EX-99.M 12B-1 PLAN 6 ex99miia.htm

Exhibit A

NORTHERN LIGHTS FUND TRUST III

 

CLASS C

MASTER DISTRIBUTION AND SHAREHOLDER SERVICING PLAN

 

Date Last Amended: November 23, 2020

 

Fund Name Maximum Authorized Rate Currently Approved Rate Distributor
Boyd Watterson Limited Duration Enhanced Income Fund 1.00% 1.00% Northern Lights Distributors, LLC
Centerstone Investors Fund 1.00% 1.00% Northern Lights Distributors, LLC
Centerstone International Fund 1.00% 1.00% Northern Lights Distributors, LLC
Counterpoint Tactical Municipal Fund 1.00% 1.00% Northern Lights Distributors, LLC
Counterpoint Long-Short Equity Fund 1.00% 1.00% Northern Lights Distributors, LLC
Counterpoint Tactical Equity Fund 1.00% 1.00% Northern Lights Distributors, LLC
Counterpoint Tactical Income Fund 1.00% 1.00% Northern Lights Distributors, LLC
Good Harbor Tactical Select Fund 1.00% 1.00% Northern Lights Distributors, LLC
Leland Thomson Reuters Private Equity Index Fund 1.00% 1.00% Northern Lights Distributors, LLC
Leland Thomson Reuters Venture Capital Index Fund 1.00% 1.00% Northern Lights Distributors, LLC
Newfound Risk Managed U.S. Growth Fund 1.00% 1.00% Northern Lights Distributors, LLC
Persimmon Long/Short Fund 1.00% 1.00% Northern Lights Distributors, LLC
Pinnacle Sherman Multi-Strategy Core Fund 1.00% 1.00% Northern Lights Distributors, LLC
Pinnacle TrendRating Innovative Equity Fund 1.00% 1.00% Northern Lights Distributors, LLC
RESQ Dynamic Allocation Fund 1.00% 1.00% Northern Lights Distributors, LLC
RESQ Strategic Income Fund 1.00% 1.00% Northern Lights Distributors, LLC
Swan Defined Risk Emerging Markets Fund 1.00% 1.00% Northern Lights Distributors, LLC
Swan Defined Risk Growth Fund 1.00% 1.00% Northern Lights Distributors, LLC
Swan Defined Risk Foreign Fund 1.00% 1.00% Northern Lights Distributors, LLC
Swan Defined Risk Fund 1.00% 1.00% Northern Lights Distributors, LLC
Swan Defined Risk U.S. Small Cap Fund 1.00% 1.00% Northern Lights Distributors, LLC
The Covered Bridge Fund 1.00% 1.00% Northern Lights Distributors, LLC

 

 
 

Acknowledged and Approved by:

 

Northern Lights Fund Trust III:

 

 

By: /s/ Richard Malinowski

Richard Malinowski, President

 

 

Northern Lights Distributors, LLC:

 

 

By: /s/ William J. Strait

William J. Strait, President