0002002698-23-000026.txt : 20231205 0002002698-23-000026.hdr.sgml : 20231205 20231205105644 ACCESSION NUMBER: 0002002698-23-000026 CONFORMED SUBMISSION TYPE: 144 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20231205 DATE AS OF CHANGE: 20231205 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Triumph Financial, Inc. CENTRAL INDEX KEY: 0001539638 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 200477066 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 144 SEC ACT: 1933 Act SEC FILE NUMBER: 001-36722 FILM NUMBER: 231465524 BUSINESS ADDRESS: STREET 1: 12700 PARK CENTRAL DRIVE STREET 2: SUITE 1700 CITY: DALLAS STATE: TX ZIP: 75251 BUSINESS PHONE: (214) 365-6900 MAIL ADDRESS: STREET 1: 12700 PARK CENTRAL DRIVE STREET 2: SUITE 1700 CITY: DALLAS STATE: TX ZIP: 75251 FORMER COMPANY: FORMER CONFORMED NAME: Triumph Bancorp, Inc. DATE OF NAME CHANGE: 20120113 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: Nelson Adam D CENTRAL INDEX KEY: 0001621766 FILING VALUES: FORM TYPE: 144 MAIL ADDRESS: STREET 1: 12700 PARK CENTRAL DRIVE SUITE 1700 CITY: DALLAS STATE: TX ZIP: 75251 144 1 primary_doc.xml 144 0001621766 XXXXXXXX LIVE 0001539638 Triumph Financial, Inc. 001-36722 12700 PARK CENTRAL DRIVE SUITE 1700 DALLAS TX 75251 (214) 365-6900 Nelson Adam D Officer common Merrill Lynch

One Cowboys Way Suite 400 frisco TX 75034

15562 1098210.00 23291711 12/05/2023 NASDAQ COMMON 04/01/2016 STOCK OPTION NA N 10539 04/01/2016 CASH COMMON 04/01/2017 STOCK OPTION NA N 5023 04/01/2017 CASH Y 12/05/2023 09/06/2023 ADAM NELSON