0001628280-24-020274.txt : 20240503 0001628280-24-020274.hdr.sgml : 20240503 20240503160452 ACCESSION NUMBER: 0001628280-24-020274 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240501 FILED AS OF DATE: 20240503 DATE AS OF CHANGE: 20240503 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Forman-Barenblit Melissa CENTRAL INDEX KEY: 0001923715 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36722 FILM NUMBER: 24912951 MAIL ADDRESS: STREET 1: 12700 PARK CENTRAL DRIVE STREET 2: SUITE 1700 CITY: DALLAS STATE: TX ZIP: 75251 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Triumph Financial, Inc. CENTRAL INDEX KEY: 0001539638 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] ORGANIZATION NAME: 02 Finance IRS NUMBER: 200477066 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 12700 PARK CENTRAL DRIVE STREET 2: SUITE 1700 CITY: DALLAS STATE: TX ZIP: 75251 BUSINESS PHONE: (214) 365-6900 MAIL ADDRESS: STREET 1: 12700 PARK CENTRAL DRIVE STREET 2: SUITE 1700 CITY: DALLAS STATE: TX ZIP: 75251 FORMER COMPANY: FORMER CONFORMED NAME: Triumph Bancorp, Inc. DATE OF NAME CHANGE: 20120113 4 1 wk-form4_1714766678.xml FORM 4 X0508 4 2024-05-01 0 0001539638 Triumph Financial, Inc. TFIN 0001923715 Forman-Barenblit Melissa 12700 PARK CENTRAL DRIVE SUITE 1700 DALLAS TX 75251 0 1 0 0 EVP, Pres-TriumphPay-TBK Bank 0 Common Stock 2024-05-01 4 A 0 1475 0 A 13182 D Common Stock 2024-05-01 4 F 0 594 72 D 12588 D Common Stock 295 I Owned By Reporting Person's Spouse Employee Stock Options 72 2024-05-01 4 A 0 2848 0 A 2034-05-01 Common Stock 2848 2848 D Employee Stock Options 51.25 2033-05-01 Common Stock 3968 3968 D Employee Stock Options 69.44 2032-05-01 Common Stock 2187 2187 D Each share is represented by a Restricted Stock Unit ("RSU"). The RSUs will vest on the ratably on each of the first four anniversaries of the grant date. Represents the number of shares forfeited to cover tax withholding obligations in connection with the vesting of restricted stock or restricted stock unit awards. Consists of (i) 8,376 shares beneficially owned by reporting person, and (ii) 4,212 shares of restricted stock or restricted stock units of the reporting person subject to future vesting requirements. Represents non-qualified stock options of Issuer granted to reporting person under Issuer's 2014 Omnibus Incentive Plan. Exercise of the employee stock option is subject to vesting over four years from the date of grant, with one fourth of such options becoming exercisable on each of the first four anniversaries of the date of grant. /s/ Adam D. Nelson, Attorney-in-fact 2024-05-03