0001539338-18-000005.txt : 20180620 0001539338-18-000005.hdr.sgml : 20180620 20180619182454 ACCESSION NUMBER: 0001539338-18-000005 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180331 FILED AS OF DATE: 20180620 DATE AS OF CHANGE: 20180619 EFFECTIVENESS DATE: 20180620 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Financial Advisory Group CENTRAL INDEX KEY: 0001539338 IRS NUMBER: 760536640 STATE OF INCORPORATION: TX FISCAL YEAR END: 1211 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-14635 FILM NUMBER: 18908204 BUSINESS ADDRESS: STREET 1: 5599 SAN FELIPE STREET 2: SUITE 900 CITY: HOUSTON STATE: TX ZIP: 77056 BUSINESS PHONE: 713-627-7660 MAIL ADDRESS: STREET 1: 5599 SAN FELIPE STREET 2: SUITE 900 CITY: HOUSTON STATE: TX ZIP: 77056 13F-HR/A 1 primary_doc.xml 13F-HR/A LIVE false false false 0001539338 XXXXXXXX 03-31-2018 03-31-2018 true 1 RESTATEMENT Financial Advisory Group

5599 SAN FELIPE SUITE 900 HOUSTON TX 77056

13F HOLDINGS REPORT 028-14635 Y Correction of original typo in number of shares of CUSIP 233051200 Steven J Rife 713-624-4208 Steven J Rife Houston TX 06-19-2018 0 64 330775 false INFORMATION TABLE 2 1Q201813Fv2.xml 3M COMPANY COM 88579Y101 844 3846 SH SOLE 0 0 0 3846 ABBOTT LABS COM 002824100 210 3500 SH SOLE 0 0 0 3500 ABBVIE INC COM 00287Y109 350 3700 SH SOLE 0 0 0 3700 ALPHABET INC CAP STK CL C 02079K107 400 388 SH SOLE 0 0 0 388 ALPHABET INC CAP STK CL A 02079K305 449 433 SH SOLE 0 0 0 433 ALTRIA GROUP INC COM 02209S103 249 4000 SH SOLE 0 0 0 4000 AMAZON COM INC COM 023135106 538 372 SH SOLE 0 0 0 372 AMERICAN ELECTRIC TECHS COM 025576109 32 29207 SH SOLE 0 0 0 29207 APPLE INC COM 037833100 2599 15490 SH SOLE 0 0 0 15490 BAXTER INTERNATIONAL INC COM 071813109 370 5694 SH SOLE 0 0 0 5694 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1476 7400 SH SOLE 0 0 0 7400 BERKSHIRE HATHAWAY INC DEL CL A 084670108 299 1 SH SOLE 0 0 0 1 BOEING CO COM 097023105 1306 3983 SH SOLE 0 0 0 3983 CENTERSTATE BANKS INC COM 15201P109 442 15916 SH SOLE 0 0 0 15916 CHEVRON CORPORATION COM 166764100 366 3205 SH SOLE 0 0 0 3205 CLAYMORE EXCHANGE TRD FD TR GUGG ENH SHT DUR 18383M654 25040 498512 SH SOLE 0 0 0 498512 CLAYMORE EXCHANGE TRD FD TR GUGG BULSH 2021 18383M266 2403 115416 SH SOLE 0 0 0 115416 CLAYMORE EXCHANGE TRD FD TR GUGG BULSH 2022 18383M258 2305 110995 SH SOLE 0 0 0 110995 CLAYMORE EXCHANGE TRD FD TR GUG BULL2020 E 18383M514 1816 86227 SH SOLE 0 0 0 86227 CLAYMORE EXCHANGE TRD FD TR 2023 CORP BOND 18383M241 1873 91868 SH SOLE 0 0 0 91868 CLAYMORE EXCHANGE TRD FD TR 2024 CORP BOND 18383M134 495 24405 SH SOLE 0 0 0 24405 CLAYMORE EXCHANGE TRD FD TR GUG BULL2018 E 18383M530 1114 52722 SH SOLE 0 0 0 52722 CLAYMORE EXCHANGE TRD FD TR GUG BULL2019 E 18383M522 9208 438892 SH SOLE 0 0 0 438892 COCA COLA CO COM 191216100 206 4740 SH SOLE 0 0 0 4740 CONTINENTAL RESOURCES INC COM 212015101 278 4720 SH SOLE 0 0 0 4720 DBX ETF TR XTRAK MSCI EAFE 233051200 51207 1667444 SH SOLE 0 0 0 1667444 ENTERPRISE PRODS PARTNERS L COM 293792107 282 11505 SH SOLE 0 0 0 11505 EXXON MOBIL CORPORATION COM 30231G102 1729 23168 SH SOLE 0 0 0 23168 FACEBOOK INC CL A 30303M102 279 1746 SH SOLE 0 0 0 1746 HOME DEPOT INC COM 437076102 998 5601 SH SOLE 0 0 0 5601 ISHARES TR 7-10 Y TR BD ETF 464287440 46344 449115 SH SOLE 0 0 0 449115 ISHARES TR CORE MSCI EAFE 46432F842 1268 19246 SH SOLE 0 0 0 19246 ISHARES TR CORE MSCI EMKT 46434G103 472 8075 SH SOLE 0 0 0 8075 ISHARES TR HDG MSCI EAFE 46434V803 1666 58000 SH SOLE 0 0 0 58000 ISHARES TR RUSSELL MIDCAP 464287499 1823 8832 SH SOLE 0 0 0 8832 JOHNSON JOHNSON COM 478160104 766 5976 SH SOLE 0 0 0 5976 JP MORGAN CHASE CO ALERIAN ML ETN 46625H365 1126 46907 SH SOLE 0 0 0 46907 MC DONALDS CORP COM 580135101 659 4213 SH SOLE 0 0 0 4213 MICROSOFT CORP COM 594918104 478 5241 SH SOLE 0 0 0 5241 PEPSICO INCORPORATED COM 713448108 943 8644 SH SOLE 0 0 0 8644 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 1489 14658 SH SOLE 0 0 0 14658 POWERSHARES ETF TR II SP500 LOW VOL 73937B779 11581 246561 SH SOLE 0 0 0 246561 POWERSHS QQQ TRUST SER 1 UNIT SER 1 73935A104 2990 18670 SH SOLE 0 0 0 18670 PROCTER GAMBLE COM 742718109 204 2577 SH SOLE 0 0 0 2577 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 271 4243 SH SOLE 0 0 0 4243 RYDEX ETF TRUST GUG SP500 EQ WT 78355W106 3461 34790 SH SOLE 0 0 0 34790 SPDR GOLD TRUST GOLD SHS 78463V107 272 2160 SH SOLE 0 0 0 2160 S P D R SP 500 ETF TR EXPIRING 01/22/21 TR UNIT 78462F103 70728 268774 SH SOLE 0 0 0 268774 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 479 7599 SH SOLE 0 0 0 7599 SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 452 8544 SH SOLE 0 0 0 8544 SEADRILL PARTNERS LLC COMUNIT REP LB Y7545W109 2 10000 SH SOLE 0 0 0 10000 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 24820 144242 SH SOLE 0 0 0 144242 SPDR SERIES TRUST SP DIVID ETF 78464A763 767 8413 SH SOLE 0 0 0 8413 SPDR SP MIDCAP 400 ETF TR UTSER1 SPDCRP 78467Y107 31154 91165 SH SOLE 0 0 0 91165 TEXAS INSTRS INC COM 882508104 238 2295 SH SOLE 0 0 0 2295 ULTRA PETROLEUM CORP COM NEW 903914208 43 10326 SH SOLE 0 0 0 10326 UNION PACIFIC CORP COM 907818108 484 3600 SH SOLE 0 0 0 3600 UNITED TECHNOLOGIES CORP COM 913017109 1099 8737 SH SOLE 0 0 0 8737 VANGUARD INDEX FDS LARGE CAP ETF 922908637 9513 78480 SH SOLE 0 0 0 78480 VANGUARD INDEX FDS GROWTH ETF 922908736 4484 31607 SH SOLE 0 0 0 31607 VANGUARD SPECIALIZED PORTFOL DIV APP ETF 921908844 273 2700 SH SOLE 0 0 0 2700 WALGREENS BOOTS ALLIANCE INC COM 931427108 504 7700 SH SOLE 0 0 0 7700 WAL-MART STORES INC COM 931142103 480 5397 SH SOLE 0 0 0 5397 WELLS FARGO & CO NEW COM 949746101 279 5324 SH SOLE 0 0 0 5324