<SEC-DOCUMENT>0001580642-18-005299-index.html : 20181106 <SEC-HEADER>0001580642-18-005299.hdr.sgml : 20181106 <ACCEPTANCE-DATETIME>20181106150526 ACCESSION NUMBER: 0001580642-18-005299 CONFORMED SUBMISSION TYPE: 497J PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20181106 DATE AS OF CHANGE: 20181106 EFFECTIVENESS DATE: 20181106 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHERN LIGHTS FUND TRUST III CENTRAL INDEX KEY: 0001537140 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 497J SEC ACT: 1933 Act SEC FILE NUMBER: 333-178833 FILM NUMBER: 181162685 BUSINESS ADDRESS: STREET 1: 17605 WRIGHT STREET CITY: OMAHA STATE: NE ZIP: 68130 BUSINESS PHONE: 631-470-2621 MAIL ADDRESS: STREET 1: 17605 WRIGHT STREET CITY: OMAHA STATE: NE ZIP: 68130 <SERIES-AND-CLASSES-CONTRACTS-DATA> <EXISTING-SERIES-AND-CLASSES-CONTRACTS> <SERIES> <OWNER-CIK>0001537140 <SERIES-ID>S000037505 <SERIES-NAME>Swan Defined Risk Fund <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000115777 <CLASS-CONTRACT-NAME>Swan Defined Risk Fund Class A Shares <CLASS-CONTRACT-TICKER-SYMBOL>SDRAX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000115778 <CLASS-CONTRACT-NAME>Swan Defined Risk Fund Class C Shares <CLASS-CONTRACT-TICKER-SYMBOL>SDRCX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000115779 <CLASS-CONTRACT-NAME>Swan Defined Risk Fund Class I Shares <CLASS-CONTRACT-TICKER-SYMBOL>SDRIX </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0001537140 <SERIES-ID>S000047421 <SERIES-NAME>Swan Defined Risk Emerging Markets Fund <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000148875 <CLASS-CONTRACT-NAME>Swan Defined Risk Emerging Markets Fund Class A Shares <CLASS-CONTRACT-TICKER-SYMBOL>SDFAX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000148876 <CLASS-CONTRACT-NAME>Swan Defined Risk Emerging Markets Fund Class C Shares <CLASS-CONTRACT-TICKER-SYMBOL>SDFCX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000148877 <CLASS-CONTRACT-NAME>Swan Defined Risk Emerging Markets Fund Class I Shares <CLASS-CONTRACT-TICKER-SYMBOL>SDFIX </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0001537140 <SERIES-ID>S000051346 <SERIES-NAME>Swan Defined Risk Foreign Developed Fund <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000161877 <CLASS-CONTRACT-NAME>Swan Defined Risk Foreign Developed Fund Class A Shares <CLASS-CONTRACT-TICKER-SYMBOL>SDJAX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000161878 <CLASS-CONTRACT-NAME>Swan Defined Risk Foreign Developed Fund Class C Shares <CLASS-CONTRACT-TICKER-SYMBOL>SDJCX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000161879 <CLASS-CONTRACT-NAME>Swan Defined Risk Foreign Developed Fund Class I Shares <CLASS-CONTRACT-TICKER-SYMBOL>SDJIX </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0001537140 <SERIES-ID>S000051347 <SERIES-NAME>Swan Defined Risk U.S. Small Cap Fund <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000161880 <CLASS-CONTRACT-NAME>Swan Defined Risk U.S. Small Cap Fund Class A Shares <CLASS-CONTRACT-TICKER-SYMBOL>SDCAX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000161881 <CLASS-CONTRACT-NAME>Swan Defined Risk U.S. Small Cap Fund Class C Shares <CLASS-CONTRACT-TICKER-SYMBOL>SDCCX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000161882 <CLASS-CONTRACT-NAME>Swan Defined Risk U.S. Small Cap Fund Class I Shares <CLASS-CONTRACT-TICKER-SYMBOL>SDCIX </CLASS-CONTRACT> </SERIES> </EXISTING-SERIES-AND-CLASSES-CONTRACTS> </SERIES-AND-CLASSES-CONTRACTS-DATA> </SEC-HEADER> <DOCUMENT> <TYPE>497J <SEQUENCE>1 <FILENAME>nlft3swan497j.htm <DESCRIPTION>497J <TEXT> Document 1 - file: nlft3swan497j.htm
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