0000950170-23-061222.txt : 20231108 0000950170-23-061222.hdr.sgml : 20231108 20231108164939 ACCESSION NUMBER: 0000950170-23-061222 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231106 FILED AS OF DATE: 20231108 DATE AS OF CHANGE: 20231108 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: THOMA BRAVO FUND X, L.P. CENTRAL INDEX KEY: 0001537211 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39010 FILM NUMBER: 231388923 BUSINESS ADDRESS: STREET 1: 110 N. WACKER DRIVE, 32ND FLOOR CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 312-254-3300 MAIL ADDRESS: STREET 1: 110 N. WACKER DRIVE, 32ND FLOOR CITY: CHICAGO STATE: IL ZIP: 60606 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: THOMA BRAVO FUND X-A, L.P. CENTRAL INDEX KEY: 0001537212 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39010 FILM NUMBER: 231388922 BUSINESS ADDRESS: STREET 1: 110 N. WACKER DRIVE, 32ND FLOOR CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 312-254-3300 MAIL ADDRESS: STREET 1: 110 N. WACKER DRIVE, 32ND FLOOR CITY: CHICAGO STATE: IL ZIP: 60606 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: THOMA BRAVO SPECIAL OPPORTUNITIES FUND I, L.P. CENTRAL INDEX KEY: 0001579904 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39010 FILM NUMBER: 231388921 BUSINESS ADDRESS: STREET 1: 110 N. WACKER DRIVE, 32ND FLOOR CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 312-254-3300 MAIL ADDRESS: STREET 1: 110 N. WACKER DRIVE, 32ND FLOOR CITY: CHICAGO STATE: IL ZIP: 60606 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: THOMA BRAVO FUND XI, L.P. CENTRAL INDEX KEY: 0001606286 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39010 FILM NUMBER: 231388919 BUSINESS ADDRESS: STREET 1: C/O THOMA BRAVO, LLC STREET 2: 150 N. RIVERSIDE PLAZA, SUITE 2800 CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: (312) 254-3300 MAIL ADDRESS: STREET 1: C/O THOMA BRAVO, LLC STREET 2: 150 N. RIVERSIDE PLAZA, SUITE 2800 CITY: CHICAGO STATE: IL ZIP: 60606 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: THOMA BRAVO FUND XI-A, L.P. CENTRAL INDEX KEY: 0001606287 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39010 FILM NUMBER: 231388918 BUSINESS ADDRESS: STREET 1: 110 N. WACKER DRIVE, 32ND FLOOR CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: (312) 254-3300 MAIL ADDRESS: STREET 1: 110 N. WACKER DRIVE, 32ND FLOOR CITY: CHICAGO STATE: IL ZIP: 60606 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: THOMA BRAVO UGP, LLC CENTRAL INDEX KEY: 0001813487 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39010 FILM NUMBER: 231388926 BUSINESS ADDRESS: STREET 1: 110 N. WACKER DRIVE, 32ND FLOOR CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: (312) 254-3300 MAIL ADDRESS: STREET 1: 110 N. WACKER DRIVE, 32ND FLOOR CITY: CHICAGO STATE: IL ZIP: 60606 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: THOMA BRAVO PARTNERS XI, L.P. CENTRAL INDEX KEY: 0001722232 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39010 FILM NUMBER: 231388924 BUSINESS ADDRESS: STREET 1: 110 N. WACKER DRIVE, 32ND FLOOR CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: (415) 733-6020 MAIL ADDRESS: STREET 1: 110 N. WACKER DRIVE, 32ND FLOOR CITY: CHICAGO STATE: IL ZIP: 60606 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: THOMA BRAVO EXECUTIVE FUND XI, L.P. CENTRAL INDEX KEY: 0001606288 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39010 FILM NUMBER: 231388917 BUSINESS ADDRESS: STREET 1: 110 N. WACKER DRIVE, 32ND FLOOR CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: (312) 254-3300 MAIL ADDRESS: STREET 1: 110 N. WACKER DRIVE, 32ND FLOOR CITY: CHICAGO STATE: IL ZIP: 60606 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: THOMA BRAVO PARTNERS X, L.P. CENTRAL INDEX KEY: 0001783009 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39010 FILM NUMBER: 231388925 BUSINESS ADDRESS: STREET 1: 110 N. WACKER DRIVE, 32ND FLOOR CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: (312) 254-3300 MAIL ADDRESS: STREET 1: 110 N. WACKER DRIVE, 32ND FLOOR CITY: CHICAGO STATE: IL ZIP: 60606 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: THOMA BRAVO SPECIAL OPPORTUNITIES FUND I AIV, L.P. CENTRAL INDEX KEY: 0001783011 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39010 FILM NUMBER: 231388920 BUSINESS ADDRESS: STREET 1: 110 N. WACKER DRIVE, 32ND FLOOR CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: (312) 254-3300 MAIL ADDRESS: STREET 1: 110 N. WACKER DRIVE, 32ND FLOOR CITY: CHICAGO STATE: IL ZIP: 60606 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Dynatrace, Inc. CENTRAL INDEX KEY: 0001773383 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 000000000 FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 1601 TRAPELO ROAD, SUITE 116 CITY: WALTHAM STATE: MA ZIP: 02451 BUSINESS PHONE: 781-530-1000 MAIL ADDRESS: STREET 1: 1601 TRAPELO ROAD, SUITE 116 CITY: WALTHAM STATE: MA ZIP: 02451 FORMER COMPANY: FORMER CONFORMED NAME: Dynatrace Holdings LLC DATE OF NAME CHANGE: 20190410 4 1 ownership.xml 4 X0508 4 2023-11-06 0001773383 Dynatrace, Inc. DT 0001813487 THOMA BRAVO UGP, LLC C/O THOMA BRAVO, L.P. 110 N. WACKER DRIVE, 32ND FLOOR CHICAGO IL 60606 false false true false 0001783009 THOMA BRAVO PARTNERS X, L.P. C/O THOMA BRAVO, L.P. 110 N. WACKER DRIVE, 32ND FLOOR CHICAGO IL 60606 false false true false 0001722232 THOMA BRAVO PARTNERS XI, L.P. C/O THOMA BRAVO, L.P. 110 N. WACKER DRIVE, 32ND FLOOR CHICAGO IL 60606 false false true false 0001537211 THOMA BRAVO FUND X, L.P. C/O THOMA BRAVO, L.P. 110 N. WACKER DRIVE, 32ND FLOOR CHICAGO IL 60606 false false true false 0001537212 THOMA BRAVO FUND X-A, L.P. C/O THOMA BRAVO, L.P. 110 N. WACKER DRIVE, 32ND FLOOR CHICAGO IL 60606 false false true false 0001579904 THOMA BRAVO SPECIAL OPPORTUNITIES FUND I, L.P. C/O THOMA BRAVO, L.P. 110 N. WACKER DRIVE, 32ND FLOOR CHICAGO IL 60606 false false true false 0001783011 THOMA BRAVO SPECIAL OPPORTUNITIES FUND I AIV, L.P. C/O THOMA BRAVO, L.P. 110 N. WACKER DRIVE, 32ND FLOOR CHICAGO IL 60606 false false true false 0001606286 THOMA BRAVO FUND XI, L.P. C/O THOMA BRAVO, L.P. 110 N. WACKER DRIVE, 32ND FLOOR CHICAGO IL 60606 false false true false 0001606287 THOMA BRAVO FUND XI-A, L.P. C/O THOMA BRAVO, L.P. 110 N. WACKER DRIVE, 32ND FLOOR CHICAGO IL 60606 false false true false 0001606288 THOMA BRAVO EXECUTIVE FUND XI, L.P. C/O THOMA BRAVO, L.P. 110 N. WACKER DRIVE, 32ND FLOOR CHICAGO IL 60606 false false true false false Common Stock 2023-11-06 4 S false 9811097 46.40 D 41857273 I See footnote On November 6, 2023, the Reporting Persons sold an aggregate of 9,811,097 shares of the Issuer's Common Stock, par value $0.001 per share, pursuant to Rule 144 under the Securities Act of 1933, as amended. Consists of 4,618,702 shares held directly by Thoma Bravo Fund X, L.P. ("TB Fund X"), 996,411 shares held directly by Thoma Bravo Fund X-A, L.P. ("TB Fund X-A"), 21,745,822 shares held directly by Thoma Bravo Fund XI, L.P. ("TB Fund XI"), 10,747,741 shares held directly by Thoma Bravo Fund XI-A, L.P. ("TB Fund XI-A"), 473,349 shares held directly by Thoma Bravo Executive Fund XI, L.P. ("TB Exec Fund"), 391,920 shares held directly by Thoma Bravo Special Opportunities Fund I, L.P. ("TB SOF") and 2,883,328 shares held directly by Thoma Bravo Special Opportunities Fund I AIV, L.P. ("TB SOF AIV"). Thoma Bravo Partners X, L.P. ("TB Partners X") is the general partner of each of TB Fund X, TB Fund X-A, TB SOF and TB SOF AIV. Thoma Bravo Partners XI, L.P. ("TB Partners XI") is the general partner of each of TB Fund XI, TB Fund XI-A and TB Exec Fund. Thoma Bravo UGP, LLC is the ultimate managing member of TB Partners X and TB Partners XI. By virtue of the relationships described in this footnote, Thoma Bravo UGP, LLC may be deemed to exercise voting and dispositive power with respect to the shares held by TB Fund X, TB Fund X-A, TB SOF, TB SOF AIV, TB Fund XI, TB Fund XI-A and TB Exec Fund. Each of TB Partners X, TB Partners XI and Thoma Bravo UGP, LLC disclaims beneficial ownership of the shares owned by TB Fund X, TB Fund X-A, TB SOF, TB SOF AIV, TB Fund XI, TB Fund XI-A and TB Exec Fund except to the extent of its pecuniary interest therein. /s/ Seth Boro, Managing Partner of Thoma Bravo UGP, LLC 2023-11-08 /s/ Seth Boro, Managing Partner of Thoma Bravo Partners X, L.P. 2023-11-08 /s/ Seth Boro, Managing Partner of Thoma Bravo Partners XI, L.P. 2023-11-08 /s/ Seth Boro, Managing Partner of Thoma Bravo Partners X, L.P., the general partner of Thoma Bravo Fund X, L.P. 2023-11-08 /s/ Seth Boro, Managing Partner of Thoma Bravo Partners X, L.P., the general partner of Thoma Bravo Fund X-A, L.P. 2023-11-08 /s/ Seth Boro, Managing Partner of Thoma Bravo Partners X, L.P., the general partner of Thoma Bravo Special Opportunities Fund I, L.P. 2023-11-08 /s/ Seth Boro, Managing Partner of Thoma Bravo Partners X, L.P., the general partner of Thoma Bravo Special Opportunities Fund I AIV, L.P. 2023-11-08 /s/ Seth Boro, Managing Partner of Thoma Bravo Partners XI, L.P., the general partner of Thoma Bravo Fund XI, L.P. 2023-11-08 /s/ Seth Boro, Managing Partner of Thoma Bravo Partners XI, L.P., the general partner of Thoma Bravo Fund XI-A, L.P. 2023-11-08 /s/ Seth Boro, Managing Partner of Thoma Bravo Partners XI, L.P., the general partner of Thoma Bravo Executive Fund XI, L.P. 2023-11-08