0001493152-22-000475.txt : 20220105 0001493152-22-000475.hdr.sgml : 20220105 20220105182116 ACCESSION NUMBER: 0001493152-22-000475 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220103 FILED AS OF DATE: 20220105 DATE AS OF CHANGE: 20220105 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DiClaudio Colleen CENTRAL INDEX KEY: 0001738577 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37916 FILM NUMBER: 22512858 MAIL ADDRESS: STREET 1: 456 SEATON STREET CITY: LOS ANGELES STATE: CA ZIP: 90013 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SRAX, Inc. CENTRAL INDEX KEY: 0001538217 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-ADVERTISING AGENCIES [7311] IRS NUMBER: 452925231 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2629 TOWNSGATE ROAD #215 CITY: WESTLAKE VILLAGE STATE: CA ZIP: 91361 BUSINESS PHONE: 323-694-9800 MAIL ADDRESS: STREET 1: 2629 TOWNSGATE ROAD #215 CITY: WESTLAKE VILLAGE STATE: CA ZIP: 91361 FORMER COMPANY: FORMER CONFORMED NAME: SOCIAL REALITY, Inc. DATE OF NAME CHANGE: 20131112 FORMER COMPANY: FORMER CONFORMED NAME: SOCIAL REALITY DATE OF NAME CHANGE: 20111227 4 1 ownership.xml X0306 4 2022-01-03 0 0001538217 SRAX, Inc. SRAX 0001738577 DiClaudio Colleen 2629 TOWNSGATE ROAD #215 WESTLAKE VILLAGE CA 91361 1 0 0 0 Class A Common Stock Purchase Option 4.35 2022-01-03 4 A 0 29533 0.00 A 2022-01-03 2029-01-03 Class A Common Stock 29533 29533 D Represents equity grant portion of annual compensation for non-employee director services with such grant valued at $100,000. The options vest quarterly in equal installments on 3/31/22, 6/30/22, 9/30/22, and 12/31/22. /s/ Colleen DiClaudio 2022-01-05