0000919574-25-003885.txt : 20250701 0000919574-25-003885.hdr.sgml : 20250701 20250701161020 ACCESSION NUMBER: 0000919574-25-003885 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20250701 DATE AS OF CHANGE: 20250701 EFFECTIVENESS DATE: 20250701 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Hawkes Bay Investors (Cayman), Ltd. CENTRAL INDEX KEY: 0001537577 ORGANIZATION NAME: EIN: 000000000 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-170888 FILM NUMBER: 251096420 BUSINESS ADDRESS: STREET 1: OGIER GLOBAL (CAYMAN) LIMITED STREET 2: 89 NEXUS WAY, CAMANA BAY CITY: GRAND CAYMAN STATE: E9 ZIP: KY1-9009 BUSINESS PHONE: 617-951-5372 MAIL ADDRESS: STREET 1: OGIER GLOBAL (CAYMAN) LIMITED STREET 2: 89 NEXUS WAY, CAMANA BAY CITY: GRAND CAYMAN STATE: E9 ZIP: KY1-9009 FORMER COMPANY: FORMER CONFORMED NAME: Hawkes Bay Investors (Cayman) Ltd. DATE OF NAME CHANGE: 20111216 D/A 1 primary_doc.xml X0708 D/A LIVE 0001537577 Hawkes Bay Investors (Cayman), Ltd. OGIER GLOBAL (CAYMAN) LIMITED 89 NEXUS WAY, CAMANA BAY GRAND CAYMAN E9 CAYMAN ISLANDS KY1-9009 617-951-5372 CAYMAN ISLANDS None Hawkes Bay Investors (Cayman) Ltd. Other Cayman Islands Exempted Company true Georgia Prinsloo Buckingham Square 2nd Floor 720A West Bay Rd., POB 10034 Grand Cayman E9 CAYMAN ISLANDS KY1-1001 Director Carmine A. Taglione Wellington Management Company LLP 280 Congress Street Boston MA MASSACHUSETTS 02210 Director Gregory S. Konzal Wellington Management Company LLP 280 Congress Street Boston MA MASSACHUSETTS 02210 Director -- Wellington Management Company LLP 280 Congress Street Boston MA MASSACHUSETTS 02210 Executive Officer Investment Manager Pooled Investment Fund Hedge Fund false Decline to Disclose 06b 3C 3C.7 true 0000919574-25-002760 2007-01-02 true true true false 100000 Wellington Funds Distributors Inc. 000152768 None None 280 CONGRESS STREET BOSTON MA MASSACHUSETTS 02210 AL ALABAMA AK ALASKA AZ ARIZONA AR ARKANSAS CA CALIFORNIA CO COLORADO CT CONNECTICUT DE DELAWARE DC DISTRICT OF COLUMBIA FL FLORIDA GA GEORGIA HI HAWAII ID IDAHO IL ILLINOIS IN INDIANA IA IOWA KS KANSAS KY KENTUCKY LA LOUISIANA ME MAINE MD MARYLAND MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA MS MISSISSIPPI MO MISSOURI MT MONTANA NE NEBRASKA NV NEVADA NH NEW HAMPSHIRE NJ NEW JERSEY NM NEW MEXICO NY NEW YORK NC NORTH CAROLINA ND NORTH DAKOTA OH OHIO OK OKLAHOMA OR OREGON PA PENNSYLVANIA RI RHODE ISLAND SC SOUTH CAROLINA SD SOUTH DAKOTA TN TENNESSEE TX TEXAS UT UTAH VT VERMONT VA VIRGINIA WA WASHINGTON WV WEST VIRGINIA WI WISCONSIN WY WYOMING false Merrill Lynch, Pierce, Fenner & Smith Incorporated 000007691 None None ONE BRYANT PARK NEW YORK NY NEW YORK 10036 All States false Deutsche Bank Securities Inc. 000002525 None None 1 COLUMBUS CIRCLE NEW YORK NY NEW YORK 10019 All States false Morgan Stanley Smith Barney LLC 000149777 None None 2000 WESTCHESTER AVENUE PURCHASE NY NEW YORK 10577-2530 All States false Rockefeller Financial LLC 000291361 None None 45 ROCKEFELLER PLAZA, FLOOR 5 NEW YORK NY NEW YORK 10111 All States false Indefinite 316197299 Indefinite false 157 904732 true 0 true Recipients listed in Item 12 (excluding WFD, but including, if applicable, employees of WFD) are paid an amount equal to a percentage of the management fee paid to the IM (or its affiliates) attributable to certain assets under management. 0 true The Investment Manager and its affiliates receive customary management fees. false Hawkes Bay Investors (Cayman), Ltd. /s/ Thomas Peattie Thomas Peattie Authorized Signatory 2025-07-01