0001538716-23-000167.txt : 20231026
0001538716-23-000167.hdr.sgml : 20231026
20231026204607
ACCESSION NUMBER: 0001538716-23-000167
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20231025
FILED AS OF DATE: 20231026
DATE AS OF CHANGE: 20231026
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Layton Kathleen I.
CENTRAL INDEX KEY: 0001985638
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39050
FILM NUMBER: 231351737
MAIL ADDRESS:
STREET 1: 2 CIRCLE STAR WAY
CITY: SAN CARLOS
STATE: CA
ZIP: 94070
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Oportun Financial Corp
CENTRAL INDEX KEY: 0001538716
STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199]
IRS NUMBER: 453361983
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2 CIRCLE STAR WAY
CITY: SAN CARLOS
STATE: CA
ZIP: 94070
BUSINESS PHONE: (650) 810-8823
MAIL ADDRESS:
STREET 1: 2 CIRCLE STAR WAY
CITY: SAN CARLOS
STATE: CA
ZIP: 94070
FORMER COMPANY:
FORMER CONFORMED NAME: Progreso Financiero Holdings, Inc.
DATE OF NAME CHANGE: 20120104
4/A
1
wk-form4a_1698367558.xml
FORM 4/A
X0508
4/A
2023-10-25
2023-10-25
0
0001538716
Oportun Financial Corp
OPRT
0001985638
Layton Kathleen I.
OPORTUN FINANCIAL CORPORATION,
2 CIRCLE STAR WAY
SAN CARLOS
CA
94070
0
1
0
0
Chief Legal Officer
0
Common Stock
2023-10-25
4
A
0
18700
A
85700
D
The original Form 4, filed on October 25, 2023, is being amended by this Form 4 amendment solely to correct an administrative error, which misreported the Date of Earliest Transaction and Transaction Date as October 20, 2023, when in fact the actual date for each item was October 25, 2023.
The restricted stock units will vest over two years from March 10, 2023 with fifty percent vesting on each one year anniversary, provided that the Reporting Person remains in continuous service to the Issuer on each vesting date.
Each restricted stock unit represents the right to receive at settlement, one share of common stock.
Kathleen Layton
2023-10-26