0001538716-23-000160.txt : 20231025 0001538716-23-000160.hdr.sgml : 20231025 20231025174810 ACCESSION NUMBER: 0001538716-23-000160 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231020 FILED AS OF DATE: 20231025 DATE AS OF CHANGE: 20231025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Layton Kathleen I. CENTRAL INDEX KEY: 0001985638 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39050 FILM NUMBER: 231347021 MAIL ADDRESS: STREET 1: 2 CIRCLE STAR WAY CITY: SAN CARLOS STATE: CA ZIP: 94070 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Oportun Financial Corp CENTRAL INDEX KEY: 0001538716 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 453361983 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2 CIRCLE STAR WAY CITY: SAN CARLOS STATE: CA ZIP: 94070 BUSINESS PHONE: (650) 810-8823 MAIL ADDRESS: STREET 1: 2 CIRCLE STAR WAY CITY: SAN CARLOS STATE: CA ZIP: 94070 FORMER COMPANY: FORMER CONFORMED NAME: Progreso Financiero Holdings, Inc. DATE OF NAME CHANGE: 20120104 4 1 wk-form4_1698270482.xml FORM 4 X0508 4 2023-10-20 0 0001538716 Oportun Financial Corp OPRT 0001985638 Layton Kathleen I. OPORTUN FINANCIAL CORPORATION, 2 CIRCLE STAR WAY SAN CARLOS CA 94070 0 1 0 0 Chief Legal Officer 0 Common Stock 2023-10-20 4 A 0 18700 A 85700 D The restricted stock units will vest over two years from March 10, 2023 with fifty percent vesting on each one year anniversary, provided that the Reporting Person remains in continuous service to the Issuer on each vesting date. Each restricted stock unit represents the right to receive at settlement, one share of common stock. Kathleen Layton 2023-10-25