0001959173-23-003916.txt : 20230913 0001959173-23-003916.hdr.sgml : 20230913 20230913134531 ACCESSION NUMBER: 0001959173-23-003916 CONFORMED SUBMISSION TYPE: 144 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20230913 DATE AS OF CHANGE: 20230913 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Triumph Financial, Inc. CENTRAL INDEX KEY: 0001539638 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 200477066 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 144 SEC ACT: 1933 Act SEC FILE NUMBER: 001-36722 FILM NUMBER: 231252241 BUSINESS ADDRESS: STREET 1: 12700 PARK CENTRAL DRIVE STREET 2: SUITE 1700 CITY: DALLAS STATE: TX ZIP: 75251 BUSINESS PHONE: (214) 365-6900 MAIL ADDRESS: STREET 1: 12700 PARK CENTRAL DRIVE STREET 2: SUITE 1700 CITY: DALLAS STATE: TX ZIP: 75251 FORMER COMPANY: FORMER CONFORMED NAME: Triumph Bancorp, Inc. DATE OF NAME CHANGE: 20120113 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: Forman-Barenblit Melissa CENTRAL INDEX KEY: 0001923715 FILING VALUES: FORM TYPE: 144 MAIL ADDRESS: STREET 1: 12700 PARK CENTRAL DRIVE STREET 2: SUITE 1700 CITY: DALLAS STATE: TX ZIP: 75251 144 1 primary_doc.xml 144 0001923715 XXXXXXXX LIVE 0001539638 Triumph Financial, Inc. 001-36722 12700 PARK CENTRAL DRIVE SUITE 1700 DALLAS TX 75251 (214) 365-6900 Forman-Barenblit Melissa Officer Common Fidelity Brokerage Services LLC

900 Salem Street Smithfield RI 02917

2300 150017.50 23275655 09/13/2023 NASDAQ Common 05/01/2020 Restricted Stock Vesting Issuer N 284 05/01/2020 Compensation Common 05/01/2021 Restricted Stock Vesting Issuer N 309 05/01/2021 Compensation Common 05/01/2022 Restricted Stock Vesting Issuer N 885 05/01/2022 Compensation Common 02/16/2023 Restricted Stock Vesting Issuer N 822 02/16/2023 Compensation Y 09/13/2023 /s/ Jodi Disselkamp, as a duly authorized representative of Fidelity Brokerage Services LLC, as attorney-in-fact for Melissa Forman-Barenblit