0001127602-23-026236.txt : 20231025 0001127602-23-026236.hdr.sgml : 20231025 20231025163735 ACCESSION NUMBER: 0001127602-23-026236 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231024 FILED AS OF DATE: 20231025 DATE AS OF CHANGE: 20231025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: To My Chi CENTRAL INDEX KEY: 0001947475 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35897 FILM NUMBER: 231346481 MAIL ADDRESS: STREET 1: 230 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10169 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Voya Financial, Inc. CENTRAL INDEX KEY: 0001535929 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] IRS NUMBER: 521222820 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 230 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10169 BUSINESS PHONE: 212-309-8200 MAIL ADDRESS: STREET 1: 230 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10169 FORMER COMPANY: FORMER CONFORMED NAME: ING U.S., Inc. DATE OF NAME CHANGE: 20120709 FORMER COMPANY: FORMER CONFORMED NAME: ING America Insurance Holdings, Inc. DATE OF NAME CHANGE: 20111130 4 1 form4.xml PRIMARY DOCUMENT X0508 4 2023-10-24 0001535929 Voya Financial, Inc. VOYA 0001947475 To My Chi 230 PARK AVENUE NEW YORK NY 10169 1 See Remarks 0 Common Stock 2023-10-24 4 M 0 3818 66.30 A 3818 D Common Stock 2023-10-24 4 F 0 1455 66.30 D 2363 D Restricted Stock Units 2023-10-24 4 M 0 3818 0 D Common Stock 3818 15920 D Performance-Based Stock Options Common Stock 10121 10121 D Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units that were awareded as compensation. The restricted stock units were awarded as compensation and will convert to common stock on a 1 to 1 basis upon the vesting date. The performance stock units were awarded as compensation and will convert to common stock based on the achievement of certain performance factors. Executive Vice President, Chief Legal Officer and Corporate Secretary /s/ Julie A. Watson, Attorney-in-Fact 2023-10-25