0001538716-23-000045.txt : 20230314 0001538716-23-000045.hdr.sgml : 20230314 20230314174807 ACCESSION NUMBER: 0001538716-23-000045 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230310 FILED AS OF DATE: 20230314 DATE AS OF CHANGE: 20230314 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kirscht Patrick CENTRAL INDEX KEY: 0001786250 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39050 FILM NUMBER: 23732296 MAIL ADDRESS: STREET 1: 2 CIRCLE STAR WAY CITY: SAN CARLOS STATE: CA ZIP: 94070 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Oportun Financial Corp CENTRAL INDEX KEY: 0001538716 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 453361983 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2 CIRCLE STAR WAY CITY: SAN CARLOS STATE: CA ZIP: 94070 BUSINESS PHONE: (650) 810-8823 MAIL ADDRESS: STREET 1: 2 CIRCLE STAR WAY CITY: SAN CARLOS STATE: CA ZIP: 94070 FORMER COMPANY: FORMER CONFORMED NAME: Progreso Financiero Holdings, Inc. DATE OF NAME CHANGE: 20120104 4 1 wf-form4_167883047369645.xml FORM 4 X0306 4 2023-03-10 0 0001538716 Oportun Financial Corp OPRT 0001786250 Kirscht Patrick OPORTUN FINANCIAL CORPORATION 2 CIRCLE STAR WAY SAN CARLOS CA 94070 0 1 0 0 Chief Credit Officer Common Stock 2023-03-10 4 M 0 9868 A 258881 D Common Stock 2023-03-10 4 F 0 5501 4.32 D 253380 D Common Stock 2023-03-10 4 F 0 2335 4.32 D 251045 D Common Stock 2023-03-10 4 F 0 11369 4.32 D 239676 D Common Stock 2900 I By Child 1 Common Stock 2900 I By Child 2 Restricted Stock Units 2023-03-10 4 M 0 9868 0 D Common Stock 9868.0 9869 D Each restricted stock unit represents the right to receive at settlement, one share of common stock. No shares were sold - these shares were withheld by the Issuer to satisfy tax obligations in connection with the vesting of previously reported restricted stock units. The Reporting Person disclaims beneficial ownership of the shares held by his child, and this report should not be deemed an admission that the Reporting Person is the beneficial owner of his child's shares for purposes of Section 16 or for any other purpose. The restricted stock units vest over four years from March 10, 2020 with 1/4 of the restricted stock units vesting annually on each anniversary date, provided that the Reporting Person remains in continuous service to the Issuer on each vesting date. /s/ Kathleen Layton (Attorney-in-Fact) 2023-03-14