0001538716-23-000047.txt : 20230314
0001538716-23-000047.hdr.sgml : 20230314
20230314175128
ACCESSION NUMBER: 0001538716-23-000047
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230310
FILED AS OF DATE: 20230314
DATE AS OF CHANGE: 20230314
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Mueller Casey
CENTRAL INDEX KEY: 0001923486
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39050
FILM NUMBER: 23732318
MAIL ADDRESS:
STREET 1: 2 CIRCLE STAR WAY
CITY: SAN CARLOS
STATE: CA
ZIP: 94070
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Oportun Financial Corp
CENTRAL INDEX KEY: 0001538716
STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199]
IRS NUMBER: 453361983
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2 CIRCLE STAR WAY
CITY: SAN CARLOS
STATE: CA
ZIP: 94070
BUSINESS PHONE: (650) 810-8823
MAIL ADDRESS:
STREET 1: 2 CIRCLE STAR WAY
CITY: SAN CARLOS
STATE: CA
ZIP: 94070
FORMER COMPANY:
FORMER CONFORMED NAME: Progreso Financiero Holdings, Inc.
DATE OF NAME CHANGE: 20120104
4
1
wf-form4_167883067489586.xml
FORM 4
X0306
4
2023-03-10
0
0001538716
Oportun Financial Corp
OPRT
0001923486
Mueller Casey
OPORTUN FINANCIAL CORPORATION
2 CIRCLE STAR WAY
SAN CARLOS
CA
94070
0
1
0
0
Global Controller and PAO
Common Stock
2023-03-10
4
A
0
155521
A
174444
D
Common Stock
2023-03-10
4
F
0
506
4.32
D
173938
D
Common Stock
2023-03-10
4
F
0
100
4.32
D
173838
D
Common Stock
2023-03-10
4
F
0
471
4.32
D
173367
D
The restricted stock unit will vest over four years from March 10, 2023 with fifty percent vesting on the second anniversary and the remainder vesting quarterly, provided that the Reporting Person remains in continuous service on each vesting date.
Each restricted stock unit represents the right to receive at settlement, one share of common stock.
No shares were sold - these shares were withheld by the Issuer to satisfy tax obligations in connection with the vesting of previously reported restricted stock units.
/s/ Kathleen Layton (Attorney-in-Fact)
2023-03-14