0001493152-21-009281.txt : 20210420 0001493152-21-009281.hdr.sgml : 20210420 20210420191401 ACCESSION NUMBER: 0001493152-21-009281 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210415 FILED AS OF DATE: 20210420 DATE AS OF CHANGE: 20210420 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Jordan Robert James CENTRAL INDEX KEY: 0001739315 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37916 FILM NUMBER: 21839113 MAIL ADDRESS: STREET 1: 456 SEATON STRET CITY: LOS ANGELES STATE: CA ZIP: 90013 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SRAX, Inc. CENTRAL INDEX KEY: 0001538217 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-ADVERTISING AGENCIES [7311] IRS NUMBER: 452925231 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2629 TOWNSGATE ROAD #215 CITY: WESTLAKE VILLAGE STATE: CA ZIP: 91361 BUSINESS PHONE: 323-694-9800 MAIL ADDRESS: STREET 1: 2629 TOWNSGATE ROAD #215 CITY: WESTLAKE VILLAGE STATE: CA ZIP: 91361 FORMER COMPANY: FORMER CONFORMED NAME: SOCIAL REALITY, Inc. DATE OF NAME CHANGE: 20131112 FORMER COMPANY: FORMER CONFORMED NAME: SOCIAL REALITY DATE OF NAME CHANGE: 20111227 4 1 ownership.xml X0306 4 2021-04-15 0 0001538217 SRAX, Inc. SRAX 0001739315 Jordan Robert James 2629 TOWNSGATE ROAD #215 WESTLAKE VILLAGE CA 91361 1 0 0 0 Class A Common Stock Purchase Option 4.38 2021-04-15 4 A 0 4165 0.00 A 2021-05-15 2028-04-15 Class A common Stock 4165 4165 D Represents 50% of compensatory annual grant for director services of $30,000. The options vest quarterly on 7/15/21, 10/15/21, 1/15/22, and 4/15/22. /s/ Robert Jordan 2021-04-20