0001539338-21-000002.txt : 20210514 0001539338-21-000002.hdr.sgml : 20210514 20210514162255 ACCESSION NUMBER: 0001539338-21-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210331 FILED AS OF DATE: 20210514 DATE AS OF CHANGE: 20210514 EFFECTIVENESS DATE: 20210514 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Financial Advisory Group CENTRAL INDEX KEY: 0001539338 IRS NUMBER: 760536640 STATE OF INCORPORATION: TX FISCAL YEAR END: 1211 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14635 FILM NUMBER: 21925000 BUSINESS ADDRESS: STREET 1: 5599 SAN FELIPE STREET 2: SUITE 900 CITY: HOUSTON STATE: TX ZIP: 77056 BUSINESS PHONE: 713-627-7660 MAIL ADDRESS: STREET 1: 5599 SAN FELIPE STREET 2: SUITE 900 CITY: HOUSTON STATE: TX ZIP: 77056 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001539338 XXXXXXXX 03-31-2021 03-31-2021 Financial Advisory Group

5599 SAN FELIPE SUITE 900 HOUSTON TX 77056

13F HOLDINGS REPORT 028-14635 N Steven Rife 713-624-4208 Steven Rife Houston TX 05-14-2021 0 83 390881 false INFORMATION TABLE 2 finadvgrp2021Q113f.xml 3M COMPANY COM 88579Y101 799 4146 SH SOLE 0 0 0 799 ABBOTT LABS COM 002824100 395 3300 SH SOLE 0 0 0 395 ABBVIE INC COM 00287Y109 449 4150 SH SOLE 0 0 0 449 ALPHABET INC CAP STK CL C 02079K107 1026 496 SH SOLE 0 0 0 1026 ALPHABET INC CAP STK CL A 02079K305 958 465 SH SOLE 0 0 0 958 AMAZON COM INC COM 023135106 1547 500 SH SOLE 0 0 0 1547 AMGEN INC COM 031162100 256 1029 SH SOLE 0 0 0 256 ANTHEM INC COM 036752103 280 780 SH SOLE 0 0 0 280 APPLE INC COM 037833100 10155 83132 SH SOLE 0 0 0 10155 ARK ETF TR GENOMIC REV ETF 00214Q302 518 5838 SH SOLE 0 0 0 518 ARK ETF TR INNOVATION ETF 00214Q104 8837 73675 SH SOLE 0 0 0 8837 BANCORPSOUTH BK TUPELO MISS COM 05971J102 274 8450 SH SOLE 0 0 0 274 BAXTER INTERNATIONAL INC COM 071813109 480 5694 SH SOLE 0 0 0 480 BERKSHIRE HATHAWAY INC DEL CL A 084670108 386 1 SH SOLE 0 0 0 386 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1873 7333 SH SOLE 0 0 0 1873 BLACKROCK INC COM 09247F100 230 305 SH SOLE 0 0 0 230 BOEING CO COM 097023105 980 3846 SH SOLE 0 0 0 980 BROADMARK RLTY CAP INC COM 11135B100 971 92873 SH SOLE 0 0 0 971 CARRIER GLOBAL CORPORATION COM 14448C104 377 8937 SH SOLE 0 0 0 377 CHEVRON CORP NEW COM 166764100 299 2850 SH SOLE 0 0 0 299 COCA COLA CO COM 191216100 360 6835 SH SOLE 0 0 0 360 COUPANG INC CL A 22266T109 257 5207 SH SOLE 0 0 0 257 DBX ETF TR XTRAK MSCI EAFE 233051200 41586 1145306 SH SOLE 0 0 0 41586 DISNEY WALT CO COM 254687106 293 1590 SH SOLE 0 0 0 293 ECP ENVIRONMENTAL GW OPT COR UNIT 03/01/2026 26829T209 151 15000 SH SOLE 0 0 0 151 EXXON MOBIL CORPORATION COM 30231G102 1326 23748 SH SOLE 0 0 0 1326 FACEBOOK INC CL A 30303M102 312 1058 SH SOLE 0 0 0 312 FIRST TR EXCHANGE-TRADED FD DJ INTERNT IDX 33733E302 231 1057 SH SOLE 0 0 0 231 HOME DEPOT INC COM 437076102 1832 6001 SH SOLE 0 0 0 1832 INVESCO EXCH TRD SLF IDX FD BULSHS 2021 CB 46138J700 1970 93214 SH SOLE 0 0 0 1970 INVESCO EXCH TRD SLF IDX FD BULSHS 2022 CB 46138J882 2897 133866 SH SOLE 0 0 0 2897 INVESCO EXCH TRD SLF IDX FD BULSHS 2023 CB 46138J866 2459 112965 SH SOLE 0 0 0 2459 INVESCO EXCH TRD SLF IDX FD BULSHS 2024 CB 46138J841 2189 98730 SH SOLE 0 0 0 2189 INVESCO EXCH TRD SLF IDX FD BULSHS 2025 CB 46138J825 1948 87965 SH SOLE 0 0 0 1948 INVESCO EXCH TRD SLF IDX FD BULSHS 2026 CB 46138J791 1623 76156 SH SOLE 0 0 0 1623 INVESCO EXCH TRD SLF IDX FD BULSHS 2027 CB 46138J783 1363 63080 SH SOLE 0 0 0 1363 INVESCO EXCH TRD SLF IDX FD BULSHS 2028 CB 46138J502 716 31740 SH SOLE 0 0 0 716 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 4648 32813 SH SOLE 0 0 0 4648 INVESCO EXCHANGE TRADED FD T S&P500 PUR VAL 46137V258 26703 360896 SH SOLE 0 0 0 26703 ISHARES TR CORE S&P MCP ETF 464287507 23594 90647 SH SOLE 0 0 0 23594 ISHARES GOLD TRUST ISHARES 464285105 184 11320 SH SOLE 0 0 0 184 ISHARES TR HDG MSCI EAFE 46434V803 535 16230 SH SOLE 0 0 0 535 ISHARES TR RUSSELL MIDCAP 464287499 2612 35328 SH SOLE 0 0 0 2612 ISHARES TR MBS ETF 464288588 645 5950 SH SOLE 0 0 0 645 ISHARES TR RUS 1000 ETF 464287622 238 1063 SH SOLE 0 0 0 238 J P MORGAN EXCHANGE-TRADED F ULTRA SHT MUNCPL 46641Q654 3139 61505 SH SOLE 0 0 0 3139 J P MORGAN EXCHANGE-TRADED F ULTRA SHRT INC 46641Q837 7070 139295 SH SOLE 0 0 0 7070 JOHNSON JOHNSON COM 478160104 934 5682 SH SOLE 0 0 0 934 JPMORGAN CHASE & CO COM 46625H100 245 1607 SH SOLE 0 0 0 245 LILLY ELI & CO COM 532457108 208 1115 SH SOLE 0 0 0 208 MC DONALDS CORP COM 580135101 1034 4613 SH SOLE 0 0 0 1034 MICROSOFT CORP COM 594918104 1692 7176 SH SOLE 0 0 0 1692 NIKE INC CL B 654106103 357 2686 SH SOLE 0 0 0 357 OTIS WORLDWIDE CORP COM 68902V107 306 4468 SH SOLE 0 0 0 306 PEPSICO INCORPORATED COM 713448108 1327 9378 SH SOLE 0 0 0 1327 POWERSHARES ETF TR II SP500 LOW VOL 73937B779 3870 66554 SH SOLE 0 0 0 3870 POWERSHS QQQ TRUST SER 1 UNIT SER 1 73935A104 4818 15096 SH SOLE 0 0 0 4818 PROCTER AND GAMBLE CO COM 742718109 219 1618 SH SOLE 0 0 0 219 RAYTHEON TECHNOLOGIES CORP COM 755111507 691 8937 SH SOLE 0 0 0 691 RMG ACQUISITION CORP II UNIT 12/09/2025 G76083115 157 15000 SH SOLE 0 0 0 157 RMG ACQUISITION CORP III UNIT 02/08/2026 G76088114 149 15000 SH SOLE 0 0 0 149 S P D R SP 500 ETF TR EXPIRING 01/22/21 TR UNIT 78462F103 57732 145666 SH SOLE 0 0 0 57732 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 866 27258 SH SOLE 0 0 0 866 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 2630 27386 SH SOLE 0 0 0 2630 SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 1067 14337 SH SOLE 0 0 0 1067 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 28981 87772 SH SOLE 0 0 0 28981 SPDR GOLD TRUST GOLD SHS 78463V107 273 1707 SH SOLE 0 0 0 273 SPDR SERIES TRUST S&P 600 SMCP VAL 78464A300 17297 210970 SH SOLE 0 0 0 17297 SPDR SERIES TRUST SP DIVID ETF 78464A763 329 2786 SH SOLE 0 0 0 329 SPDR SP MIDCAP 400 ETF TR UTSER1 SPDCRP 78467Y107 25057 52634 SH SOLE 0 0 0 25057 STARBUCKS CORP COM 855244109 261 2389 SH SOLE 0 0 0 261 TESLA INC COM 88160R101 951 1424 SH SOLE 0 0 0 951 TEXAS INSTRS INC COM 882508104 533 2820 SH SOLE 0 0 0 533 TOWNEBANK PORTSMOUTH VA COM 89214P109 225 7397 SH SOLE 0 0 0 225 UNION PACIFIC CORP COM 907818108 743 3372 SH SOLE 0 0 0 743 VANGUARD INDEX FDS LARGE CAP ETF 922908637 9413 50798 SH SOLE 0 0 0 9413 VANGUARD INDEX FDS TOTAL STK MKT 922908769 421 2035 SH SOLE 0 0 0 421 VANGUARD INDEX FDS GROWTH ETF 922908736 6455 25111 SH SOLE 0 0 0 6455 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 57532 157926 SH SOLE 0 0 0 57532 VANGUARD SPECIALIZED PORTFOL DIV APP ETF 921908844 735 5000 SH SOLE 0 0 0 735 VANGUARD WORLD FD ESG US STK ETF 921910733 251 3405 SH SOLE 0 0 0 251 WALGREENS BOOTS ALLIANCE INC COM 931427108 410 7465 SH SOLE 0 0 0 410 WAL-MART STORES INC COM 931142103 741 5454 SH SOLE 0 0 0 741