Compliance Officer

0001085146-23-004384.txt : 20231114 0001085146-23-004384.hdr.sgml : 20231114 20231114130227 ACCESSION NUMBER: 0001085146-23-004384 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230930 FILED AS OF DATE: 20231114 DATE AS OF CHANGE: 20231114 EFFECTIVENESS DATE: 20231114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Banco BTG Pactual S.A. CENTRAL INDEX KEY: 0001536080 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17443 FILM NUMBER: 231403429 BUSINESS ADDRESS: STREET 1: PRAIA DE BOTAFOGO,501, 5TH FLOOR STREET 2: TORRE CORCOVADO, BOTAFOGO CITY: RIO DE JANEIRO STATE: D5 ZIP: 24210-400 BUSINESS PHONE: 00 55 21 3262 9984 MAIL ADDRESS: STREET 1: PRAIA DE BOTAFOGO,501, 5TH FLOOR STREET 2: TORRE CORCOVADO, BOTAFOGO CITY: RIO DE JANEIRO STATE: D5 ZIP: 24210-400 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false false false 0001536080 XXXXXXXX 09-30-2023 09-30-2023 false Banco BTG Pactual S.A.

PRAIA DE BOTAFOGO,501, 5TH FLOOR TORRE CORCOVADO, BOTAFOGO RIO DE JANEIRO D5 24210-400

13F HOLDINGS REPORT 028-17443 N Vitor Fortunato Compliance Officer 00551133833311 /s/ Vitor Fortunato Sao Paulo D5 11-14-2023 0 122 415873872 false INFORMATION TABLE 2 infotable.xml INFORMATION TABLE ADVANCED MICRO DEVICES INC COM 007903107 BBG001S5NN36 277203 2696 SH SOLE 2696 0 0 AES CORP COM 00130H105 BBG001S6B1L5 184938 12167 SH SOLE 12167 0 0 AES CORP COM 00130H105 BBG001S6B1L5 228000 15000 SH Call SOLE 15000 0 0 AES CORP COM 00130H105 BBG001S6B1L5 231040 15200 SH Put SOLE 15200 0 0 ALASKA AIR GROUP INC COM 011659109 BBG001S5NLG6 441771 11914 SH SOLE 11914 0 0 ALMACENES EXITO S A SPON ADS 02028M105 BBG01HTN6LN1 49482515 9029656 SH SOLE 9029656 0 0 ALPHABET INC CAP STK CL A 02079K305 BBG009S39JY5 1349952 10316 SH SOLE 10316 0 0 ALPHABET INC CAP STK CL C 02079K107 BBG009S3NB21 1318500 10000 SH SOLE 10000 0 0 AMAZON COM INC COM 023135106 BBG001S5PQL7 1046198 8230 SH SOLE 8230 0 0 AMBEV SA SPONSORED ADR 02319V103 BBG005KLVT74 37926 14700 SH SOLE 14700 0 0 AMERICAN EXPRESS CO COM 025816109 BBG001S5P034 282566 1894 SH SOLE 1894 0 0 AMGEN INC COM 031162100 BBG001S5NNL6 519513 1933 SH SOLE 1933 0 0 APPLE INC COM 037833100 BBG001S5N8V8 428025 2500 SH Put SOLE 2500 0 0 ARCH CAP GROUP LTD ORD G0450A105 BBG001S9HZ74 261927 3286 SH SOLE 3286 0 0 ARCOS DORADOS HOLDINGS INC SHS CLASS -A - G0457F107 BBG001V0XGV6 2362162 249700 SH SOLE 249700 0 0 AXON ENTERPRISE INC COM 05464C101 BBG001SB2HG5 298485 1500 SH Call SOLE 1500 0 0 AZUL S A SPONSR ADR PFD 05501U106 BBG007NH4TV9 1631293 189906 SH SOLE 189906 0 0 BAIDU INC SPON ADR REP A 056752108 BBG001SNBKD5 622175 4631 SH SOLE 4631 0 0 BAKER HUGHES COMPANY CL A 05722G100 BBG00GBVBK60 439345 12439 SH SOLE 12439 0 0 BANCO BRADESCO S A SP ADR PFD NEW 059460303 BBG001SF7657 47042 16506 SH SOLE 16506 0 0 BANCO SANTANDER BRASIL S A ADS REP 1 UNIT 05967A107 BBG001T5JFT9 68229 13300 SH SOLE 13300 0 0 CENTRAIS ELETRICAS BRASILEIR SPONSORED ADR 15234Q207 BBG001S8FGT6 238430 32617 SH SOLE 32617 0 0 CHEVRON CORP NEW COM 166764100 BBG001S67ZC5 428632 2542 SH SOLE 2542 0 0 CHURCH & DWIGHT CO INC COM 171340102 BBG001S5PR99 366520 4000 SH Put SOLE 4000 0 0 CI&T INC COM CL A G21307106 BBG00PVKYX69 282536 43467 SH SOLE 43467 0 0 CIA ENERGETICA DE MINAS GERA SP ADR N-V PFD 204409601 BBG001S64WN3 3310802 1368100 SH SOLE 1368100 0 0 CLARUS CORP NEW COM 18270P109 BBG001SBNNC3 2831674 374560 SH SOLE 374560 0 0 COCA COLA CO COM 191216100 BBG001S5SMQ8 552187 9864 SH SOLE 9864 0 0 COMPANHIA BRASILEIRA DE DIST SPONSORED ADR 20440T300 BBG001S9YV92 75807 113739 SH SOLE 113739 0 0 COMPANHIA DE SANEAMENTO BASI SPONSORED ADR 20441A102 BBG001S8LLN4 1374408 113400 SH SOLE 113400 0 0 COPA HOLDINGS SA CL A P31076105 BBG001SKXLQ1 3368736 37800 SH SOLE 37800 0 0 DEXCOM INC COM 252131107 BBG001SKZG99 946622 10146 SH SOLE 10146 0 0 DISNEY WALT CO COM 254687106 BBG001S5QHF3 205462 2535 SH SOLE 2535 0 0 ELEVANCE HEALTH INC COM 036752103 BBG001S6KBQ8 522504 1200 SH SOLE 1200 0 0 ETF MANAGERS TR ETFMG ALTR HRVST 26924G508 BBG00B9M3PB6 109500 30000 SH SOLE 30000 0 0 FULL TRUCK ALLIANCE CO LTD SPONSORED ADS 35969L108 BBG01186DMM7 341539 48514 SH SOLE 48514 0 0 GLOBAL X FDS GLOBAL X COPPER 37954Y830 BBG001T8JBX7 819990 22521 SH SOLE 22521 0 0 GLOBAL X FDS GLOBAL X URANIUM 37954Y871 BBG001TF8NP6 11560952 427550 SH SOLE 427550 0 0 GLOBAL X FDS GLOBAL X URANIUM 37954Y871 BBG001TF8NP6 1487200 55000 SH Call SOLE 55000 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 BBG001SC07Z6 1897414 5864 SH SOLE 5864 0 0 GRUPO AVAL ACCIONES Y VALORE SPONSORED ADS 40053W101 BBG004T0ZN64 63467 26226 SH SOLE 26226 0 0 GRUPO FINANCIERO GALICIA S.A SPONSORED ADR 399909100 BBG001SKXC54 652500 50000 SH SOLE 50000 0 0 HDFC BANK LTD SPONSORED ADS 40415F101 BBG001SJB7J7 1416240 24000 SH SOLE 24000 0 0 HILTON WORLDWIDE HLDGS INC COM 43300A203 BBG0058KMH49 390468 2600 SH SOLE 2600 0 0 HOME DEPOT INC COM 437076102 BBG001S5RTW7 863271 2857 SH SOLE 2857 0 0 HOWMET AEROSPACE INC COM 443201108 BBG00DYNJH69 536500 11600 SH SOLE 11600 0 0 INTER & CO INC CLASS A COM G4R20B107 BBG017Y8GKR7 13826024 3456506 SH SOLE 3456506 0 0 INVESCO EXCH TRADED FD TR II INVESCO PHLX SM 46138G615 BBG011B9WCN7 512462 18945 SH SOLE 18945 0 0 INVESCO EXCH TRADED FD TR II S&P500 LOW VOL 46138E354 BBG001V18CG8 9902117 168432 SH SOLE 168432 0 0 INVESCO EXCHANGE TRADED FD T WATER RES ETF 46137V142 BBG001SPPQG9 334502 6290 SH SOLE 6290 0 0 IRON MTN INC DEL COM 46284V101 BBG001SCQ2X1 249274 4193 SH SOLE 4193 0 0 IRSA INVERSIONES Y REP S A GLOBL DEP RCPT 450047204 BBG001S8CL18 1133043 193352 SH SOLE 193352 0 0 ISHARES INC MSCI BRAZIL ETF 464286400 BBG001SFN5N1 50669907 1652100 SH Call SOLE 1652100 0 0 ISHARES INC MSCI BRAZIL ETF 464286400 BBG001SFN5N1 6134000 200000 SH Put SOLE 200000 0 0 ISHARES INC MSCI MEXICO ETF 464286822 BBG001S8SYQ6 4483710 77000 SH SOLE 77000 0 0 ISHARES INC MSCI STH KOR ETF 464286772 BBG001SF9FC7 2781968 47200 SH SOLE 47200 0 0 ISHARES SILVER TR ISHARES 46428Q109 BBG001SQLN69 234927 11550 SH SOLE 11550 0 0 ISHARES TR CHINA LG-CAP ETF 464287184 BBG001SMDNB1 9780285 368650 SH SOLE 368650 0 0 ISHARES TR CHINA LG-CAP ETF 464287184 BBG001SMDNB1 31836000 1200000 SH Call SOLE 1200000 0 0 ISHARES TR CHINA LG-CAP ETF 464287184 BBG001SMDNB1 10612000 400000 SH Put SOLE 400000 0 0 ISHARES TR GL CLEAN ENE ETF 464288224 BBG001S7XDQ8 266084 18200 SH SOLE 18200 0 0 ISHARES TR GLOBAL TECH ETF 464287291 BBG001S60KQ0 1365024 23600 SH SOLE 23600 0 0 ISHARES TR IBOXX INV CP ETF 464287242 BBG001S60QR6 3183024 31200 SH SOLE 31200 0 0 ISHARES TR MSCI POLAND ETF 46429B606 BBG001S56L11 215244 12580 SH SOLE 12580 0 0 ISHARES TR TIPS BD ETF 464287176 BBG001SD9RM5 829760 8000 SH Call SOLE 8000 0 0 JACOBS SOLUTIONS INC COM 46982L108 BBG019C1BQS3 800573 5865 SH SOLE 5865 0 0 JOHNSON & JOHNSON COM 478160104 BBG001S5SHQ9 446847 2869 SH SOLE 2869 0 0 JPMORGAN CHASE & CO COM 46625H100 BBG001S8CRC3 925228 6380 SH SOLE 6380 0 0 LISTED FD TR ROUNDHILL BALL 53656F417 BBG011J1MP12 401952 42400 SH SOLE 42400 0 0 LOMA NEGRA C I A S A MTN 14 SPONSORED ADS 54150E104 BBG00HMSHSQ8 775488 128605 SH SOLE 128605 0 0 MERCADOLIBRE INC COM 58733R102 BBG001SM32G3 17047914 13446 SH SOLE 13446 0 0 MERCK & CO INC COM 58933Y105 BBG001S5TC52 439082 4265 SH SOLE 4265 0 0 META PLATFORMS INC CL A 30303M102 BBG001SQCQC5 5362951 17864 SH SOLE 17864 0 0 MICROSOFT CORP COM 594918104 BBG001S5TD05 3315059 10499 SH SOLE 10499 0 0 MODERNA INC COM 60770K107 BBG003PHHZV8 448898 4346 SH SOLE 4346 0 0 MOODYS CORP COM 615369105 BBG001S5VP87 252936 800 SH SOLE 800 0 0 NATURA &CO HLDG S A ADS 63884N108 BBG00R4ZKQD4 2264165 392403 SH SOLE 392403 0 0 NIKE INC CL B 654106103 BBG001S6NTK2 1921771 20098 SH SOLE 20098 0 0 NU HLDGS LTD ORD SHS CL A G6683N103 BBG0136WM2Y9 7709425 1063369 SH SOLE 1063369 0 0 NVIDIA CORPORATION COM 67066G104 BBG001S5TZJ6 3736564 8590 SH SOLE 8590 0 0 OLD DOMINION FREIGHT LINE IN COM 679580100 BBG001S6WQT9 409140 1000 SH Put SOLE 1000 0 0 PAGSEGURO DIGITAL LTD COM CL A G68707101 BBG00JM7QCG6 113652 13200 SH SOLE 13200 0 0 PAGSEGURO DIGITAL LTD COM CL A G68707101 BBG00JM7QCG6 1777965 206500 SH Call SOLE 206500 0 0 PAGSEGURO DIGITAL LTD COM CL A G68707101 BBG00JM7QCG6 1777965 206500 SH Put SOLE 206500 0 0 PAMPA ENERGIA S A SPONS ADR LVL I 697660207 BBG001T5K0S1 270075 7229 SH SOLE 7229 0 0 PATRIA INVESTMENTS LIMITED COM CL A G69451105 BBG00YQ7XKN5 597488 40980 SH SOLE 40980 0 0 PDD HOLDINGS INC SPONSORED ADS 722304102 BBG00LBLDFH8 546838 5576 SH SOLE 5576 0 0 PROCTER AND GAMBLE CO COM 742718109 BBG001S5V4L9 647618 4440 SH SOLE 4440 0 0 S&P GLOBAL INC COM 78409V104 BBG001S5T5M8 438492 1200 SH SOLE 1200 0 0 SCHWAB CHARLES CORP COM 808513105 BBG001S5VXD4 4961148 90367 SH SOLE 90367 0 0 SELECT SECTOR SPDR TR ENERGY 81369Y506 BBG001S7T1S7 11273531 124721 SH SOLE 124721 0 0 SELECT SECTOR SPDR TR ENERGY 81369Y506 BBG001S7T1S7 23411010 259000 SH Call SOLE 259000 0 0 SELECT SECTOR SPDR TR RL EST SEL SEC 81369Y860 BBG00B597137 2095714 61512 SH SOLE 61512 0 0 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 BBG001S7T107 206430 3000 SH Put SOLE 3000 0 0 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 BBG001S7TD56 2060193 34960 SH SOLE 34960 0 0 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 BBG001S7R733 2142373 27274 SH SOLE 27274 0 0 SEMANTIX INC CL A ORD SHS G6332A106 BBG018NBPT00 141915 79282 SH SOLE 79282 0 0 SEMANTIX INC CL A ORD SHS G6332A106 BBG018NBPT00 967556 540534 SH Call SOLE 540534 0 0 SENDAS DISTRIBUIDORA S A SPON ADS 81689T104 BBG00ZDRF822 247985 20360 SH SOLE 20360 0 0 SIGMA LITHIUM CORPORATION COM 826599102 BBG0027F58B9 15739888 485200 SH Call SOLE 485200 0 0 SIX FLAGS ENTMT CORP NEW COM 83001A102 BBG001S8H000 9322185 396520 SH SOLE 396520 0 0 SPDR GOLD TR GOLD SHS 78463V107 BBG001SCPX28 2793778 16295 SH SOLE 16295 0 0 SPDR GOLD TR GOLD SHS 78463V107 BBG001SCPX28 17145000 100000 SH Call SOLE 100000 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 BBG001S72SM3 961830 2250 SH SOLE 2250 0 0 SPDR SER TR PRTFLO S&P500 VL 78464A508 BBG001SG4284 2370800 57460 SH SOLE 57460 0 0 SPDR SER TR S&P HOMEBUILD 78464A888 BBG001SQDKH2 4747340 62000 SH Put SOLE 62000 0 0 SPDR SER TR S&P METALS MNG 78464A755 BBG001SMH2W0 309750 5900 SH SOLE 5900 0 0 SPDR SER TR S&P OILGAS EXP 78468R556 BBG001SB12P9 288129 1948 SH SOLE 1948 0 0 SPROTT FDS TR URANIUM MINERS E 85208P303 BBG016ZGFLP1 330190 7000 SH SOLE 7000 0 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 BBG001S5WWW4 1551165 17850 SH SOLE 17850 0 0 TESLA INC COM 88160R101 BBG001SQKGD7 261730 1046 SH SOLE 1046 0 0 THE CIGNA GROUP COM 125523100 BBG00KXRCDQ9 305237 1067 SH SOLE 1067 0 0 TRANSPORTADORA DE GAS SUR SPONSORED ADS B 893870204 BBG001S80GV9 423529 41604 SH SOLE 41604 0 0 VALE S A SPONSORED ADS 91912E105 BBG001SB54S8 2172944 162160 SH SOLE 162160 0 0 VANECK ETF TRUST GOLD MINERS ETF 92189F106 BBG001SR42Z0 339523 12617 SH SOLE 12617 0 0 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 BBG001T2YZG9 607161 6516 SH SOLE 6516 0 0 VISA INC COM CL A 92826C839 BBG001SRCFY3 351915 1530 SH SOLE 1530 0 0 VTEX SHS CL A G9470A102 BBG011M1L6B0 292865 58456 SH SOLE 58456 0 0 WALMART INC COM 931142103 BBG001S5XH92 229340 1434 SH SOLE 1434 0 0 WALMART INC COM 931142103 BBG001S5XH92 239895 1500 SH Call SOLE 1500 0 0 XP INC CL A G98239109 BBG00QVJYHP4 10452276 453461 SH SOLE 453461 0 0 YPF SOCIEDAD ANONIMA SPON ADR CL D 984245100 BBG001S61Q40 149940 12240 SH SOLE 12240 0 0