0001104659-21-125585.txt : 20211013
0001104659-21-125585.hdr.sgml : 20211013
20211013060315
ACCESSION NUMBER: 0001104659-21-125585
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210927
FILED AS OF DATE: 20211013
DATE AS OF CHANGE: 20211013
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Hicks Laurence
CENTRAL INDEX KEY: 0001886766
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-54986
FILM NUMBER: 211320083
MAIL ADDRESS:
STREET 1: C/O ARCH THERAPEUTICS, INC.
STREET 2: 235 WALNUT STREET, SUITE 6
CITY: FRAMINGHAM
STATE: MA
ZIP: 01702
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Arch Therapeutics, Inc.
CENTRAL INDEX KEY: 0001537561
STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841]
IRS NUMBER: 460524102
STATE OF INCORPORATION: NV
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 235 WALNUT STREET, SUITE 6
CITY: FRAMINGHAM
STATE: MA
ZIP: 01702
BUSINESS PHONE: 617-431-2313
MAIL ADDRESS:
STREET 1: 235 WALNUT STREET, SUITE 6
CITY: FRAMINGHAM
STATE: MA
ZIP: 01702
FORMER COMPANY:
FORMER CONFORMED NAME: ALMAH,INC
DATE OF NAME CHANGE: 20111216
4
1
tm2129832d1_4.xml
OWNERSHIP DOCUMENT
X0306
4
2021-09-27
0
0001537561
Arch Therapeutics, Inc.
ARTH
0001886766
Hicks Laurence
C/O ARCH THERAPEUTICS, INC.
235 WALNUT STREET, SUITE 6
FRAMINGHAM
MA
01702
1
0
0
0
Stock Option (right to buy)
0.1028
2021-09-27
4
A
0
250000
0
A
2031-09-26
Common Stock
250000
250000
D
The option was granted pursuant to the Issuer's 2013 Stock Incentive Plan (the "Plan"). The option shall vest equally on each of the first 36 month anniversaries of the grant date, subject to continued service to the Issuer through each vesting date. In the event of a Change of Control (as such term is defined in the Plan), 100% of the number of unvested shares then subject to the option shall accelerate and become immediately exercisable.
/s/ Laurence Hicks
2021-10-12