0001144204-17-020986.txt : 20170419 0001144204-17-020986.hdr.sgml : 20170419 20170419115403 ACCESSION NUMBER: 0001144204-17-020986 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170331 FILED AS OF DATE: 20170419 DATE AS OF CHANGE: 20170419 EFFECTIVENESS DATE: 20170419 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BAROMETER CAPITAL MANAGEMENT INC. CENTRAL INDEX KEY: 0001536890 IRS NUMBER: 000000000 STATE OF INCORPORATION: A6 FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15883 FILM NUMBER: 17769265 BUSINESS ADDRESS: STREET 1: 1 UNIVERSITY AVENUE STREET 2: SUITE 1800 CITY: TORONTO STATE: A6 ZIP: M5J 2P1 BUSINESS PHONE: 416 601 1683 MAIL ADDRESS: STREET 1: 1 UNIVERSITY AVENUE STREET 2: SUITE 1800 CITY: TORONTO STATE: A6 ZIP: M5J 2P1 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001536890 XXXXXXXX 03-31-2017 03-31-2017 false BAROMETER CAPITAL MANAGEMENT INC.

1 University Avenue Suite 1800 Toronto A6 M5J 2P1

13F HOLDINGS REPORT 028-15883 N Ron Kelterborn 416-601-6888 /s/ Ron Kelterborn Toronto A6 04-19-2017 0 141 1152382 INFORMATION TABLE 2 infotable.xml Abbott Laboratories Common 002824100 13 300 SH SOLE 300 0 0 Activision Blizzard Inc Common 00507V109 5520 110700 SH SOLE 110700 0 0 Adobe Systems Inc Common 00724F101 7548 58000 SH SOLE 58000 0 0 Albemarle Corp Common 012653101 25074 237350 SH SOLE 237350 0 0 Algonquin Power & Utilities Corp Common 015857105 30520 3185783 SH SOLE 3185783 0 0 Alphabet Inc Common 02079K107 664 800 SH SOLE 800 0 0 Alphabet Inc Common 02079K305 424 500 SH SOLE 500 0 0 Altria Group Inc Common 02209S103 10670 149400 SH SOLE 149400 0 0 Amazon.com Inc Common 023135106 1418 1600 SH SOLE 1600 0 0 American Water Works Company Inc Common 030420103 1587 20400 SH SOLE 20400 0 0 Apple Inc Common 037833100 26414 183866 SH SOLE 183866 0 0 Bank of America Corp Common 060505104 39878 1690470 SH SOLE 1690470 0 0 Bank of Montreal Common 063671101 25489 340803 SH SOLE 340803 0 0 Barclays Bank iPath S&P 500 VIX Short Term Futures ETN Exp 30 Jan 2019 ETP 06740Q252 3720 235600 SH SOLE 235600 0 0 Berkshire Hathaway Inc Common 084670702 21 125 SH SOLE 125 0 0 Broadcom Ltd Common Y09827109 8955 40900 SH SOLE 40900 0 0 Brookfield Asset Management Inc Common 112585104 853 23400 SH SOLE 23400 0 0 Brooks Automation Inc Common 114340102 4 200 SH SOLE 200 0 0 Canadian Imperial Bank of Commerce Common 136069101 34100 395550 SH SOLE 395550 0 0 Canadian National Railway Co Common 136375102 27212 368080 SH SOLE 368080 0 0 CBS Corp Common 124857202 14045 202500 SH SOLE 202500 0 0 CDW Corp Common 12514G108 2124 36800 SH SOLE 36800 0 0 Celgene Corp Common 151020104 5525 44400 SH SOLE 44400 0 0 Charter Communications Inc Common 16119P108 1080 3300 SH SOLE 3300 0 0 Cisco Systems Inc Common 17275R102 899 26600 SH SOLE 26600 0 0 Citigroup Inc Common 172967424 23285 389250 SH SOLE 389250 0 0 Comcast Corp Common 20030N101 25159 669300 SH SOLE 669300 0 0 Constellation Brands Inc Common 21036P108 130 800 SH SOLE 800 0 0 Costco Wholesale Corp Common 22160K105 168 1000 SH SOLE 1000 0 0 CRH Medical Corp Common 12626F105 6083 741800 SH SOLE 741800 0 0 Danaher Corp Common 235851102 1208 14125 SH SOLE 14125 0 0 Delphi Automotive PLC Common G27823106 11466 142450 SH SOLE 142450 0 0 DISH Network Corp Common 25470M109 654 10300 SH SOLE 10300 0 0 Dow Chemical Co Common 260543103 26375 415100 SH SOLE 415100 0 0 DXC Technology Co Common 23355L106 4685 67700 SH SOLE 67700 0 0 Eastman Chemical Co Common 277432100 10 125 SH SOLE 125 0 0 Eaton Corporation PLC Common G29183103 17440 235200 SH SOLE 235200 0 0 Ecolab Inc Common 278865100 201 1600 SH SOLE 1600 0 0 Eli Lilly and Co Common 532457108 22920 272500 SH SOLE 272500 0 0 Enerplus Corp Common 292766102 2317 287850 SH SOLE 287850 0 0 Estee Lauder Companies Inc Common 518439104 203 2400 SH SOLE 2400 0 0 Facebook Inc Common 30303M102 11236 79100 SH SOLE 79100 0 0 Fidelity National Information Services Inc Common 31620M106 637 8000 SH SOLE 8000 0 0 Financial Select Sector SPDR Fund ETP 81369Y605 2719 114600 SH SOLE 114600 0 0 First Republic Bank Common 33616C100 8462 90200 SH SOLE 90200 0 0 First Tr Morningstar Dividend Leaders Index Fund ETP 336917109 496 17200 SH SOLE 17200 0 0 First Trust Cloud Computing ETF ETP 33734X192 2793 72200 SH SOLE 72200 0 0 First Trust Dow Jones Internet Index Fund ETP 33733E302 1602 18200 SH SOLE 18200 0 0 First Trust Financials AlphaDEX Fund ETP 33734X135 1942 70100 SH SOLE 70100 0 0 First Trust Industrials/Producer Drbls AlphaDEX Fd ETP 33734X150 2385 69500 SH SOLE 69500 0 0 First Trust Large Cap Value AlphaDEX Fund ETP 33735J101 2327 47200 SH SOLE 47200 0 0 First Trust Materials AlphaDEX Fund ETP 33734X168 1367 36100 SH SOLE 36100 0 0 First Trust Rising Dividend Achievers ETF ETP 33738R506 1183 44600 SH SOLE 44600 0 0 First Trust Technology AlphaDEX Fund ETP 33734X176 1921 45700 SH SOLE 45700 0 0 Fiserv Inc Common 337738108 2437 21130 SH SOLE 21130 0 0 Fortive Corp Common 34959J108 1304 21650 SH SOLE 21650 0 0 Franco-Nevada Corp Common 351858105 459 7000 SH SOLE 7000 0 0 General Dynamics Corp Common 369550108 24954 133300 SH SOLE 133300 0 0 Global X Lithium & Battery Tech ETF ETP 37954Y855 3592 127800 SH SOLE 127800 0 0 Global X Social Media ETF ETP 37950E416 3102 125100 SH SOLE 125100 0 0 Goldman Sachs Group Inc Common 38141G104 1321 5750 SH SOLE 5750 0 0 HCA Holdings Inc Common 40412C101 13 150 SH SOLE 150 0 0 Heartland Financial USA Inc Common 42234Q102 265 5300 SH SOLE 5300 0 0 Home Depot Inc Common 437076102 19382 132000 SH SOLE 132000 0 0 Huntington Ingalls Industries Inc Common 446413106 4746 23700 SH SOLE 23700 0 0 IDEXX Laboratories Inc Common 45168D104 14978 96875 SH SOLE 96875 0 0 Ingersoll-Rand PLC Common G47791101 17468 214800 SH SOLE 214800 0 0 iShares China Large-Cap ETF ETP 464287184 1528 39700 SH SOLE 39700 0 0 iShares Core S&P Small-Cap ETF ETP 464287804 2351 34000 SH SOLE 34000 0 0 iShares India 50 ETF ETP 464289529 1419 43900 SH SOLE 43900 0 0 iShares MSCI South Korea Capped ETF ETP 464286772 1534 24800 SH SOLE 24800 0 0 iShares MSCI Taiwan Capped ETF ETP 46434G772 1582 47600 SH SOLE 47600 0 0 iShares PHLX Semiconductor ETF ETP 464287523 2847 20800 SH SOLE 20800 0 0 iShares S&P Small-Cap 600 Growth ETF ETP 464287887 2357 15400 SH SOLE 15400 0 0 iShares US Broker-Dealers & Securities Exch ETF ETP 464288794 3506 68400 SH SOLE 68400 0 0 iShares US Home Construction ETF ETP 464288752 4305 134600 SH SOLE 134600 0 0 iShares US Industrials ETF ETP 464287754 2040 16200 SH SOLE 16200 0 0 iShares US Medical Devices ETF ETP 464288810 2317 15300 SH SOLE 15300 0 0 Johnson & Johnson Common 478160104 249 2000 SH SOLE 2000 0 0 JPMorgan Chase & Co Common 46625H100 34442 392100 SH SOLE 392100 0 0 Kinder Morgan Inc Preferred 49456B200 873 17500 SH SOLE 17500 0 0 Lam Research Corp Common 512807108 4339 33800 SH SOLE 33800 0 0 Leidos Holdings Inc Common 525327102 9792 191475 SH SOLE 191475 0 0 Manulife Financial Corp Common 56501R106 3708 209000 SH SOLE 209000 0 0 Merck & Co Inc Common 58933Y105 14080 221600 SH SOLE 221600 0 0 Microchip Technology Inc Common 595017104 9141 123900 SH SOLE 123900 0 0 Microsoft Corp Common 594918104 32754 497325 SH SOLE 497325 0 0 Morgan Stanley Common 617446448 11524 269000 SH SOLE 269000 0 0 Northrop Grumman Corp Common 666807102 25925 109000 SH SOLE 109000 0 0 Open Text Corp Common 683715106 20238 595050 SH SOLE 595050 0 0 Oracle Corp Common 68389X105 10568 236900 SH SOLE 236900 0 0 Pembina Pipeline Corp Common 706327103 22758 717681 SH SOLE 717681 0 0 Pioneer Natural Resources Co Common 723787107 1024 5500 SH SOLE 5500 0 0 PowerShares Dynamic Leisure & Entertainment ETF ETP 73935X757 783 19000 SH SOLE 19000 0 0 PowerShares Nasdaq Internet ETF ETP 73935X146 1605 17000 SH SOLE 17000 0 0 PowerShares QQQ Trust ETF Series 1 ETP 73935A104 33 250 SH SOLE 250 0 0 PowerShares S&P SmallCap Information Technology ETF ETP 73937B860 2738 37500 SH SOLE 37500 0 0 Priceline Group Inc Common 741503403 712 400 SH SOLE 400 0 0 Prudential Financial Inc Common 744320102 16877 158200 SH SOLE 158200 0 0 PureFunds ISE Cyber Security ETF ETP 26924G201 2869 97200 SH SOLE 97200 0 0 Raytheon Co Common 755111507 34589 226810 SH SOLE 226810 0 0 Reinsurance Group of America Inc Common 759351604 16380 129000 SH SOLE 129000 0 0 Restaurant Brands International Inc Common 76131D103 730 13100 SH SOLE 13100 0 0 ROBO Global Robotics and Automation Index ETF ETP 301505707 3111 96600 SH SOLE 96600 0 0 Rockwell Automation Inc Common 773903109 19 125 SH SOLE 125 0 0 Rogers Communications Inc Common 775109200 168 3800 SH SOLE 3800 0 0 Royal Bank of Canada Common 780087102 30595 419628 SH SOLE 419628 0 0 Scotts Miracle-Gro Co Common 810186106 4632 49600 SH SOLE 49600 0 0 Shaw Communications Inc Common 82028K200 10238 494096 SH SOLE 494096 0 0 Sherwin-Williams Co Common 824348106 124 400 SH SOLE 400 0 0 Shopify Inc Common 82509L107 15126 222150 SH SOLE 222150 0 0 Skyworks Solutions Inc Common 83088M102 4341 44300 SH SOLE 44300 0 0 SPDR Dow Jones Industrial Average ETF ETP 78467X109 9 45 SH SOLE 45 0 0 SPDR S&P Bank ETF ETP 78464A797 4066 94600 SH SOLE 94600 0 0 SPDR S&P Biotech ETF ETP 78464A870 3106 44800 SH SOLE 44800 0 0 SPDR S&P Homebuilders ETF ETP 78464A888 1932 51900 SH SOLE 51900 0 0 SPDR S&P Insurance ETF ETP 78464A789 4297 50000 SH SOLE 50000 0 0 SPDR S&P Regional Banking ETF ETP 78464A698 2954 54100 SH SOLE 54100 0 0 SPDR S&P Semiconductor ETF ETP 78464A862 3131 51900 SH SOLE 51900 0 0 Starbucks Corp Common 855244109 257 4400 SH SOLE 4400 0 0 Suncor Energy Inc Common 867224107 15 480 SH SOLE 480 0 0 Take Two Interactive Software Inc Common 874054109 7444 125600 SH SOLE 125600 0 0 Teleflex Inc Common 879369106 7638 39425 SH SOLE 39425 0 0 Texas Instruments Inc Common 882508104 27225 337950 SH SOLE 337950 0 0 TherapeuticsMD Inc Common 88338N107 539 74900 SH SOLE 74900 0 0 T-Mobile US Inc Common 872590104 8185 126725 SH SOLE 126725 0 0 Toronto-Dominion Bank Common 891160509 26040 519864 SH SOLE 519864 0 0 TransCanada Corp Common 89353D107 6867 148800 SH SOLE 148800 0 0 UnitedHealth Group Inc Common 91324P102 25077 152900 SH SOLE 152900 0 0 Unum Group Common 91529Y106 22095 471200 SH SOLE 471200 0 0 VanEck Vectors Coal ETF ETP 92189F809 1147 82900 SH SOLE 82900 0 0 Vanguard Consumer Discretionary Index Fund;ETF ETP 92204A108 2340 16900 SH SOLE 16900 0 0 Vanguard Industrials Index Fund;ETF ETP 92204A603 1943 15700 SH SOLE 15700 0 0 Vanguard S&P Mid-Cap 400 Value Index Fund;ETF ETP 921932844 1943 17200 SH SOLE 17200 0 0 Visa Inc Common 92826C839 27034 304200 SH SOLE 304200 0 0 Walt Disney Co Common 254687106 14004 123500 SH SOLE 123500 0 0 Waste Connections Inc Common 94106B101 21551 244287 SH SOLE 244287 0 0 Wells Fargo & Co Common 949746101 223 4000 SH SOLE 4000 0 0 Western Digital Corp Common 958102105 1329 16100 SH SOLE 16100 0 0 WisdomTree Europe Hedged Equity Fund ETP 97717X701 4880 77700 SH SOLE 77700 0 0 WisdomTree Japan Hedged Equity ETF ETP 97717W851 3088 61000 SH SOLE 61000 0 0