0001538716-23-000101.txt : 20230615 0001538716-23-000101.hdr.sgml : 20230615 20230615164838 ACCESSION NUMBER: 0001538716-23-000101 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230614 FILED AS OF DATE: 20230615 DATE AS OF CHANGE: 20230615 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Vazquez Raul CENTRAL INDEX KEY: 0001578544 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39050 FILM NUMBER: 231018084 MAIL ADDRESS: STREET 1: 500 STAPLES DR. CITY: FRAMINGHAM STATE: MA ZIP: 01702 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Oportun Financial Corp CENTRAL INDEX KEY: 0001538716 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 453361983 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2 CIRCLE STAR WAY CITY: SAN CARLOS STATE: CA ZIP: 94070 BUSINESS PHONE: (650) 810-8823 MAIL ADDRESS: STREET 1: 2 CIRCLE STAR WAY CITY: SAN CARLOS STATE: CA ZIP: 94070 FORMER COMPANY: FORMER CONFORMED NAME: Progreso Financiero Holdings, Inc. DATE OF NAME CHANGE: 20120104 4 1 wk-form4_1686862109.xml FORM 4 X0407 4 2023-06-14 0 0001538716 Oportun Financial Corp OPRT 0001578544 Vazquez Raul OPORTUN FINANCIAL CORPORATION 2 CIRCLE STAR WAY SAN CARLOS CA 94070 1 1 0 0 Chief Executive Officer 0 Common Stock 2023-06-14 4 M 0 10766 4.40 A 970593 D Common Stock 2023-06-14 4 F 0 8084 5.86 D 962509 D Common Stock 2023-06-14 4 M 0 90909 4.40 A 1053418 D Common Stock 2023-06-14 4 F 0 79230 5.86 D 974188 D Common Stock 233709 I See footnote Stock Option (Right to Buy) 4.40 2023-06-14 4 M 0 10766 4.40 D 2023-07-24 Common Stock 10766 90909 D Stock Option (Right to Buy) 4.40 2023-06-14 4 M 0 90909 4.40 D 2023-07-24 Common Stock 90909 0 D Represents tender of previously owned shares to cover the exercise price of the stock options. Represents shares withheld by the issuer to pay the exercise price and taxes pursuant to the "net exercise" of 90,909 option shares. These shares are held in a family trust for which the Reporting Person is the Trustee. The option is fully vested. /s/Kathleen Layton (Attorney-in-Fact) 2023-06-15