0001638599-18-000030.txt : 20180102
0001638599-18-000030.hdr.sgml : 20180102
20180102181617
ACCESSION NUMBER: 0001638599-18-000030
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20171229
FILED AS OF DATE: 20180102
DATE AS OF CHANGE: 20180102
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Bass Gregory Brooks
CENTRAL INDEX KEY: 0001696824
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36357
FILM NUMBER: 18502943
MAIL ADDRESS:
STREET 1: 3228 BROOKSIDE DRIVE
CITY: FURLONG
STATE: PA
ZIP: 18925
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Lipocine Inc.
CENTRAL INDEX KEY: 0001535955
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 990370688
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 675 ARAPEEN DRIVE, SUITE 202
CITY: SALT LAKE CITY
STATE: X1
ZIP: 84108
BUSINESS PHONE: 801 994 7383
MAIL ADDRESS:
STREET 1: 675 ARAPEEN DRIVE, SUITE 202
CITY: SALT LAKE CITY
STATE: X1
ZIP: 84108
FORMER COMPANY:
FORMER CONFORMED NAME: MARATHON BAR CORP
DATE OF NAME CHANGE: 20111130
4
1
doc4_5170.xml
PRIMARY DOCUMENT
X0306
4
2017-12-29
0
0001535955
Lipocine Inc.
LPCN
0001696824
Bass Gregory Brooks
675 ARAPEEN DRIVE, SUITE 202
675 ARAPEEN DRIVE, SUITE 202
SALT LAKE CITY
UT
84010
0
1
0
0
Chief Commercial Officer
Common Stock
2017-12-29
4
M
0
9375
0
A
9375
D
Common stock
2017-12-29
4
S
0
3750
3.4729
D
5625
D
Restricted Stock Unit
0
2017-12-29
4
M
0
9375
0
D
2017-12-29
2027-01-25
Common stock
9375
28125
D
Represents shares of Lipocine Inc. common stock ("LPCN Common Stock") acquired upon the vesting of restricted stock units (see footnote 4).
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.
Represents the weighted average price of shares sold at a price that ranged from $3.43-$3.54.
Subject to vesting whereby 1/4 of the shares subject to the award will vest on December 29, 2017 and the remaining 3/4 of the shares subject to the award will vest on the receipt by the Company of FDA approval of LPCN 1021.
/s/Gregory Bass
2018-01-02