Compliance Officer

0001085146-23-000805.txt : 20230208 0001085146-23-000805.hdr.sgml : 20230208 20230208165453 ACCESSION NUMBER: 0001085146-23-000805 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20221231 FILED AS OF DATE: 20230208 DATE AS OF CHANGE: 20230208 EFFECTIVENESS DATE: 20230208 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Banco BTG Pactual S.A. CENTRAL INDEX KEY: 0001536080 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17443 FILM NUMBER: 23599829 BUSINESS ADDRESS: STREET 1: PRAIA DE BOTAFOGO,501, 5TH FLOOR STREET 2: TORRE CORCOVADO, BOTAFOGO CITY: RIO DE JANEIRO STATE: D5 ZIP: 24210-400 BUSINESS PHONE: 00 55 21 3262 9984 MAIL ADDRESS: STREET 1: PRAIA DE BOTAFOGO,501, 5TH FLOOR STREET 2: TORRE CORCOVADO, BOTAFOGO CITY: RIO DE JANEIRO STATE: D5 ZIP: 24210-400 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false false false 0001536080 XXXXXXXX 12-31-2022 12-31-2022 false Banco BTG Pactual S.A.

PRAIA DE BOTAFOGO,501, 5TH FLOOR TORRE CORCOVADO, BOTAFOGO RIO DE JANEIRO D5 24210-400

13F HOLDINGS REPORT 028-17443 N Vitor Fortunato Compliance Officer 00551133833311 /s/ Vitor Fortunato Sao Paulo D5 02-08-2023 0 161 174722531 false INFORMATION TABLE 2 infotable.xml INFORMATION TABLE 1LIFE HEALTHCARE INC COM 68269G107 BBG0026ZDDR9 267360 16000 SH SOLE 16000 0 0 ADVISORSHARES TR PURE CANNABIS 00768Y495 BBG00NWTW2H2 1496880 415800 SH SOLE 415800 0 0 ADVISORSHARES TR PURE US CANNABIS 00768Y453 BBG00X28J8Y2 280299 40100 SH SOLE 40100 0 0 ALCOA CORP COM 013872106 BBG00B3T3HF1 204206 4491 SH SOLE 4491 0 0 ALPHABET INC CAP STK CL A 02079K305 BBG009S39JY5 2335183 26467 SH SOLE 26467 0 0 ALPHABET INC CAP STK CL A 02079K305 BBG009S39JY5 11558 131 SH Call SOLE 131 0 0 ALPHABET INC CAP STK CL A 02079K305 BBG009S39JY5 11029 125 SH Put SOLE 125 0 0 ALPHABET INC CAP STK CL C 02079K107 BBG009S3NB21 2661900 30000 SH SOLE 30000 0 0 AMBEV SA SPONSORED ADR 02319V103 BBG005KLVT74 6512768 2394400 SH SOLE 2394400 0 0 AMYRIS INC COM NEW 03236M200 BBG001T20G05 128414 83931 SH SOLE 83931 0 0 APPLE INC COM 037833100 BBG001S5N8V8 254923 1962 SH SOLE 1962 0 0 ARCO PLATFORM LTD COM CL A G04553106 BBG00LV0Z4B9 1894050 140300 SH SOLE 140300 0 0 BANCO SANTANDER BRASIL S A ADS REP 1 UNIT 05967A107 BBG001T5JFT9 562085 104283 SH SOLE 104283 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 BBG001S90346 906930 2936 SH SOLE 2936 0 0 BILL COM HLDGS INC COM 090043100 BBG00QVJV7L3 517778 4752 SH SOLE 4752 0 0 BILL COM HLDGS INC COM 090043100 BBG00QVJV7L3 16344 150 SH Put SOLE 150 0 0 BLOOM ENERGY CORP COM CL A 093712107 BBG001T53509 901776 47164 SH SOLE 47164 0 0 BLOOM ENERGY CORP COM CL A 093712107 BBG001T53509 8623 451 SH Put SOLE 451 0 0 BROADCOM INC COM 11135F101 BBG00KHY5SY8 676547 1210 SH SOLE 1210 0 0 BROADCOM INC COM 11135F101 BBG00KHY5SY8 11183 20 SH Put SOLE 20 0 0 CAMPBELL SOUP CO COM 134429109 BBG001S5Q2B0 604842 10658 SH SOLE 10658 0 0 CAMPBELL SOUP CO COM 134429109 BBG001S5Q2B0 11350 200 SH Put SOLE 200 0 0 CANAAN INC SPONSORED ADS 134748102 BBG00QQ10GC2 784444 380798 SH SOLE 380798 0 0 CARMAX INC COM 143130102 BBG001SD9561 229190 3764 SH SOLE 3764 0 0 CARMAX INC COM 143130102 BBG001SD9561 13701 225 SH Put SOLE 225 0 0 CATERPILLAR INC COM 149123101 BBG001S5PJ06 767790 3205 SH SOLE 3205 0 0 CENTRAIS ELETRICAS BRASILEIR SPONSORED ADR 15234Q207 BBG001S8FGT6 1586000 200000 SH SOLE 200000 0 0 CHARTER COMMUNICATIONS INC N CL A 16119P108 BBG001T3TDG2 296373 874 SH SOLE 874 0 0 CHARTER COMMUNICATIONS INC N CL A 16119P108 BBG001T3TDG2 10173 30 SH Put SOLE 30 0 0 CI&T INC COM CL A G21307106 BBG00PVKYX69 282536 43467 SH SOLE 43467 0 0 CIA ENERGETICA DE MINAS GERA SP ADR N-V PFD 204409601 BBG001S64WN3 517364 254859 SH SOLE 254859 0 0 CINTAS CORP COM 172908105 BBG001S7CRG1 861239 1907 SH SOLE 1907 0 0 CLARUS CORP NEW COM 18270P109 BBG001SBNNC3 7350118 937515 SH SOLE 937515 0 0 COMMSCOPE HLDG CO INC COM 20337X109 BBG004LTL7M1 534286 72692 SH SOLE 72692 0 0 COMMSCOPE HLDG CO INC COM 20337X109 BBG004LTL7M1 12671 1724 SH Put SOLE 1724 0 0 COMPANHIA BRASILEIRA DE DIST SPONSORED ADR 20440T300 BBG001S9YV92 7078673 2283443 SH SOLE 2283443 0 0 COMPANHIA PARANAENSE ENERG C SPON ADS 20441B605 BBG001S69YL6 3244128 451200 SH SOLE 451200 0 0 COPA HOLDINGS SA CL A P31076105 BBG001SKXLQ1 1497060 18000 SH SOLE 18000 0 0 CORPORACION AMER ARPTS S A COM L1995B107 BBG00JFCJ8Z9 402104 46060 SH SOLE 46060 0 0 COSAN S A ADS 22113B103 BBG00YPGPD88 3451275 264263 SH SOLE 264263 0 0 DARLING INGREDIENTS INC COM 237266101 BBG001SB7RP8 244101 3900 SH SOLE 3900 0 0 EBIX INC COM NEW 278715206 BBG001S90C28 479040 24000 SH SOLE 24000 0 0 ECOPETROL S A SPONSORED ADS 279158109 BBG001T3G3D1 3141000 300000 SH SOLE 300000 0 0 ENOVIX CORPORATION COM 293594107 BBG00YC538B7 258951 20816 SH SOLE 20816 0 0 ENOVIX CORPORATION COM 293594107 BBG00YC538B7 14007 1126 SH Put SOLE 1126 0 0 ETF MANAGERS TR ETFMG ALTR HRVST 26924G508 BBG00B9M3PB6 127800 30000 SH SOLE 30000 0 0 EXACT SCIENCES CORP COM 30063P105 BBG001SGCLB9 764434 15440 SH SOLE 15440 0 0 EXXON MOBIL CORP COM 30231G102 BBG001S69V32 828905 7515 SH SOLE 7515 0 0 FIDELITY NATL INFORMATION SV COM 31620M106 BBG001S8SWQ0 397126 5853 SH SOLE 5853 0 0 FIDELITY NATL INFORMATION SV COM 31620M106 BBG001S8SWQ0 12213 180 SH Put SOLE 180 0 0 FRONTLINE LTD SHS NEW G3682E192 BBG001S66K75 468774 38614 SH SOLE 38614 0 0 FRONTLINE LTD SHS NEW G3682E192 BBG001S66K75 10926 900 SH Put SOLE 900 0 0 FUBOTV INC COM 35953D104 BBG002CV4QZ3 517086 297176 SH SOLE 297176 0 0 GENERAC HLDGS INC COM 368736104 BBG001T5VGH6 362376 3600 SH SOLE 3600 0 0 GENERAL MTRS CO COM 37045V100 BBG001SM1DK6 237330 7055 SH SOLE 7055 0 0 GENERAL MTRS CO COM 37045V100 BBG001SM1DK6 5012 149 SH Put SOLE 149 0 0 GERON CORP COM 374163103 BBG001S6TSX4 1427754 589981 SH SOLE 589981 0 0 GLOBAL X FDS GLOBAL X COPPER 37954Y830 BBG001T8JBX7 888230 25070 SH SOLE 25070 0 0 GLOBAL X FDS GLOBAL X URANIUM 37954Y871 BBG001TF8NP6 8499864 423300 SH SOLE 423300 0 0 GLOBAL X FDS LITHIUM BTRY ETF 37954Y855 BBG001T9BM41 404468 6901 SH SOLE 6901 0 0 GLOBAL X FDS LITHIUM BTRY ETF 37954Y855 BBG001T9BM41 4865 83 SH Put SOLE 83 0 0 GOODYEAR TIRE & RUBR CO COM 382550101 BBG001S5RQ62 324800 32000 SH SOLE 32000 0 0 GOODYEAR TIRE & RUBR CO COM 382550101 BBG001S5RQ62 12180 1200 SH Put SOLE 1200 0 0 HILTON WORLDWIDE HLDGS INC COM 43300A203 BBG0058KMH49 202176 1600 SH SOLE 1600 0 0 INTER & CO INC CLASS A COM G4R20B107 BBG017Y8GKR7 8036732 3391026 SH SOLE 3391026 0 0 INVESCO EXCH TRADED FD TR II INVESCO PHLX SM 46138G615 BBG011B9WCN7 874945 43945 SH SOLE 43945 0 0 INVESCO EXCH TRADED FD TR II NASDAQ BIOTECH 46138G599 BBG011B9TZ96 785567 37266 SH SOLE 37266 0 0 INVESCO EXCH TRADED FD TR II S&P500 LOW VOL 46138E354 BBG001V18CG8 5872410 91900 SH SOLE 91900 0 0 INVESCO EXCH TRADED FD TR II S&P500 LOW VOL 46138E354 BBG001V18CG8 35145 550 SH Call SOLE 550 0 0 INVESCO EXCHANGE TRADED FD T WATER RES ETF 46137V142 BBG001SPPQG9 355832 6904 SH SOLE 6904 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 BBG001S9GN63 248972 935 SH SOLE 935 0 0 IRSA INVERSIONES Y REP S A GLOBL DEP RCPT 450047204 BBG001S8CL18 1372319 287096 SH SOLE 287096 0 0 ISHARES INC MSCI BRAZIL ETF 464286400 BBG001SFN5N1 2073612 74137 SH SOLE 74137 0 0 ISHARES INC MSCI BRAZIL ETF 464286400 BBG001SFN5N1 256877 9184 SH Call SOLE 9184 0 0 ISHARES SILVER TR ISHARES 46428Q109 BBG001SQLN69 230351 10461 SH SOLE 10461 0 0 ISHARES TR 1 3 YR TREAS BD 464287457 BBG001SKXPR1 2075923 25575 SH SOLE 25575 0 0 ISHARES TR 20 YR TR BD ETF 464287432 BBG001S8MLN3 2986800 30000 SH SOLE 30000 0 0 ISHARES TR 20 YR TR BD ETF 464287432 BBG001S8MLN3 16925 170 SH Put SOLE 170 0 0 ISHARES TR CHINA LG-CAP ETF 464287184 BBG001SMDNB1 1584800 56000 SH SOLE 56000 0 0 ISHARES TR CORE HIGH DV ETF 46429B663 BBG001V0XLT8 919814 8824 SH SOLE 8824 0 0 ISHARES TR GLOBAL TECH ETF 464287291 BBG001S60KQ0 724005 16150 SH SOLE 16150 0 0 ISHARES TR IBOXX HI YD ETF 464288513 BBG001ST0ZQ7 275892 3747 SH SOLE 3747 0 0 ISHARES TR IBOXX HI YD ETF 464288513 BBG001ST0ZQ7 4933 67 SH Put SOLE 67 0 0 ISHARES TR IBOXX INV CP ETF 464287242 BBG001S60QR6 6642090 63000 SH SOLE 63000 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 BBG001SK77D5 526810 13900 SH SOLE 13900 0 0 ISHARES TR MSCI USA QLT FCT 46432F339 BBG004TRTWW3 569800 5000 SH SOLE 5000 0 0 ISHARES TR RUS 2000 GRW ETF 464287648 BBG001S562F8 278876 1300 SH SOLE 1300 0 0 ISHARES TR RUS MD CP GR ETF 464287481 BBG001S561Z8 1052775 12593 SH SOLE 12593 0 0 ISHARES TR RUS MID CAP ETF 464287499 BBG001SJCNS1 614470 9110 SH SOLE 9110 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 BBG001SFC7Y7 259971 1491 SH SOLE 1491 0 0 ISHARES TR SELECT DIVID ETF 464287168 BBG001SDJVG2 697068 5780 SH SOLE 5780 0 0 ISHARES TR TIPS BD ETF 464287176 BBG001SD9RM5 1117620 10500 SH SOLE 10500 0 0 ISHARES TR U.S. REAL ES ETF 464287739 BBG001SFGXJ3 1425337 16930 SH SOLE 16930 0 0 ITAU UNIBANCO HLDG S A SPON ADR REP PFD 465562106 BBG001S65TL1 687377 145940 SH SOLE 145940 0 0 KRANESHARES TR CSI CHI INTERNET 500767306 BBG004XB9HZ5 623630 20650 SH SOLE 20650 0 0 LAMB WESTON HLDGS INC COM 513272104 BBG003CVMLR1 1136838 12722 SH SOLE 12722 0 0 LINDE PLC SHS G5494J103 BBG00GVR8YR8 228326 700 SH SOLE 700 0 0 LISTED FD TR ROUNDHILL BALL 53656F417 BBG011J1MP12 390233 54350 SH SOLE 54350 0 0 LOMA NEGRA C I A S A MTN 14 SPONSORED ADS 54150E104 BBG00HMSHSQ8 147734 21567 SH SOLE 21567 0 0 M & T BK CORP COM 55261F104 BBG001S7S2B4 284608 1962 SH SOLE 1962 0 0 M & T BK CORP COM 55261F104 BBG001S7S2B4 6238 43 SH Put SOLE 43 0 0 MARATHON OIL CORP COM 565849106 BBG001S69V69 433120 16000 SH SOLE 16000 0 0 MERCADOLIBRE INC COM 58733R102 BBG001SM32G3 13184419 15580 SH SOLE 15580 0 0 META PLATFORMS INC CL A 30303M102 BBG001SQCQC5 348986 2900 SH SOLE 2900 0 0 META PLATFORMS INC CL A 30303M102 BBG001SQCQC5 12034 100 SH Call SOLE 100 0 0 MICROSOFT CORP COM 594918104 BBG001S5TD05 867189 3616 SH SOLE 3616 0 0 MICROSOFT CORP COM 594918104 BBG001S5TD05 9593 40 SH Put SOLE 40 0 0 MODERNA INC COM 60770K107 BBG003PHHZV8 759074 4226 SH SOLE 4226 0 0 MODERNA INC COM 60770K107 BBG003PHHZV8 10777 60 SH Put SOLE 60 0 0 MOSAIC CO NEW COM 61945C103 BBG001S7LJN1 447474 10200 SH SOLE 10200 0 0 MURPHY OIL CORP COM 626717102 BBG001S5TG80 576334 13400 SH SOLE 13400 0 0 NATURA &CO HLDG S A ADS 63884N108 BBG00R4ZKQD4 792052 182922 SH SOLE 182922 0 0 NIKE INC CL B 654106103 BBG001S6NTK2 554276 4737 SH SOLE 4737 0 0 NIKE INC CL B 654106103 BBG001S6NTK2 11701 100 SH Put SOLE 100 0 0 NUTRIEN LTD COM 67077M108 BBG00JM9SM69 248302 7 SH SOLE 7 0 0 NVIDIA CORPORATION COM 67066G104 BBG001S5TZJ6 259983 1779 SH SOLE 1779 0 0 NVIDIA CORPORATION COM 67066G104 BBG001S5TZJ6 4969 34 SH Put SOLE 34 0 0 OCCIDENTAL PETE CORP COM 674599105 BBG001S5TZG9 296053 4700 SH SOLE 4700 0 0 PACER FDS TR US CASH COWS 100 69374H881 BBG00FJQN752 564250 12200 SH SOLE 12200 0 0 PAGSEGURO DIGITAL LTD COM CL A G68707101 BBG00JM7QCG6 1573200 180000 SH SOLE 180000 0 0 PAMPA ENERGIA S A SPONS ADR LVL I 697660207 BBG001T5K0S1 275610 8629 SH SOLE 8629 0 0 PNC FINL SVCS GROUP INC COM 693475105 BBG001S5V947 562898 3564 SH SOLE 3564 0 0 PNC FINL SVCS GROUP INC COM 693475105 BBG001S5V947 12635 80 SH Put SOLE 80 0 0 PROSHARES TR SHRT RUSSELL2000 74348A210 BBG001S90ZR0 725700 29500 SH SOLE 29500 0 0 REVANCE THERAPEUTICS INC COM 761330109 BBG001V0GBC7 446732 24200 SH SOLE 24200 0 0 SELECT SECTOR SPDR TR ENERGY 81369Y506 BBG001S7T1S7 1598427 18274 SH SOLE 18274 0 0 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 BBG001S7T1Q9 353640 2738 SH SOLE 2738 0 0 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 BBG001S7T1Q9 5037 39 SH Put SOLE 39 0 0 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 BBG001S7TD56 531077 7533 SH SOLE 7533 0 0 SENDAS DISTRIBUIDORA S A SPON ADS 81689T104 BBG00ZDRF822 2047241 111810 SH SOLE 111810 0 0 SIGMA LITHIUM CORPORATION COM 826599102 BBG0027F58B9 1382780 49000 SH SOLE 49000 0 0 SPDR GOLD TR GOLD SHS 78463V107 BBG001SCPX28 6061237 35730 SH SOLE 35730 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 BBG001S72SM3 313210 819 SH SOLE 819 0 0 SPDR SER TR PRTFLO S&P500 VL 78464A508 BBG001SG4284 248624 6393 SH SOLE 6393 0 0 SPDR SER TR S&P OILGAS EXP 78468R556 BBG001SB12P9 396362 2917 SH SOLE 2917 0 0 SPDR SER TR S&P REGL BKG 78464A698 BBG001SMH2R6 509335 8671 SH SOLE 8671 0 0 STANLEY BLACK & DECKER INC COM 854502101 BBG001S5WHT1 376276 5009 SH SOLE 5009 0 0 SUZANO S A SPON ADS 86959K105 BBG001SKWHM5 5155791 557986 SH SOLE 557986 0 0 SYNCHRONY FINANCIAL COM 87165B103 BBG00658F3Q2 421758 12835 SH SOLE 12835 0 0 SYNCHRONY FINANCIAL COM 87165B103 BBG00658F3Q2 5783 176 SH Put SOLE 176 0 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 BBG001S5WWW4 212297 2850 SH SOLE 2850 0 0 TELEDYNE TECHNOLOGIES INC COM 879360105 BBG001SDK336 359919 900 SH SOLE 900 0 0 TELEFONICA BRASIL SA NEW ADR 87936R205 BBG00Y6FQJF9 3077667 430443 SH SOLE 430443 0 0 TESLA INC COM 88160R101 BBG001SQKGD7 375083 3045 SH SOLE 3045 0 0 TIM S A SPONSORED ADR 88706T108 BBG00XS5MBP9 221886 19046 SH SOLE 19046 0 0 TRANSPORTADORA DE GAS SUR SPONSORED ADS B 893870204 BBG001S80GV9 172009 14577 SH SOLE 14577 0 0 ULTRAPAR PARTICIPACOES SA SP ADR REP COM 90400P101 BBG001S8C8S8 334686 138300 SH SOLE 138300 0 0 UNDER ARMOUR INC CL A 904311107 BBG001SJLLQ7 292476 28787 SH SOLE 28787 0 0 UNDER ARMOUR INC CL A 904311107 BBG001SJLLQ7 12954 1275 SH Put SOLE 1275 0 0 UNITED STATES STL CORP NEW COM 912909108 BBG001S5XL75 208466 8322 SH SOLE 8322 0 0 VALE S A SPONSORED ADS 91912E105 BBG001SB54S8 1261889 74360 SH SOLE 74360 0 0 VANECK ETF TRUST GOLD MINERS ETF 92189F106 BBG001SR42Z0 866535 30235 SH SOLE 30235 0 0 VISTRA CORP COM 92840M102 BBG00DXDL6R0 573040 24700 SH SOLE 24700 0 0 VORNADO RLTY TR SH BEN INT 929042109 BBG001S5X909 405087 19466 SH SOLE 19466 0 0 VORNADO RLTY TR SH BEN INT 929042109 BBG001S5X909 5660 272 SH Put SOLE 272 0 0 WASTE CONNECTIONS INC COM 94106B101 BBG001SKJ4K1 596520 4500 SH SOLE 4500 0 0 WEWORK INC CL A 96209A104 BBG00W7FH7H6 155727 108900 SH SOLE 108900 0 0 XP INC CL A G98239109 BBG00QVJYHP4 8626495 562353 SH SOLE 562353 0 0 YPF SOCIEDAD ANONIMA SPON ADR CL D 984245100 BBG001S61Q40 112486 12240 SH SOLE 12240 0 0 ZIONS BANCORPORATION N A COM 989701107 BBG001S5XN80 211142 4295 SH SOLE 4295 0 0 ZIONS BANCORPORATION N A COM 989701107 BBG001S5XN80 6342 129 SH Put SOLE 129 0 0