0000899243-19-018885.txt : 20190702
0000899243-19-018885.hdr.sgml : 20190702
20190702163540
ACCESSION NUMBER: 0000899243-19-018885
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190702
FILED AS OF DATE: 20190702
DATE AS OF CHANGE: 20190702
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Canaan IX L.P.
CENTRAL INDEX KEY: 0001538676
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38953
FILM NUMBER: 19938069
BUSINESS ADDRESS:
STREET 1: 2765 SAND HILL ROAD
CITY: MENLO PARK
STATE: CA
ZIP: 94025
BUSINESS PHONE: 203-855-0400
MAIL ADDRESS:
STREET 1: 2765 SAND HILL ROAD
CITY: MENLO PARK
STATE: CA
ZIP: 94025
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Canaan Partners IX LLC
CENTRAL INDEX KEY: 0001654586
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38953
FILM NUMBER: 19938070
BUSINESS ADDRESS:
STREET 1: 2765 SAND HILL ROAD
CITY: MENLO PARK
STATE: CA
ZIP: 94025
BUSINESS PHONE: 6508548092
MAIL ADDRESS:
STREET 1: 2765 SAND HILL ROAD
CITY: MENLO PARK
STATE: CA
ZIP: 94025
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: TheRealReal, Inc.
CENTRAL INDEX KEY: 0001573221
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-MISCELLANEOUS RETAIL [5900]
IRS NUMBER: 451234222
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 55 FRANCISCO STREET
STREET 2: SUITE 600
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94133
BUSINESS PHONE: 800-215-0566
MAIL ADDRESS:
STREET 1: 55 FRANCISCO STREET
STREET 2: SUITE 600
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94133
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2019-07-02
0
0001573221
TheRealReal, Inc.
REAL
0001538676
Canaan IX L.P.
C/O CANAAN PARTNERS
285 RIVERSIDE AVENUE, SUITE 250
WESTPORT
CT
06880
0
0
1
0
0001654586
Canaan Partners IX LLC
C/O CANAAN PARTNERS
285 RIVERSIDE AVENUE, SUITE 250
WESTPORT
CT
06880
0
0
1
0
Common Stock
2019-07-02
4
C
0
3699136
A
4203147
D
Common Stock
2019-07-02
4
C
0
1107412
A
5310559
D
Common Stock
2019-07-02
4
C
0
2060411
A
7370970
D
Common Stock
2019-07-02
4
C
0
895290
A
8266260
D
Common Stock
2019-07-02
4
C
0
327149
A
8593409
D
Common Stock
2019-07-02
4
C
0
213510
A
8806919
D
Series A Preferred Stock
2019-07-02
4
C
0
7398272
0.00
D
Common Stock
3699136
0
D
Series B Preferred Stock
2019-07-02
4
C
0
2214825
0.00
D
Common Stock
1107412
0
D
Series C Preferred Stock
2019-07-02
4
C
0
4120823
0.00
D
Common Stock
2060411
0
D
Series D Preferred Stock
2019-07-02
4
C
0
1790580
0.00
D
Common Stock
895290
0
D
Series E Preferred Stock
2019-07-02
4
C
0
654298
0.00
D
Common Stock
327149
0
D
Series G Preferred Stock
2019-07-02
4
C
0
427020
0.00
D
Common Stock
213510
0
D
Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series G Preferred Stock (collectively, the "Preferred Stock") automatically converted into one-half of one share of the Issuer's Common Stock ("Shares") immediately prior to the completion of the Issuer's initial public offering. The Preferred Stock had no expiration date.
The shares are held directly by Canaan IX L.P. (the "Canaan Fund"). The sole general partner of the Canaan Fund is Canaan Partners IX LLC ("Canaan IX"), and may be deemed to have sole voting, investment and dispositive power with respect to the shares held by the Canaan Fund. Investment and voting decisions with respect to the shares held by the Canaan Fund are made by the managers of Canaan IX, collectively. Canaan IX disclaims Section 16 beneficial ownership of the securities held by the Canaan Fund, except to the extent of its pecuniary interest therein, if any.
Exhibit 24 - Power of Attorney (incorporated herein by reference to the Power of Attorney filed as Exhibit 24 to the Form 3 filed by the Reporting Persons on June 27, 2019)
Canaan IX L.P., By: Canaan Partners IX LLC, its general partner, By: /s/ Nancy Levenson, Attorney-in-Fact
2019-07-02
Canaan Partners IX LLC, By: /s/ Nancy Levenson, Attorney-in-Fact
2019-07-02