Compliance Officer

0001085146-24-005405.txt : 20241107 0001085146-24-005405.hdr.sgml : 20241107 20241107115138 ACCESSION NUMBER: 0001085146-24-005405 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20240930 FILED AS OF DATE: 20241107 DATE AS OF CHANGE: 20241107 EFFECTIVENESS DATE: 20241107 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Banco BTG Pactual S.A. CENTRAL INDEX KEY: 0001536080 ORGANIZATION NAME: IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17443 FILM NUMBER: 241434136 BUSINESS ADDRESS: STREET 1: PRAIA DE BOTAFOGO,501, 5TH FLOOR STREET 2: TORRE CORCOVADO, BOTAFOGO CITY: RIO DE JANEIRO STATE: D5 ZIP: 24210-400 BUSINESS PHONE: 00 55 21 3262 9984 MAIL ADDRESS: STREET 1: PRAIA DE BOTAFOGO,501, 5TH FLOOR STREET 2: TORRE CORCOVADO, BOTAFOGO CITY: RIO DE JANEIRO STATE: D5 ZIP: 24210-400 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false false false 0001536080 XXXXXXXX 09-30-2024 09-30-2024 false Banco BTG Pactual S.A.

PRAIA DE BOTAFOGO,501, 5TH FLOOR TORRE CORCOVADO, BOTAFOGO RIO DE JANEIRO D5 24210-400

13F HOLDINGS REPORT 028-17443 N Vitor Fortunato Compliance Officer 00551133833311 /s/ Vitor Fortunato Sao Paulo D5 11-07-2024 0 158 388560184 false INFORMATION TABLE 2 infotable.xml INFORMATION TABLE ADOBE INC COM 00724F101 BBG001S5NCQ5 264068 510 SH SOLE 510 0 0 ADVANCED MICRO DEVICES INC COM 007903107 BBG001S5NN36 661406 4031 SH SOLE 4031 0 0 ADVANCED MICRO DEVICES INC COM 007903107 BBG001S5NN36 111600 18000 SH Call SOLE 18000 0 0 AERCAP HOLDINGS NV SHS N00985106 BBG001SNX4Y4 802563 8473 SH SOLE 8473 0 0 AES CORP COM 00130H105 BBG001S6B1L5 50625 37500 SH Call SOLE 37500 0 0 AES CORP COM 00130H105 BBG001S6B1L5 39875 72500 SH Put SOLE 72500 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 BBG006G2JWB1 6367200 60000 SH SOLE 60000 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 BBG006G2JWB1 112500 30000 SH Put SOLE 30000 0 0 ALIGHT INC COM CL A 01626W101 BBG00H00J2Q8 304458 41143 SH SOLE 41143 0 0 ALLY FINL INC COM 02005N100 BBG001S5RLN4 2491300 70000 SH SOLE 70000 0 0 ALMACENES EXITO S A SPON ADS 02028M105 BBG01HTN6LN1 240694 58563 SH SOLE 58563 0 0 ALPHABET INC CAP STK CL A 02079K305 BBG009S39JY5 10189824 61440 SH SOLE 61440 0 0 ALPHABET INC CAP STK CL C 02079K107 BBG009S3NB21 8175591 48900 SH SOLE 48900 0 0 AMAZON COM INC COM 023135106 BBG001S5PQL7 14296542 76727 SH SOLE 76727 0 0 AMAZON COM INC COM 023135106 BBG001S5PQL7 69740 22000 SH Put SOLE 22000 0 0 AMBEV SA SPONSORED ADR 02319V103 BBG005KLVT74 33916 13900 SH SOLE 13900 0 0 AMBIPAR EMERGENCY RESPONSE *W EXP 99/99/999 G02532110 704400 120000 SH SOLE 120000 0 0 AMERICA MOVIL SAB DE CV SPON ADS RP CL B 02390A101 BBG01FRH5ND8 1227000 75000 SH SOLE 75000 0 0 AMPLIFY ETF TR AMPLIFY ALTERNAT 032108631 BBG01L6Y0JF3 99300 30000 SH SOLE 30000 0 0 APOLLO GLOBAL MGMT INC COM 03769M106 BBG00ZNLTFL2 365237 2924 SH SOLE 2924 0 0 APPLE INC COM 037833100 BBG001S5N8V8 3203517 13749 SH SOLE 13749 0 0 APPLE INC COM 037833100 BBG001S5N8V8 74000 20000 SH Put SOLE 20000 0 0 ARCOS DORADOS HOLDINGS INC SHS CLASS -A - G0457F107 BBG001V0XGV6 8687309 996251 SH SOLE 996251 0 0 BAIDU INC SPON ADR REP A 056752108 BBG001SNBKD5 663327 6300 SH SOLE 6300 0 0 BANCO BRADESCO S A SP ADR PFD NEW 059460303 BBG001SF7657 43906 16506 SH SOLE 16506 0 0 BANCO SANTANDER BRASIL S A ADS REP 1 UNIT 05967A107 BBG001T5JFT9 74166 14100 SH SOLE 14100 0 0 BAXTER INTL INC COM 071813109 BBG001S5P1K3 246805 6500 SH Put SOLE 6500 0 0 BECTON DICKINSON & CO COM 075887109 BBG001S5P374 368883 1530 SH SOLE 1530 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 BBG001S90346 4687288 10184 SH SOLE 10184 0 0 BOOKING HOLDINGS INC COM 09857L108 BBG001S89N72 640242 152 SH SOLE 152 0 0 BROADCOM INC COM 11135F101 BBG00KHY5SY8 7630193 44233 SH SOLE 44233 0 0 BROADCOM INC COM 11135F101 BBG00KHY5SY8 133900 13000 SH Call SOLE 13000 0 0 BROADCOM INC COM 11135F101 BBG00KHY5SY8 204600 20000 SH Put SOLE 20000 0 0 BROOKFIELD CORP CL A LTD VT SH 11271J107 BBG001SF86D7 11920216 224275 SH SOLE 224275 0 0 CAESARS ENTERTAINMENT INC NE COM 12769G100 BBG0074Q3NL5 445199 10666 SH SOLE 10666 0 0 CAMECO CORP COM 13321L108 BBG001S5Y5S6 3832979 80255 SH SOLE 80255 0 0 CENTRAIS ELETRICAS BRASILEIR SPON ADR PFD B 15234Q108 BBG001S8FGV3 974504 123199 SH SOLE 123199 0 0 CENTRAL PUERTO S A SPONSORED ADR 155038201 BBG00JNMX9L5 266183 28108 SH SOLE 28108 0 0 CHUBB LIMITED COM H1467J104 BBG001S8S1L3 274547 952 SH SOLE 952 0 0 CI&T INC COM CL A G21307106 BBG00PVKYX69 295141 43467 SH SOLE 43467 0 0 CITIGROUP INC COM NEW 172967424 BBG001S72ZG4 2817000 45000 SH SOLE 45000 0 0 COCA COLA CO COM 191216100 BBG001S5SMQ8 315537 4391 SH SOLE 4391 0 0 COMPANHIA PARANAENSE DE ENER SPON ADS 20441B605 BBG001S69YL6 228497 30712 SH SOLE 30712 0 0 CONSOLIDATED EDISON INC COM 209115104 BBG001S5QRL4 14125 12500 SH Call SOLE 12500 0 0 COPA HOLDINGS SA CL A P31076105 BBG001SKXLQ1 11182913 119170 SH SOLE 119170 0 0 COSAN S A ADS 22113B103 BBG00YPGPD88 95839 10025 SH SOLE 10025 0 0 CREDICORP LTD COM G2519Y108 BBG001S8L8P1 1457351 8053 SH SOLE 8053 0 0 CRH PLC ORD G25508105 BBG001S61NK9 378379 4080 SH SOLE 4080 0 0 CROCS INC COM 227046109 BBG001SDGFR8 253418 1750 SH SOLE 1750 0 0 CROWDSTRIKE HLDGS INC CL A 22788C105 BBG00BLYKRZ7 4097947 14611 SH SOLE 14611 0 0 DELL TECHNOLOGIES INC CL C 24703L202 BBG00DW3SZT0 1533908 12940 SH SOLE 12940 0 0 DESPEGAR COM CORP ORD SHS G27358103 BBG00HFV9HL7 189373 15272 SH SOLE 15272 0 0 DISNEY WALT CO COM 254687106 BBG001S5QHF3 750282 7800 SH SOLE 7800 0 0 DOLLAR GEN CORP NEW COM 256677105 BBG001T5BM30 2089386 24706 SH SOLE 24706 0 0 ELEVANCE HEALTH INC COM 036752103 BBG001S6KBQ8 397280 764 SH SOLE 764 0 0 ELI LILLY & CO COM 532457108 BBG001S5STL8 206424 233 SH SOLE 233 0 0 EMBRAER S.A. SPONSORED ADS 29082A107 BBG001S63XQ9 3723400 105270 SH SOLE 105270 0 0 EMERSON ELEC CO COM 291011104 BBG001S5QVT7 615206 5625 SH SOLE 5625 0 0 EMERSON ELEC CO COM 291011104 BBG001S5QVT7 19000 12500 SH Put SOLE 12500 0 0 EMPRESA DIST Y COMERCIAL NOR SPON ADR 29244A102 BBG001SL6WF7 1883600 85000 SH SOLE 85000 0 0 ENEL CHILE S.A. SPONSORED ADR 29278D105 BBG00CMP50J7 255307 91508 SH SOLE 91508 0 0 FIDELITY COVINGTON TRUST MSCI UTILS INDEX 316092865 BBG005FHVXB5 1580303 30496 SH SOLE 30496 0 0 FIRST CTZNS BANCSHARES INC N CL A 31946M103 BBG001S5R2V7 250369 136 SH SOLE 136 0 0 FULL TRUCK ALLIANCE CO LTD SPONSORED ADS 35969L108 BBG01186DMM7 612680 68000 SH SOLE 68000 0 0 GE AEROSPACE COM NEW 369604301 BBG001S5PVD5 748097 3967 SH SOLE 3967 0 0 GE AEROSPACE COM NEW 369604301 BBG001S5PVD5 41920 16000 SH Put SOLE 16000 0 0 GENERAL MLS INC COM 370334104 BBG001S5RKR2 5000 10000 SH Call SOLE 10000 0 0 GEOPARK LTD USD SHS G38327105 BBG001SLK3B9 101185 12857 SH SOLE 12857 0 0 GLOBAL X FDS GB MSCI AR ETF 37950E259 BBG001V0LJT6 285687 4309 SH SOLE 4309 0 0 GLOBAL X FDS GLOBAL X COPPER 37954Y830 BBG001T8JBX7 839515 17760 SH SOLE 17760 0 0 GLOBAL X FDS GLOBAL X SILVER 37954Y848 BBG001SSPRJ8 2568588 73200 SH SOLE 73200 0 0 GLOBAL X FDS GLOBAL X URANIUM 37954Y871 BBG001TF8NP6 12358090 431950 SH SOLE 431950 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 BBG001SC07Z6 1293227 2612 SH SOLE 2612 0 0 GRUPO AVAL ACCIONES Y VALORE SPONSORED ADS 40053W101 BBG004T0ZN64 31256 15397 SH SOLE 15397 0 0 GRUPO FINANCIERO GALICIA S.A SPONSORED ADR 399909100 BBG001SKXC54 4399920 104536 SH SOLE 104536 0 0 HALLIBURTON CO COM 406216101 BBG001S5RS59 490945 16900 SH SOLE 16900 0 0 HARLEY DAVIDSON INC COM 412822108 BBG001S5RTY5 15977890 414687 SH SOLE 414687 0 0 HCA HEALTHCARE INC COM 40412C101 BBG001T8NTY2 414559 1020 SH SOLE 1020 0 0 HILTON WORLDWIDE HLDGS INC COM 43300A203 BBG0058KMH49 693805 3010 SH SOLE 3010 0 0 HUBSPOT INC COM 443573100 BBG001T53670 397637 748 SH SOLE 748 0 0 INTER & CO INC CLASS A COM G4R20B107 BBG017Y8GKR7 1123376 168675 SH SOLE 168675 0 0 INTERCONTINENTAL EXCHANGE IN COM 45866F104 BBG001SDJ4R0 1201748 7481 SH SOLE 7481 0 0 INVESCO EXCH TRADED FD TR II INVESCO PHLX SM 46138G615 BBG011B9WCN7 4197023 103045 SH SOLE 103045 0 0 INVESCO EXCH TRADED FD TR II S&P500 LOW VOL 46138E354 BBG001V18CG8 11303357 157582 SH SOLE 157582 0 0 ISHARES INC MSCI CHILE ETF 464286640 BBG001T0LL05 3935467 144262 SH SOLE 144262 0 0 ISHARES SILVER TR ISHARES 46428Q109 BBG001SQLN69 3386756 119210 SH SOLE 119210 0 0 ISHARES TR CHINA LG-CAP ETF 464287184 BBG001SMDNB1 751597 23650 SH SOLE 23650 0 0 ISHARES TR ESG AWR MSCI USA 46435G425 BBG00FFPFTS4 555192 4400 SH SOLE 4400 0 0 ISHARES TR GLOBAL TECH ETF 464287291 BBG001S60KQ0 1733130 21000 SH SOLE 21000 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 BBG001SK77D5 339364 7400 SH SOLE 7400 0 0 ISHARES TR MSCI PERU AND GL 464289842 BBG001T4R2P6 342892 7941 SH SOLE 7941 0 0 ISHARES TR RUS 2000 GRW ETF 464287648 BBG001S562F8 383400 1350 SH SOLE 1350 0 0 JABIL INC COM 466313103 BBG001S7RB70 37250 12500 SH Put SOLE 12500 0 0 JD.COM INC SPON ADS CL A 47215P106 BBG005YHY0R6 3520000 88000 SH SOLE 88000 0 0 JD.COM INC SPON ADS CL A 47215P106 BBG005YHY0R6 52170 37000 SH Put SOLE 37000 0 0 JPMORGAN CHASE & CO. COM 46625H100 BBG001S8CRC3 480339 2278 SH SOLE 2278 0 0 KRANESHARES TRUST CSI CHI INTERNET 500767306 BBG004XB9HZ5 6861834 201700 SH SOLE 201700 0 0 KRANESHARES TRUST CSI CHI INTERNET 500767306 BBG004XB9HZ5 113100 130000 SH Put SOLE 130000 0 0 LARGO INC COM 517097101 BBG001S6KXR9 41804 20002 SH SOLE 20002 0 0 LISTED FD TR ROUNDHILL BALL 53656F417 BBG011J1MP12 571976 42400 SH SOLE 42400 0 0 LOMA NEGRA C I A S A MTN 14 SPONSORED ADS 54150E104 BBG00HMSHSQ8 1036556 128605 SH SOLE 128605 0 0 LPL FINL HLDGS INC COM 50212V100 BBG001T5GK39 7680279 33015 SH SOLE 33015 0 0 MERCADOLIBRE INC COM 58733R102 BBG001SM32G3 5722916 2789 SH SOLE 2789 0 0 META PLATFORMS INC CL A 30303M102 BBG001SQCQC5 23295446 40695 SH SOLE 40695 0 0 MICRON TECHNOLOGY INC COM 595112103 BBG001S6P675 1387121 13375 SH SOLE 13375 0 0 MICRON TECHNOLOGY INC COM 595112103 BBG001S6P675 49375 12500 SH Call SOLE 12500 0 0 MICROSOFT CORP COM 594918104 BBG001S5TD05 19426754 45147 SH SOLE 45147 0 0 MICROSOFT CORP COM 594918104 BBG001S5TD05 138450 13000 SH Put SOLE 13000 0 0 MOODYS CORP COM 615369105 BBG001S5VP87 379672 800 SH SOLE 800 0 0 NASDAQ INC COM 631103108 BBG001SKTBJ6 401555 5500 SH SOLE 5500 0 0 NICE LTD SPONSORED ADR 653656108 BBG001S9RK49 503643 2900 SH SOLE 2900 0 0 NVIDIA CORPORATION COM 67066G104 BBG001S5TZJ6 17653733 145370 SH SOLE 145370 0 0 NVIDIA CORPORATION COM 67066G104 BBG001S5TZJ6 35125 12500 SH Put SOLE 12500 0 0 PAGSEGURO DIGITAL LTD COM CL A G68707101 BBG00JM7QCG6 2289399 265900 SH SOLE 265900 0 0 PAGSEGURO DIGITAL LTD COM CL A G68707101 BBG00JM7QCG6 3267 36300 SH Call SOLE 36300 0 0 PAGSEGURO DIGITAL LTD COM CL A G68707101 BBG00JM7QCG6 195765 126300 SH Put SOLE 126300 0 0 PAMPA ENERGIA S A SPONS ADR LVL I 697660207 BBG001T5K0S1 4527616 75410 SH SOLE 75410 0 0 PROCTER AND GAMBLE CO COM 742718109 BBG001S5V4L9 266555 1539 SH SOLE 1539 0 0 QUALCOMM INC COM 747525103 BBG001S6VS70 2703795 15900 SH SOLE 15900 0 0 S&P GLOBAL INC COM 78409V104 BBG001S5T5M8 402964 780 SH SOLE 780 0 0 SALESFORCE INC COM 79466L302 BBG001SDLP09 345422 1262 SH SOLE 1262 0 0 SCHLUMBERGER LTD COM STK 806857108 BBG001S5W4C8 210379 5015 SH SOLE 5015 0 0 SCHLUMBERGER LTD COM STK 806857108 BBG001S5W4C8 13500 15000 SH Call SOLE 15000 0 0 SCHWAB CHARLES CORP COM 808513105 BBG001S5VXD4 2916450 45000 SH SOLE 45000 0 0 SELECT SECTOR SPDR TR ENERGY 81369Y506 BBG001S7T1S7 359190 4091 SH SOLE 4091 0 0 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 BBG001S7T1Q9 4699478 23454 SH SOLE 23454 0 0 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 BBG001S7T107 58000 100000 SH Put SOLE 100000 0 0 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 BBG001S7TD56 3126509 38704 SH SOLE 38704 0 0 SIX FLAGS ENTERTAINMENT CORP COM 83001C108 BBG01K8GRMY5 14767609 366351 SH SOLE 366351 0 0 SPDR DOW JONES INDL AVERAGE UT SER 1 78467X109 BBG001S8LH99 348228 823 SH SOLE 823 0 0 SPDR GOLD TR GOLD SHS 78463V107 BBG001SCPX28 1312524 5400 SH SOLE 5400 0 0 SPDR GOLD TR GOLD SHS 78463V107 BBG001SCPX28 505800 90000 SH Call SOLE 90000 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 BBG001S72SM3 409091 713 SH SOLE 713 0 0 SPDR SER TR PRTFLO S&P500 GW 78464A409 BBG001SD7RB9 3472864 41872 SH SOLE 41872 0 0 SPDR SER TR S&P METALS MNG 78464A755 BBG001SMH2W0 375948 5900 SH SOLE 5900 0 0 SPOTIFY TECHNOLOGY S A SHS L8681T102 BBG003T4VFD1 794551 2156 SH SOLE 2156 0 0 STONECO LTD COM CL A G85158106 BBG00M4ZQF98 1689000 150000 SH SOLE 150000 0 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 BBG001S5WWW4 28475975 163966 SH SOLE 163966 0 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 BBG001S5WWW4 154070 31000 SH Put SOLE 31000 0 0 TECK RESOURCES LTD CL B 878742204 BBG001S60LH8 2188856 41900 SH SOLE 41900 0 0 TENET HEALTHCARE CORP COM NEW 88033G407 BBG001S70FY0 423810 2550 SH SOLE 2550 0 0 TESLA INC COM 88160R101 BBG001SQKGD7 451320 45300 SH Put SOLE 45300 0 0 TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS 881624209 BBG001S62NT9 404369 22440 SH SOLE 22440 0 0 TEXAS INSTRS INC COM 882508104 BBG001S5WYZ7 992156 4803 SH SOLE 4803 0 0 THE CIGNA GROUP COM 125523100 BBG00KXRCDQ9 1001212 2890 SH SOLE 2890 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 BBG001S5WS08 1534672 2481 SH SOLE 2481 0 0 UNITEDHEALTH GROUP INC COM 91324P102 BBG001S6WCJ1 602220 1030 SH SOLE 1030 0 0 VANECK ETF TRUST GOLD MINERS ETF 92189F106 BBG001SR42Z0 6289091 157938 SH SOLE 157938 0 0 VANECK ETF TRUST JUNIOR GOLD MINE 92189F791 BBG001T60G06 2763134 56610 SH SOLE 56610 0 0 VANECK ETF TRUST SEMICONDUCTR ETF 92189F676 BBG002D68GN8 349700 60000 SH Put SOLE 60000 0 0 VANECK ETF TRUST VANECK VIETNAM 92189F817 BBG001T5CFW2 766800 60000 SH SOLE 60000 0 0 VINCI PARTNERS INVTS LTD COM CL A G9451V109 BBG00YRJVWR0 193546 19491 SH SOLE 19491 0 0 VISTA ENERGY S.A.B. DE C.V. SPONSORED ADS 92837L109 BBG00PMMBRR0 3013297 68205 SH SOLE 68205 0 0 VISTRA CORP COM 92840M102 BBG00DXDL6R0 990994 8360 SH SOLE 8360 0 0 VISTRA CORP COM 92840M102 BBG00DXDL6R0 65000 12500 SH Put SOLE 12500 0 0 VTEX SHS CL A G9470A102 BBG011M1L6B0 3038913 408456 SH SOLE 408456 0 0 XP INC CL A G98239109 BBG00QVJYHP4 847593 47246 SH SOLE 47246 0 0 YPF SOCIEDAD ANONIMA SPON ADR CL D 984245100 BBG001S61Q40 2707563 127655 SH SOLE 127655 0 0