X0206 3 2013-11-21 0 0000878520 SWS GROUP INC SWS 0001537607 OAK HILL CAPITAL MANAGEMENT, LLC 65 EAST 55TH STREET, 32ND FLOOR NEW YORK NY 10022 0 0 1 0 0001604655 OHCM Management, LLC 65 EAST 55TH STREET, 32ND FLOOR NEW YORK NY 10022 0 0 1 0 Common Stock $.10 Par Value 13962 D Common Stock $.10 Par Value 5963 I See footnote Held by Oak Hill Capital Management, LLC ("OHCM LLC"). The managing member of OHCM LLC is OHCM Management, LLC. Neither the filing of this statement nor anything herein shall be deemed an admission that OHCM Management, LLC is, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, the beneficial owner of any securities covered by this statement. OHCM Management, LLC disclaims beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of OHCM Management, LLC in such securities. Held by J. Taylor Crandall, Managing Partner of OHCM LLC, for the benefit of OHCM LLC, pursuant to the policies of OHCM LLC and its affiliates and the investment funds it advises. Upon the vesting of the reported securities, Mr. Crandall will assign all economic, pecuniary and voting rights of such securities to OHCM LLC for no consideration. OHCM MANAGEMENT, LLC, by: /s/ John Monsky, Name: John Monsky, Title: Vice President 2014-04-03 OAK HILL CAPITAL MANAGEMENT, LLC, by: OHCM Management, LLC, its managing member, by: /s/ John Monsky, Name: John Monsky, Title: Vice President 2014-04-03