0001921094-24-000400.txt : 20240315 0001921094-24-000400.hdr.sgml : 20240315 20240315165054 ACCESSION NUMBER: 0001921094-24-000400 CONFORMED SUBMISSION TYPE: 144 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20240315 DATE AS OF CHANGE: 20240315 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Oportun Financial Corp CENTRAL INDEX KEY: 0001538716 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] ORGANIZATION NAME: 02 Finance IRS NUMBER: 453361983 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 144 SEC ACT: 1933 Act SEC FILE NUMBER: 001-39050 FILM NUMBER: 24755592 BUSINESS ADDRESS: STREET 1: 2 CIRCLE STAR WAY CITY: SAN CARLOS STATE: CA ZIP: 94070 BUSINESS PHONE: (650) 810-8823 MAIL ADDRESS: STREET 1: 2 CIRCLE STAR WAY CITY: SAN CARLOS STATE: CA ZIP: 94070 FORMER COMPANY: FORMER CONFORMED NAME: Progreso Financiero Holdings, Inc. DATE OF NAME CHANGE: 20120104 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: Layton Kathleen I. CENTRAL INDEX KEY: 0001985638 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 144 MAIL ADDRESS: STREET 1: 2 CIRCLE STAR WAY CITY: SAN CARLOS STATE: CA ZIP: 94070 144 1 primary_doc.xml 144 0001985638 XXXXXXXX LIVE 0001538716 Oportun Financial Corp 001-39050 2 CIRCLE STAR WAY SAN CARLOS CA 94070 (650) 810-8823 Layton Kathleen I. Officer Class A Common Shares Charles Schwab & Co., Inc.

3000 Schwab Way Westlake TX 76262

8362 25313.00 34230172 03/15/2024 NASDAQ Common 03/15/2024 Restricted Stock Lapse - See Remarks Oportun Financial Corp N 8362 03/15/2024 Equity Compensation Y Shares sold to cover tax obligation from settlement of vested Restricted Stock Units. 03/15/2024 Kathleen I. Layton