0001127602-24-006313.txt : 20240222 0001127602-24-006313.hdr.sgml : 20240222 20240222163338 ACCESSION NUMBER: 0001127602-24-006313 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240220 FILED AS OF DATE: 20240222 DATE AS OF CHANGE: 20240222 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ogle Trevor CENTRAL INDEX KEY: 0001947110 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35897 FILM NUMBER: 24665405 MAIL ADDRESS: STREET 1: 230 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10169 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Voya Financial, Inc. CENTRAL INDEX KEY: 0001535929 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] ORGANIZATION NAME: 02 Finance IRS NUMBER: 521222820 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 230 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10169 BUSINESS PHONE: 212-309-8200 MAIL ADDRESS: STREET 1: 230 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10169 FORMER COMPANY: FORMER CONFORMED NAME: ING U.S., Inc. DATE OF NAME CHANGE: 20120709 FORMER COMPANY: FORMER CONFORMED NAME: ING America Insurance Holdings, Inc. DATE OF NAME CHANGE: 20111130 4 1 form4.xml PRIMARY DOCUMENT X0508 4 2024-02-20 0001535929 Voya Financial, Inc. VOYA 0001947110 Ogle Trevor 230 PARK AVENUE NEW YORK NY 10169 1 See Remarks 1 Common Stock 5778.4053 I By 401(k) Plan Common Stock 2024-02-20 4 M 0 7814 0 A 9536 D Common Stock 2024-02-20 4 M 0 5458 0 A 14994 D Common Stock 2024-02-20 4 F 0 4837 70.14 D 10157 D Common Stock 2024-02-21 4 S 0 6317 69.3475 D 3840 D Restricted Stock Units 2024-02-20 4 M 0 7814 0 D Common Stock 7814 11779 D Performance Stock Unit 2024-02-20 4 M 0 5458 0 D Common Stock 5458 35041 D Performance-Based Stock Options Common Stock 12500 12500 D Includes automatic semi-monthly contributions to the reporting person's 401(k). Delivery of the shares of the Company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units that were awarded as compensation. The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 9, 2022. The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. The performance stock units were awarded as compensation and convert to common stock based on the achievement of certain performance factors. The options vest based on conditions set forth in their respective agreements. Executive Vice President, Chief Strategy, M&A Corporate Transactions Officer /s/ My Chi To, Attorney-in-Fact 2024-02-22