0001127602-24-006313.txt : 20240222
0001127602-24-006313.hdr.sgml : 20240222
20240222163338
ACCESSION NUMBER: 0001127602-24-006313
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240220
FILED AS OF DATE: 20240222
DATE AS OF CHANGE: 20240222
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Ogle Trevor
CENTRAL INDEX KEY: 0001947110
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35897
FILM NUMBER: 24665405
MAIL ADDRESS:
STREET 1: 230 PARK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10169
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Voya Financial, Inc.
CENTRAL INDEX KEY: 0001535929
STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311]
ORGANIZATION NAME: 02 Finance
IRS NUMBER: 521222820
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 230 PARK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10169
BUSINESS PHONE: 212-309-8200
MAIL ADDRESS:
STREET 1: 230 PARK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10169
FORMER COMPANY:
FORMER CONFORMED NAME: ING U.S., Inc.
DATE OF NAME CHANGE: 20120709
FORMER COMPANY:
FORMER CONFORMED NAME: ING America Insurance Holdings, Inc.
DATE OF NAME CHANGE: 20111130
4
1
form4.xml
PRIMARY DOCUMENT
X0508
4
2024-02-20
0001535929
Voya Financial, Inc.
VOYA
0001947110
Ogle Trevor
230 PARK AVENUE
NEW YORK
NY
10169
1
See Remarks
1
Common Stock
5778.4053
I
By 401(k) Plan
Common Stock
2024-02-20
4
M
0
7814
0
A
9536
D
Common Stock
2024-02-20
4
M
0
5458
0
A
14994
D
Common Stock
2024-02-20
4
F
0
4837
70.14
D
10157
D
Common Stock
2024-02-21
4
S
0
6317
69.3475
D
3840
D
Restricted Stock Units
2024-02-20
4
M
0
7814
0
D
Common Stock
7814
11779
D
Performance Stock Unit
2024-02-20
4
M
0
5458
0
D
Common Stock
5458
35041
D
Performance-Based Stock Options
Common Stock
12500
12500
D
Includes automatic semi-monthly contributions to the reporting person's 401(k).
Delivery of the shares of the Company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units that were awarded as compensation.
The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 9, 2022.
The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.
The performance stock units were awarded as compensation and convert to common stock based on the achievement of certain performance factors.
The options vest based on conditions set forth in their respective agreements.
Executive Vice President, Chief Strategy, M&A Corporate Transactions Officer
/s/ My Chi To, Attorney-in-Fact
2024-02-22