0001536630-17-000004.txt : 20170303 0001536630-17-000004.hdr.sgml : 20170303 20170303120140 ACCESSION NUMBER: 0001536630-17-000004 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20170303 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: potrero capital research llc CENTRAL INDEX KEY: 0001536630 IRS NUMBER: 432002073 STATE OF INCORPORATION: DE FISCAL YEAR END: 0203 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-89895 FILM NUMBER: 17662227 BUSINESS ADDRESS: STREET 1: TWO EMBARCADERO CENTER STREET 2: SUITE 420 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 415-576-1104 MAIL ADDRESS: STREET 1: TWO EMBARCADERO CENTER STREET 2: SUITE 420 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: potrero capital research llc CENTRAL INDEX KEY: 0001536630 IRS NUMBER: 432002073 STATE OF INCORPORATION: DE FISCAL YEAR END: 0203 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: TWO EMBARCADERO CENTER STREET 2: SUITE 420 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 415-576-1104 MAIL ADDRESS: STREET 1: TWO EMBARCADERO CENTER STREET 2: SUITE 420 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 SC 13D/A 1 dwch_03032017.txt SC 13D/A 1 AMENDMENT NO. 3 TO THE SCHEDULE 13D DUPLICATE FILING TO CORRECT FORMATTING ISSUES IN ORIGINAL FILING UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO 240.13d-2(a) Datawatch Corporation (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 237917208 (CUSIP Number) Jack Ripsteen Potrero Capital Research, LLC Two Embarcadero, Suite 420 San Francisco, CA 94111 (415) 576-1103 (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) February 27, 2017 (Date of Event Which Requires Filing of This Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box [_] Note:Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits.See 240.13d-7 for other parties to whom copies are to be sent. _______________ The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Schedule 13D CUSIP NO. 237917208 1 NAME OF REPORTING PERSON Potrero Capital Research Partners, LP 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (see instructions) (a) [_] (b) [X] 3 SEC USE ONLY 4 SOURCE OF FUNDS: WC 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) [_] 6 CITIZENSHIP OR PLACE OF ORGANIZATION California, USA NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH 7 SOLE VOTING POWER: 0 8 SHARED VOTING POWER: 159,366 9 SOLE DISPOSITIVE POWER: 0 10 SHARED DISPOSITIVE POWER: 159,366 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 159,366 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [_] 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 1.33% 14 TYPE OF REPORTING PERSON PN CUSIP NO. 237917208 1 NAME OF REPORTING PERSON Potrero Capital Research Partners II, LP 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (see instructions) (a) [_] (b) [X] 3 SEC USE ONLY 4 SOURCE OF FUNDS: WC 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) [_] 6 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware, USA NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH 7 SOLE VOTING POWER: 0 8 SHARED VOTING POWER: 267,553 9 SOLE DISPOSITIVE POWER: 0 10 SHARED DISPOSITIVE POWER: 267,553 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 267,553 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [_] 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 2.23% 14 TYPE OF REPORTING PERSON PN CUSIP NO. 237917208 1 NAME OF REPORTING PERSON Potrero Capital Research, LLC 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (see instructions) (a) [_] (b) [X] 3 SEC USE ONLY 4 SOURCE OF FUNDS: AF 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) [_] 6 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware, USA NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH 7 SOLE VOTING POWER: 0 8 SHARED VOTING POWER: 426,919 9 SOLE DISPOSITIVE POWER: 0 10 SHARED DISPOSITIVE POWER: 426,919 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 426,919 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [_] 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 3.56% 14 TYPE OF REPORTING PERSON IA, OO CUSIP NO. 237917208 1 NAME OF REPORTING PERSON Jack Ripsteen 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (see instructions) (a) [_] (b) [X] 3 SEC USE ONLY 4 SOURCE OF FUNDS: AF 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) [_] 6 CITIZENSHIP OR PLACE OF ORGANIZATION USA NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH 7 SOLE VOTING POWER: 0 8 SHARED VOTING POWER: 426,919 9 SOLE DISPOSITIVE POWER: 0 10 SHARED DISPOSITIVE POWER: 426,919 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 426,919 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [_] 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 3.56% 14 TYPE OF REPORTING PERSON IN, HC CUSIP NO. 237917208 The following constitutes Amendment No. 2 to the Schedule 13D filed by the undersigned ("Amendment No. 2"). This Amendment No. 3 amends the Schedule 13D as specifically set forth herein. Item 5. Interest in Securities of the Issuer. Potrero and certain of its affiliates (the "Potrero Group") sold shares of the Issuer. As a result, the total shares under the control of Potrero has been reduced to 426,919 shares representing 3.56% of the outstanding shares. CUSIP NO. 237917208 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: February 28, 2017 POTRERO CAPITAL RESEARCH PARTNERS, LP By: Potrero Capital Research, LLC, its General Partner /s/ Jack Ripsteen Jack Ripsteen Managing Member POTRERO CAPITAL RESEARCH PARTNERS II, LP By: Potrero Capital Research, LLC, its General Partner /s/ Jack Ripsteen Jack Ripsteen Managing Member POTRERO CAPITAL RESEARCH, LLC /s/ Jack Ripsteen Jack Ripsteen Managing Member JACK RIPSTEEN /s/ Jack Ripsteen