0001538716-23-000047.txt : 20230314 0001538716-23-000047.hdr.sgml : 20230314 20230314175128 ACCESSION NUMBER: 0001538716-23-000047 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230310 FILED AS OF DATE: 20230314 DATE AS OF CHANGE: 20230314 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Mueller Casey CENTRAL INDEX KEY: 0001923486 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39050 FILM NUMBER: 23732318 MAIL ADDRESS: STREET 1: 2 CIRCLE STAR WAY CITY: SAN CARLOS STATE: CA ZIP: 94070 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Oportun Financial Corp CENTRAL INDEX KEY: 0001538716 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 453361983 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2 CIRCLE STAR WAY CITY: SAN CARLOS STATE: CA ZIP: 94070 BUSINESS PHONE: (650) 810-8823 MAIL ADDRESS: STREET 1: 2 CIRCLE STAR WAY CITY: SAN CARLOS STATE: CA ZIP: 94070 FORMER COMPANY: FORMER CONFORMED NAME: Progreso Financiero Holdings, Inc. DATE OF NAME CHANGE: 20120104 4 1 wf-form4_167883067489586.xml FORM 4 X0306 4 2023-03-10 0 0001538716 Oportun Financial Corp OPRT 0001923486 Mueller Casey OPORTUN FINANCIAL CORPORATION 2 CIRCLE STAR WAY SAN CARLOS CA 94070 0 1 0 0 Global Controller and PAO Common Stock 2023-03-10 4 A 0 155521 A 174444 D Common Stock 2023-03-10 4 F 0 506 4.32 D 173938 D Common Stock 2023-03-10 4 F 0 100 4.32 D 173838 D Common Stock 2023-03-10 4 F 0 471 4.32 D 173367 D The restricted stock unit will vest over four years from March 10, 2023 with fifty percent vesting on the second anniversary and the remainder vesting quarterly, provided that the Reporting Person remains in continuous service on each vesting date. Each restricted stock unit represents the right to receive at settlement, one share of common stock. No shares were sold - these shares were withheld by the Issuer to satisfy tax obligations in connection with the vesting of previously reported restricted stock units. /s/ Kathleen Layton (Attorney-in-Fact) 2023-03-14