0001538716-24-000044.txt : 20240319
0001538716-24-000044.hdr.sgml : 20240319
20240319181431
ACCESSION NUMBER: 0001538716-24-000044
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240315
FILED AS OF DATE: 20240319
DATE AS OF CHANGE: 20240319
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Kirscht Patrick
CENTRAL INDEX KEY: 0001786250
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39050
FILM NUMBER: 24765445
MAIL ADDRESS:
STREET 1: 2 CIRCLE STAR WAY
CITY: SAN CARLOS
STATE: CA
ZIP: 94070
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Oportun Financial Corp
CENTRAL INDEX KEY: 0001538716
STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199]
ORGANIZATION NAME: 02 Finance
IRS NUMBER: 453361983
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2 CIRCLE STAR WAY
CITY: SAN CARLOS
STATE: CA
ZIP: 94070
BUSINESS PHONE: (650) 810-8823
MAIL ADDRESS:
STREET 1: 2 CIRCLE STAR WAY
CITY: SAN CARLOS
STATE: CA
ZIP: 94070
FORMER COMPANY:
FORMER CONFORMED NAME: Progreso Financiero Holdings, Inc.
DATE OF NAME CHANGE: 20120104
4
1
wk-form4_1710886456.xml
FORM 4
X0508
4
2024-03-15
0
0001538716
Oportun Financial Corp
OPRT
0001786250
Kirscht Patrick
OPORTUN FINANCIAL CORPORATION
2 CIRCLE STAR WAY
SAN CARLOS
CA
94070
0
1
0
0
Chief Credit Officer
0
Common Stock
2024-03-15
4
M
0
9869
A
302248
D
Common Stock
2024-03-15
4
F
0
6816
3.03
D
295432
D
Common Stock
2024-03-15
4
F
0
3023
3.03
D
292409
D
Common Stock
2024-03-15
4
F
0
13328
3.03
D
279081
D
Common Stock
2024-03-15
4
F
0
10257
3.03
D
268824
D
Common Stock
2900
I
By Child 1
Common Stock
2900
I
By Child 2
Restricted Stock Units
2024-03-15
4
M
0
9869
0
D
Common Stock
9869
0
D
Each restricted stock unit represents the right to receive at settlement, one share of common stock.
Represents shares of common stock sold to satisfy the reporting person's minimum tax obligation in respect of the shares issued upon vesting of a restricted stock unit.
Weighted average price. These shares were sold in multiple transactions at prices ranging from $2.78 to $3.24 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The Reporting Person disclaims beneficial ownership of the shares held by his child, and this report should not be deemed an admission that the Reporting Person is the beneficial owner of his child's shares for purposes of Section 16 or for any other purpose.
The restricted stock units vested over four years from March 10, 2020 with 1/4 of the restricted stock units vesting annually on each anniversary date, provided that the Reporting Person remains in continuous service to the Issuer on each vesting date.
/s/Kathleen Layton (Attorney-in-Fact)
2024-03-19