0001628280-23-041668.txt : 20231215 0001628280-23-041668.hdr.sgml : 20231215 20231215160051 ACCESSION NUMBER: 0001628280-23-041668 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231213 FILED AS OF DATE: 20231215 DATE AS OF CHANGE: 20231215 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Graft Aaron P CENTRAL INDEX KEY: 0001621666 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36722 FILM NUMBER: 231490180 MAIL ADDRESS: STREET 1: 12700 PARK CENTRAL DRIVE SUITE 1700 CITY: DALLAS STATE: TX ZIP: 75251 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Triumph Financial, Inc. CENTRAL INDEX KEY: 0001539638 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 200477066 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 12700 PARK CENTRAL DRIVE STREET 2: SUITE 1700 CITY: DALLAS STATE: TX ZIP: 75251 BUSINESS PHONE: (214) 365-6900 MAIL ADDRESS: STREET 1: 12700 PARK CENTRAL DRIVE STREET 2: SUITE 1700 CITY: DALLAS STATE: TX ZIP: 75251 FORMER COMPANY: FORMER CONFORMED NAME: Triumph Bancorp, Inc. DATE OF NAME CHANGE: 20120113 4 1 wk-form4_1702674040.xml FORM 4 X0508 4 2023-12-13 0 0001539638 Triumph Financial, Inc. TFIN 0001621666 Graft Aaron P 12700 PARK CENTRAL DRIVE SUITE 1700 DALLAS TX 75251 1 1 0 0 President & CEO 1 Common Stock 2023-12-13 4 S 0 25000 72.92 D 167703 D Common Stock 3315 I By Spouse The reported price in Column 4 represents the weighted average price per share. Reporting person shall provide upon request by the Commission staff, the Issuer, or a Security Holder of the Issuer, full information regarding the number of shares purchased at each separate price. Consists of (i) 153,668 shares beneficially owned by reporting person, and (ii) 14,035 shares of restricted stock or restricted stock units of the reporting person subject to future vesting requirements. 3,315 shares indirectly owned through reporting person's spouse, by Goldman Sachs custodian FBO Kimberly Graft Roth IRA. /s/ Adam D. Nelson, Attorney-in-fact 2023-12-15