0001127602-23-028588.txt : 20231201 0001127602-23-028588.hdr.sgml : 20231201 20231201160716 ACCESSION NUMBER: 0001127602-23-028588 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231130 FILED AS OF DATE: 20231201 DATE AS OF CHANGE: 20231201 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lavallee Heather H. CENTRAL INDEX KEY: 0001851836 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35897 FILM NUMBER: 231459558 MAIL ADDRESS: STREET 1: 230 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10169 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Voya Financial, Inc. CENTRAL INDEX KEY: 0001535929 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] IRS NUMBER: 521222820 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 230 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10169 BUSINESS PHONE: 212-309-8200 MAIL ADDRESS: STREET 1: 230 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10169 FORMER COMPANY: FORMER CONFORMED NAME: ING U.S., Inc. DATE OF NAME CHANGE: 20120709 FORMER COMPANY: FORMER CONFORMED NAME: ING America Insurance Holdings, Inc. DATE OF NAME CHANGE: 20111130 4 1 form4.xml PRIMARY DOCUMENT X0508 4 2023-11-30 0001535929 Voya Financial, Inc. VOYA 0001851836 Lavallee Heather H. 230 PARK AVENUE NEW YORK NY 10169 1 See Remarks 0 Common Stock 14064 D Deferred Savings Plan Issuer Stock Units 2023-11-30 4 A 0 3.321 71.51 A Common Stock 3.321 4952.347 D Performance Stock Unit Common Stock 135377 135377 D Restricted Stock Units Common Stock 61403 61403 D Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. The performance stock units were awarded as compensation and will convert to common stock based on the achievement of certain performance factors. The restricted stock units were awarded as compensation and will convert to common stock based on the achievement of certain performance factors. President and CEO /s/ My Chi To, Attorney-in-Fact 2023-12-01