 0 6728.0000 84.1550 D 107870.0000 D Common Stock 137663.0000 I By GRAT Restricted Stock Units 2017-01-13 4 M 0 40173.0000 0.0000 D 2017-01-13 Common Stock 40173.0000 0.0000 D Restricted Stock Units 2017-01-13 4 M 0 44270.0000 0.0000 D 2018-01-13 Common Stock 44270.0000 44271.0000 D Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. Sale pursuant to 10b5-1 Plan dated November 9, 2016. Restricted stock units vest 50% on January 13, 2016 and 50% on January 13, 2017. Restricted stock units vest 50% on January 13, 2017 and 50% on January 13, 2018. /s/ Molly Carpenter under POA 2017-01-18