0001001250-17-000073.txt : 20170905 0001001250-17-000073.hdr.sgml : 20170905 20170905132911 ACCESSION NUMBER: 0001001250-17-000073 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170901 FILED AS OF DATE: 20170905 DATE AS OF CHANGE: 20170905 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Haney Carl P. CENTRAL INDEX KEY: 0001537679 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14064 FILM NUMBER: 171068151 MAIL ADDRESS: STREET 1: C/O ESTEE LAUDER COMPANIES INC. STREET 2: 767 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10153 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ESTEE LAUDER COMPANIES INC CENTRAL INDEX KEY: 0001001250 STANDARD INDUSTRIAL CLASSIFICATION: PERFUMES, COSMETICS & OTHER TOILET PREPARATIONS [2844] IRS NUMBER: 112408943 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 767 FIFTH AVE CITY: NEW YORK STATE: NY ZIP: 10153 BUSINESS PHONE: 2125724200 MAIL ADDRESS: STREET 1: 767 FIFTH AVE CITY: NEW YORK STATE: NY ZIP: 10153 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2017-09-01 0001001250 ESTEE LAUDER COMPANIES INC EL 0001537679 Haney Carl P. THE ESTEE LAUDER COMPANIES INC. 767 FIFTH AVENUE NEW YORK NY 10153 0 1 0 0 EVP-Global R&D Class A Common Stock 2017-09-01 4 M 0 22175 67.31 A 29206 D Class A Common Stock 2017-09-01 4 M 0 16099 76.23 A 45305 D Class A Common Stock 2017-09-01 4 S 0 38274 107.90 D 7031 D Option (Right to Buy) 67.31 2017-09-01 4 M 0 22175 D 2015-01-01 2023-09-04 Class A Common Stock 22175 0 D Option (Right to Buy) 76.23 2017-09-01 4 M 0 16099 D 2016-01-01 2014-09-03 Class A Common Stock 16099 8050 D Stock Options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 7,391 shares exercisable from and after January 1, 2015; 7,392 shares exercisable from and after January 1, 2016; 7,392 shares exercisable from and after January 1, 2017. Stock Options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 8,049 shares exercisable from and after January 1, 2016; 8,050 shares exercisable from and after January 1, 2017; 8,050 shares exercisable from and after January 1, 2018. The number of securities reported represents an aggregated number of shares sold in multiple open market transactions over a range of sales prices. The prcie reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range. Sales prices range from $107.70 to $108.04, inclusive. Not applicable. Carl P. Haney, by Maureen Sladek, attorney-in-fact 2017-09-05