Securities Act Registration No. 333-178833
Investment Company Act Registration No. 811-22655
As filed with the Securities and Exchange Commission on
November
13
, 2012
SECURITIES AND EXCHANGE COMMISSION
Washington, D. C. 20549
REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 ý
¨ Pre-Effective Amendment No.
ý Post-Effective Amendment No.
18
and/or
REGISTRATION STATEMENT UNDER THE INVESTMENT COMPANY ACT OF 1940 ý
ý Amendment No. 1
9
(Check appropriate box or boxes.)
Northern Lights Fund Trust III
(Exact Name of Registrant as Specified in Charter)
17605 Wright Street, Omaha, NE 68130
(Address of Principal Executive Offices)(Zip Code)
Registrants Telephone Number, including Area Code: (402) 895-1600
The Corporation Trust Company
1209 Orange Street
Wilmington, DE 19801
(Name and Address of Agent for Service)
With copy to:
JoAnn M. Strasser, Thompson Hine LLP 41 South High Street, 17th Floor Columbus, Ohio 43215 614-469-3265 (phone) 614-469-3361 (fax) | James P. Ash, Gemini Fund Services, LLC 450 Wireless Blvd. Hauppauge, New York 11788 (631) 470-2619 |
Approximate date of proposed public offering: As soon as practicable after the effective date of the Registration Statement.
It is proposed that this filing will become effective:
ý Immediately upon filing pursuant to paragraph (b)
¨ On (date) pursuant to paragraph (b)
¨ 60 days after filing pursuant to paragraph (a)(1)
¨ On (date) pursuant to paragraph (a)(1)
¨ 75 days after filing pursuant to paragraph (a)(2)
¨ On (date) pursuant to paragraph (a)(2) of Rule 485.
If appropriate, check the following box:
¨ This post-effective amendment designates a new effective date for a previously filed post-effective amendment.
This filing relates solely to the
Taylor Xplor Managed Futures Strategy
Fund, a series of the Trust.
Signatures
Pursuant to the requirements of the Securities Act of 1933, as amended, and Investment Company Act of 1940, as amended, the Registrant certifies that it meets all of the requirements for effectiveness of this registration statement under rule 485(b) under the Securities Act and has duly caused this Post-Effective Amendment No. 1
8
to the Registration Statement on Form N-1A to be signed on its behalf by the undersigned, duly authorized in the City of Hauppauge, State of New York on the
13
th day of
November,
2012.
NORTHERN LIGHTS FUND TRUST
(Registrant)
/s/ Andrew Rogers
By: Andrew Rogers,
President and Principal Executive Officer
Pursuant to the requirements of the Securities Act of 1933, as amended, and the Investment Company Act of 1940, as amended, this Registration Statement has been signed below by the following persons in the capacities and on the dates indicated.
Name | Title |
|
Andrew Rogers* | President | November 13 , 2012 |
Kevin E. Wolf* | Treasurer | November 13, 2012 |
Mark H. Taylor* | Independent Trustee | November 13, 2012 |
Jerry Vincentini* | Independent Trustee | November 13, 2012 |
Anthony M. Payne* | Independent Trustee | November 13, 2012 |
James U. Jensen* | Independent Trustee | November 13, 2012 |
John Palancia* | Independent Trustee | November 13, 2012 |
By: Date:
/s/ James Ash
November
13
, 2012
James Ash
*Attorney-in-Fact Pursuant to Powers of Attorney previously filed on April 9, 2012 to the Registrants Registration Statement on Form N-1A.
EXHIBIT INDEX
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Index No. |
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Description of Exhibit |
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EX-101.INS |
| XBRL Instance Document |
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EX-101.SCH |
| XBRL Taxonomy Extension Schema Document |
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EX-101.DEF |
| XBRL Taxonomy Extension Definition Linkbase |
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EX-101.LAB |
| XBRL Taxonomy Extension Labels Linkbase |
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EX-101.PRE |
| XBRL Taxonomy Extension Presentation Linkbase |