0001538716-24-000044.txt : 20240319 0001538716-24-000044.hdr.sgml : 20240319 20240319181431 ACCESSION NUMBER: 0001538716-24-000044 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240315 FILED AS OF DATE: 20240319 DATE AS OF CHANGE: 20240319 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kirscht Patrick CENTRAL INDEX KEY: 0001786250 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39050 FILM NUMBER: 24765445 MAIL ADDRESS: STREET 1: 2 CIRCLE STAR WAY CITY: SAN CARLOS STATE: CA ZIP: 94070 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Oportun Financial Corp CENTRAL INDEX KEY: 0001538716 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] ORGANIZATION NAME: 02 Finance IRS NUMBER: 453361983 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2 CIRCLE STAR WAY CITY: SAN CARLOS STATE: CA ZIP: 94070 BUSINESS PHONE: (650) 810-8823 MAIL ADDRESS: STREET 1: 2 CIRCLE STAR WAY CITY: SAN CARLOS STATE: CA ZIP: 94070 FORMER COMPANY: FORMER CONFORMED NAME: Progreso Financiero Holdings, Inc. DATE OF NAME CHANGE: 20120104 4 1 wk-form4_1710886456.xml FORM 4 X0508 4 2024-03-15 0 0001538716 Oportun Financial Corp OPRT 0001786250 Kirscht Patrick OPORTUN FINANCIAL CORPORATION 2 CIRCLE STAR WAY SAN CARLOS CA 94070 0 1 0 0 Chief Credit Officer 0 Common Stock 2024-03-15 4 M 0 9869 A 302248 D Common Stock 2024-03-15 4 F 0 6816 3.03 D 295432 D Common Stock 2024-03-15 4 F 0 3023 3.03 D 292409 D Common Stock 2024-03-15 4 F 0 13328 3.03 D 279081 D Common Stock 2024-03-15 4 F 0 10257 3.03 D 268824 D Common Stock 2900 I By Child 1 Common Stock 2900 I By Child 2 Restricted Stock Units 2024-03-15 4 M 0 9869 0 D Common Stock 9869 0 D Each restricted stock unit represents the right to receive at settlement, one share of common stock. Represents shares of common stock sold to satisfy the reporting person's minimum tax obligation in respect of the shares issued upon vesting of a restricted stock unit. Weighted average price. These shares were sold in multiple transactions at prices ranging from $2.78 to $3.24 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The Reporting Person disclaims beneficial ownership of the shares held by his child, and this report should not be deemed an admission that the Reporting Person is the beneficial owner of his child's shares for purposes of Section 16 or for any other purpose. The restricted stock units vested over four years from March 10, 2020 with 1/4 of the restricted stock units vesting annually on each anniversary date, provided that the Reporting Person remains in continuous service to the Issuer on each vesting date. /s/Kathleen Layton (Attorney-in-Fact) 2024-03-19