0001538716-23-000016.txt : 20230307 0001538716-23-000016.hdr.sgml : 20230307 20230307170051 ACCESSION NUMBER: 0001538716-23-000016 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230303 FILED AS OF DATE: 20230307 DATE AS OF CHANGE: 20230307 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Aristei Joan CENTRAL INDEX KEY: 0001786293 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39050 FILM NUMBER: 23713441 MAIL ADDRESS: STREET 1: 2 CIRCLE STAR WAY CITY: SAN CARLOS STATE: CA ZIP: 94070 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Oportun Financial Corp CENTRAL INDEX KEY: 0001538716 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 453361983 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2 CIRCLE STAR WAY CITY: SAN CARLOS STATE: CA ZIP: 94070 BUSINESS PHONE: (650) 810-8823 MAIL ADDRESS: STREET 1: 2 CIRCLE STAR WAY CITY: SAN CARLOS STATE: CA ZIP: 94070 FORMER COMPANY: FORMER CONFORMED NAME: Progreso Financiero Holdings, Inc. DATE OF NAME CHANGE: 20120104 4 1 wf-form4_167822643267689.xml FORM 4 X0306 4 2023-03-03 0 0001538716 Oportun Financial Corp OPRT 0001786293 Aristei Joan OPORTUN FINANCIAL CORPORATION 2 CIRCLE STAR WAY SAN CARLOS CA 94070 0 1 0 0 GC & Chief Risk Officer Common Stock 2023-03-03 4 M 0 4462 A 120223 D Common Stock 2023-03-03 4 F 0 1820 6 D 118403 D Restricted Stock Units 2023-03-03 4 M 0 4462 0 D Common Stock 4462.0 0 D Each restricted stock unit represents the right to receive at settlement, one share of common stock. No shares were sold - these shares were withheld by the Issuer to satisfy tax obligations in connection with the vesting of previously reported restricted stock units. The Restricted Stock Units fully vested on March 3, 2023. /s/ Kathleen Layton (Attorney-in-Fact) 2023-03-07