0000899243-20-033585.txt : 20201211
0000899243-20-033585.hdr.sgml : 20201211
20201211164202
ACCESSION NUMBER: 0000899243-20-033585
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20201209
FILED AS OF DATE: 20201211
DATE AS OF CHANGE: 20201211
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: THOMA BRAVO UGP, LLC
CENTRAL INDEX KEY: 0001813487
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39010
FILM NUMBER: 201383959
BUSINESS ADDRESS:
STREET 1: 150 NORTH RIVERSIDE PLAZA, SUITE 2800
CITY: CHICAGO
STATE: IL
ZIP: 60606
BUSINESS PHONE: (312) 254-3300
MAIL ADDRESS:
STREET 1: 150 NORTH RIVERSIDE PLAZA, SUITE 2800
CITY: CHICAGO
STATE: IL
ZIP: 60606
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: THOMA BRAVO PARTNERS X, L.P.
CENTRAL INDEX KEY: 0001783009
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39010
FILM NUMBER: 201383960
BUSINESS ADDRESS:
STREET 1: 150 NORTH RIVERSIDE PLAZA, SUITE 2800
CITY: CHICAGO
STATE: IL
ZIP: 60606
BUSINESS PHONE: (312) 254-3300
MAIL ADDRESS:
STREET 1: 150 NORTH RIVERSIDE PLAZA, SUITE 2800
CITY: CHICAGO
STATE: IL
ZIP: 60606
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: THOMA BRAVO PARTNERS XI, L.P.
CENTRAL INDEX KEY: 0001722232
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39010
FILM NUMBER: 201383961
BUSINESS ADDRESS:
STREET 1: C/O THOMA BRAVO, LLC
STREET 2: 150 N. RIVERSIDE PLAZA, SUITE 2800
CITY: CHICAGO
STATE: IL
ZIP: 60606
BUSINESS PHONE: (415) 733-6020
MAIL ADDRESS:
STREET 1: C/O THOMA BRAVO, LLC
STREET 2: 150 N. RIVERSIDE PLAZA, SUITE 2800
CITY: CHICAGO
STATE: IL
ZIP: 60606
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: THOMA BRAVO FUND X, L.P.
CENTRAL INDEX KEY: 0001537211
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39010
FILM NUMBER: 201383962
BUSINESS ADDRESS:
STREET 1: 300 NORTH LASALLE STREET, SUITE 4350
CITY: CHICAGO
STATE: IL
ZIP: 60654
BUSINESS PHONE: 312-254-3300
MAIL ADDRESS:
STREET 1: 300 NORTH LASALLE STREET, SUITE 4350
CITY: CHICAGO
STATE: IL
ZIP: 60654
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: THOMA BRAVO FUND X-A, L.P.
CENTRAL INDEX KEY: 0001537212
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39010
FILM NUMBER: 201383963
BUSINESS ADDRESS:
STREET 1: 300 NORTH LASALLE STREET, SUITE 4350
CITY: CHICAGO
STATE: IL
ZIP: 60654
BUSINESS PHONE: 312-254-3300
MAIL ADDRESS:
STREET 1: 300 NORTH LASALLE STREET, SUITE 4350
CITY: CHICAGO
STATE: IL
ZIP: 60654
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: THOMA BRAVO SPECIAL OPPORTUNITIES FUND I, L.P.
CENTRAL INDEX KEY: 0001579904
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39010
FILM NUMBER: 201383964
BUSINESS ADDRESS:
STREET 1: 300 NORTH LASALLE STREET, SUITE 4350
CITY: CHICAGO
STATE: IL
ZIP: 60654
BUSINESS PHONE: 312-254-3300
MAIL ADDRESS:
STREET 1: 300 NORTH LASALLE STREET, SUITE 4350
CITY: CHICAGO
STATE: IL
ZIP: 60654
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: THOMA BRAVO SPECIAL OPPORTUNITIES FUND I AIV, L.P.
CENTRAL INDEX KEY: 0001783011
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39010
FILM NUMBER: 201383965
BUSINESS ADDRESS:
STREET 1: 150 NORTH RIVERSIDE PLAZA, SUITE 2800
CITY: CHICAGO
STATE: IL
ZIP: 60606
BUSINESS PHONE: (312) 254-3300
MAIL ADDRESS:
STREET 1: 150 NORTH RIVERSIDE PLAZA, SUITE 2800
CITY: CHICAGO
STATE: IL
ZIP: 60606
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: THOMA BRAVO FUND XI, L.P.
CENTRAL INDEX KEY: 0001606286
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39010
FILM NUMBER: 201383966
BUSINESS ADDRESS:
STREET 1: C/O THOMA BRAVO, LLC
STREET 2: 150 N. RIVERSIDE PLAZA, SUITE 2800
CITY: CHICAGO
STATE: IL
ZIP: 60606
BUSINESS PHONE: (312) 254-3300
MAIL ADDRESS:
STREET 1: C/O THOMA BRAVO, LLC
STREET 2: 150 N. RIVERSIDE PLAZA, SUITE 2800
CITY: CHICAGO
STATE: IL
ZIP: 60606
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: THOMA BRAVO FUND XI-A, L.P.
CENTRAL INDEX KEY: 0001606287
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39010
FILM NUMBER: 201383967
BUSINESS ADDRESS:
STREET 1: C/O THOMA BRAVO, LLC
STREET 2: 150 N. RIVERSIDE PLAZA, SUITE 2800
CITY: CHICAGO
STATE: IL
ZIP: 60606
BUSINESS PHONE: (312) 254-3300
MAIL ADDRESS:
STREET 1: C/O THOMA BRAVO, LLC
STREET 2: 150 N. RIVERSIDE PLAZA, SUITE 2800
CITY: CHICAGO
STATE: IL
ZIP: 60606
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: THOMA BRAVO EXECUTIVE FUND XI, L.P.
CENTRAL INDEX KEY: 0001606288
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39010
FILM NUMBER: 201383968
BUSINESS ADDRESS:
STREET 1: C/O THOMA BRAVO, LLC
STREET 2: 150 N. RIVERSIDE PLAZA, SUITE 2800
CITY: CHICAGO
STATE: IL
ZIP: 60606
BUSINESS PHONE: (312) 254-3300
MAIL ADDRESS:
STREET 1: C/O THOMA BRAVO, LLC
STREET 2: 150 N. RIVERSIDE PLAZA, SUITE 2800
CITY: CHICAGO
STATE: IL
ZIP: 60606
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Dynatrace, Inc.
CENTRAL INDEX KEY: 0001773383
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 000000000
FISCAL YEAR END: 0331
BUSINESS ADDRESS:
STREET 1: 1601 TRAPELO ROAD, SUITE 116
CITY: WALTHAM
STATE: MA
ZIP: 02451
BUSINESS PHONE: 781-530-1000
MAIL ADDRESS:
STREET 1: 1601 TRAPELO ROAD, SUITE 116
CITY: WALTHAM
STATE: MA
ZIP: 02451
FORMER COMPANY:
FORMER CONFORMED NAME: Dynatrace Holdings LLC
DATE OF NAME CHANGE: 20190410
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2020-12-09
0
0001773383
Dynatrace, Inc.
DT
0001813487
THOMA BRAVO UGP, LLC
C/O THOMA BRAVO, L.P
150 N. RIVERSIDE PLAZA, SUITE 2800
CHICAGO
IL
60606
0
0
1
0
0001783009
THOMA BRAVO PARTNERS X, L.P.
C/O THOMA BRAVO, L.P.
150 NORTH RIVERSIDE PLAZA, SUITE 2800
CHICAGO
IL
60606
0
0
1
0
0001722232
THOMA BRAVO PARTNERS XI, L.P.
C/O THOMA BRAVO, L.P.
150 NORTH RIVERSIDE PLAZA, SUITE 2800
CHICAGO
IL
60606
0
0
1
0
0001537211
THOMA BRAVO FUND X, L.P.
C/O THOMA BRAVO, L.P.
150 NORTH RIVERSIDE PLAZA, SUITE 2800
CHICAGO
IL
60606
0
0
1
0
0001537212
THOMA BRAVO FUND X-A, L.P.
C/O THOMA BRAVO, L.P.
150 NORTH RIVERSIDE PLAZA, SUITE 2800
CHICAGO
IL
60606
0
0
1
0
0001579904
THOMA BRAVO SPECIAL OPPORTUNITIES FUND I, L.P.
C/O THOMA BRAVO, L.P.
150 NORTH RIVERSIDE PLAZA, SUITE 2800
CHICAGO
IL
60606
0
0
1
0
0001783011
THOMA BRAVO SPECIAL OPPORTUNITIES FUND I AIV, L.P.
C/O THOMA BRAVO, L.P.
150 NORTH RIVERSIDE PLAZA, SUITE 2800
CHICAGO
IL
60606
0
0
1
0
0001606286
THOMA BRAVO FUND XI, L.P.
C/O THOMA BRAVO, L.P.
150 NORTH RIVERSIDE PLAZA, SUITE 2800
CHICAGO
IL
60606
0
0
1
0
0001606287
THOMA BRAVO FUND XI-A, L.P.
C/O THOMA BRAVO, L.P.
150 NORTH RIVERSIDE PLAZA, SUITE 2800
CHICAGO
IL
60606
0
0
1
0
0001606288
THOMA BRAVO EXECUTIVE FUND XI, L.P.
C/O THOMA BRAVO, L.P.
150 NORTH RIVERSIDE PLAZA, SUITE 2800
CHICAGO
IL
60606
0
0
1
0
Common Stock
2020-12-09
4
S
0
10780000
40.15
D
84298270
I
See footnote
Consists of 9,246,909 shares held directly by Thoma Bravo Fund X, L.P. ("TB Fund X"), 2,022,690 shares held directly by Thoma Bravo Fund X-A, L.P. ("TB Fund X-A"), 43,554,893 shares held directly by Thoma Bravo Fund XI, L.P. ("TB Fund XI"), 21,874,339 shares held directly by Thoma Bravo Fund XI-A, L.P. ("TB Fund XI-A"), 960,861 shares held directly by Thoma Bravo Executive Fund XI, L.P. ("TB Exec Fund"), 793,391 shares held directly by Thoma Bravo Special Opportunities Fund I, L.P. ("TB SOF") and 5,845,187 shares held directly by Thoma Bravo Special Opportunities Fund I AIV, L.P. ("TB SOF AIV").
Thoma Bravo Partners X, L.P. ("TB Partners X") is the general partner of each of TB Fund X, TB Fund X-A, TB SOF and TB SOF AIV. Thoma Bravo Partners XI, L.P. ("TB Partners XI") is the general partner of each of TB Fund XI, TB Fund XI-A and TB Exec Fund. Thoma Bravo UGP, LLC is the ultimate managing member of TB Partners X and TB Partners XI. By virtue of the relationships described in this footnote, Thoma Bravo UGP, LLC may be deemed to exercise voting and dispositive power with respect to the shares held by TB Fund X, TB Fund X-A, TB SOF, TB SOF AIV, TB Fund XI, TB Fund XI-A and TB Exec Fund. Each of TB Partners X, TB Partners XI and Thoma Bravo UGP, LLC disclaims beneficial ownership of the shares owned by TB Fund X, TB Fund X-A, TB SOF, TB SOF AIV, TB Fund XI, TB Fund XI-A and TB Exec Fund except to the extent of its pecuniary interest therein.
/s/ Seth Boro, Managing Partner of Thoma Bravo UGP, LLC
2020-12-11
/s/ Seth Boro, Managing Partner of Thoma Bravo Partners X, L.P.
2020-12-11
/s/ Seth Boro, Managing Partner of Thoma Bravo Partners XI, L.P.
2020-12-11
/s/ Seth Boro, Managing Partner of Thoma Bravo Partners X, L.P., the general partner of Thoma Bravo Fund X, L.P.
2020-12-11
/s/ Seth Boro, Managing Partner of Thoma Bravo Partners X, L.P., the general partner of Thoma Bravo Fund X-A, L.P.
2020-12-11
/s/ Seth Boro, Managing Partner of Thoma Bravo Partners X, L.P., the general partner of Thoma Bravo Special Opportunities Fund I, L.P.
2020-12-11
/s/ Seth Boro, Managing Partner of Thoma Bravo Partners X, L.P., the general partner of Thoma Bravo Special Opportunities Fund I AIV, L.P.
2020-12-11
/s/ Seth Boro, Managing Partner of Thoma Bravo Partners XI, L.P., the general partner of Thoma Bravo Fund XI, L.P.
2020-12-11
/s/ Seth Boro, Managing Partner of Thoma Bravo Partners XI, L.P., the general partner of Thoma Bravo Fund XI-A, L.P.
2020-12-11
/s/ Seth Boro, Managing Partner of Thoma Bravo Partners XI, L.P., the general partner of Thoma Bravo Executive Fund XI, L.P.
2020-12-11